ECB streamlines how it supervises banks’ internal models
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Operational Resilience / Outsourcing
Business continuity, third-party risk management, cloud outsourcing, and operational resilience frameworks.
Uncertificated securities market regime – targeted for launch in November 2026
No description available.
Sectors:
Topics:
BankBroker DealerFintech
Delivering on the Insurer’s Promise - Keynote speech by Mr Marcus Lim, Assistant Managing Director, Monetary Authority of Singapore, at the Life Insurance Association, Singapore (LIA) Annual Luncheon on 30 March 2026
At the Life Insurance Association, Singapore (LIA) Annual Luncheon on 30 March 2026, Mr Marcus Lim, Assistant Managing Director, Monetary Authority of Singapore, delivered a keynote speech highlighting three key roles played by insurers.
Sectors:
Topics:
Insurance
ESAs spring risk update highlights geopolitical pressures and rising private finance risks
ESAs spring risk update highlights geopolitical pressures and rising private finance risks 27 March 2026 Joint Committee Risk monitoring The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) today published their spring 2026 Joint Committee update on risks and vulnerabilities in the EU financial system. The update focuses on the challenges arising from ongoing geopolitical tensions and developments in private finance. Geopolitical tensions continue to pose significant risks Th...
Sectors:
Topics:
BankAsset ManagerInsurance
The AMF clarifies its doctrine on several aspects relating to asset management companies
Asset management Regulatory developments The AMF clarifies its doctrine on several aspects relating to asset management companies
Sectors:
Topics:
Asset ManagerBank
My FCA marks first year with a single, streamlined sign in for all firms
As part of ongoing improvements to My FCA, and following the successful removal of RegData sign in at the end of last year, we have now removed direct access to Connect and the Online Invoicing System. Firms do not need to take any action. All existing RegData, Connect and Online Invoicing links and bookmarked pages will now automatically redirect to My FCA, where you can access all systems from a single homepage without signing in again. This makes managing your regulatory tasks quicker and ...
Sectors:
Topics:
BankWealth ManagerAll Firms
Update to Discount Window Facility pricing – Market Notice 27 March 2026
The Bank is today announcing a simplification and reduction in the Discount Window Facility (DWF) pricing, as part of its previously announced review of the DWF.
Sectors:
Topics:
BankWealth ManagerAsset Manager
Barclays PLC: BaFin imposes administrative fine
On 10 March 2026, BaFin imposed an administrative fine amounting to €1,650,000 on Barclays PLC. The reason for this fine was a breach of supervisory duties in connection with contraventions of the German Securities Trading Act (Wertpapierhandelsgesetz - WpHG). Between June 2022 and March 2023, Barclays PLC failed in 26 cases to submit voting rights notifications regarding a single issuer within the prescribed period.
AI Analysis
BaFin imposed a €1.65 million administrative fine on Barclays PLC on March 10, 2026, for failing to submit 26 voting rights notifications within the required four-trading-day deadline between June 2022 and March 2023. This enforcement action demonstrates BaFin's commitment to enforcing transparency requirements under the German Securities Trading Act (WpHG) and highlights the critical importance of robust internal controls for voting rights notification compliance.
Sectors:
Topics:
Broker DealerAsset ManagerBank
Stopping for gas − speech by Alan Taylor
Given at the Exante Data 10 Year Anniversary Conference, New York
Sectors:
Topics:
BankWealth ManagerFintech
International,Hosting Overseas Regulatory Officials at the Global Financial Partnership Center (28th Program: 12 Banking Regulatory Authorities)
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
SS9/17 - Recovery planning
Supervisory Statement 9/17
AI Analysis
**SS9/17 - Recovery Planning** is the PRA's supervisory statement establishing expectations for how UK banks, building societies, and designated investment firms must prepare and maintain recovery plans to ensure financial stability during periods of stress. This guidance supersedes the previous SS18/13 and represents a substantial tightening of recovery planning requirements, making credible, testable, and executable recovery plans a core component of prudential regulation rather than a compliance checkbox.
Sectors:
Topics:
BankAll Firms
Quarterly Bulletin No.1 2026: Renewed surge in international energy prices tests domestic economic resilience
Renewed surge in international energy prices tests domestic economic resilience Higher oil and gas prices are expected to lead to lower growth and higher inflation than previously expected. The extent is dependent on the duration of the conflict and the scale of damage to critical infrastructure in the Middle East. MDD is forecast to grow by 2.8 per cent per annum on average from 2026 to 2028 in the baseline forecast, with inflation averaging 2.5 per cent per annum over that period. More seve...
Sectors:
Topics:
BankAsset ManagerWealth Manager
Superintendent Routledge to participate in virtual fireside chat at Bank of America Expert Insights Series on March 30, 2026
Superintendent Routledge to participate in virtual fireside chat at Bank of America Expert Insights Series on March 30, 2026
Sectors:
Topics:
BankAsset ManagerWealth Manager
Anneli Tuominen: Interview with Anneli Tuominen for Die Presse
No description available.
Sectors:
Topics:
BankWealth ManagerAll Firms
Robustness - speech by Huw Pill
Speech at the National Bank of the Republic of North Macedonia and SUERF conference – Central Banking Amid Persistent Global Shifts: Fostering Stability, Innovation, and Resilience, Skopje
Sectors:
Topics:
BankWealth ManagerFintech
Remarks by Deputy Governor Colm Kincaid to Central Bank of Ireland’s Consumer Protection Workshop – Consumer Protection at the Heart of Our Mission
Good afternoon and welcome to this Central Bank of Ireland workshop on the Consumer Protection Code. Today I will focus on the outlook for consumers and investors. But first let me pause to talk a little about the broader context in which we find ourselves. We are living through a period marked by extraordinary change, geopolitical instability, rapid technological transformation and shifting economic conditions. Governor Makhlouf summarised this well when he said how 2026 has already seen ext...
AI Analysis
Deputy Governor Colm Kincaid's speech on 24 March 2026 emphasizes consumer protection as central to the Central Bank of Ireland's (CBI) mission amid geopolitical, technological, and economic changes, highlighting the revised **Consumer Protection Code 2025** (CPC 2025) as a key modernization effort. This matters for compliance professionals because the CPC 2025 introduces enhanced, digitally-focused protections effective **24 March 2026**, replacing the 2012 Code after a 12-month implementation period, with firms required to proactively secure customer interests.
Sectors:
Topics:
BankInsurancePayment Provider
Pedro Machado: Changing the tune but not the tone: synthetic risk transfers in Europe
No description available.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
How the Consumer Protection Code Secures Your Interests
The Central Bank of Ireland today (Tuesday 24 March 2026) marked the coming into force of the modernised Consumer Protection Code, giving consumers stronger protections when using banks, insurance companies, and other financial services. The modernised Code has been designed to better protect consumers in today’s world, and in anticipation of how financial services will evolve into the future. It follows extensive public consultation and engagement. Deputy Governor Colm Kincaid said: "The Cen...
Sectors:
Topics:
BankInsuranceAll Firms
Patrick Montagner: Making supervision more effective without compromising resilience
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Patrick Montagner: Embracing harmonisation and diversity
No description available.
Sectors:
Topics:
BankWealth ManagerAll Firms
Patrick Montagner: Banking supervision in a fragmented credit market: interconnections matter
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Anneli Tuominen: Upgrading banks’ capacity to deal with digital risks
No description available.
Sectors:
Topics:
BankFintech
Festgeldplan(.)com: BaFin warns about website and identity fraud
The German Financial Supervisory Authority (BaFin) warns about offers from the website festgeldplan(.)com. According to information available to BaFin, the unknown operators of the website are offering financial services without the required authorisation. They give the impression that their offers originate from WPV Advisory & Asset Management GmbH & Co. KG, which is supervised by BaFin. It is a case of identity fraud. WPV Advisory & Asset Management GmbH & Co. KG has no connection with the ...
Sectors:
Topics:
BankWealth ManagerFintech
Claudia Buch: Interview with Naftemporiki
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Superintendent Peter Routledge participates in National Bank Annual Conference 2026 fireside chat
Superintendent Peter Routledge participates in National Bank Annual Conference 2026 fireside chat
Sectors:
Topics:
BankInsurance
What the (latest) Middle East conflict means for inflation, growth, and monetary policy in Europe
In his latest blog Governor Gabriel Makhlouf explains that the Governing Council held rates steady at 2 per cent due to new geopolitical uncertainty from Middle East tensions, which risk pushing energy prices and headline inflation above the 2 per cent target whilst dampening growth. The Bank will monitor inflation expectations and wage dynamics closely to prevent the energy shock from becoming embedded in persistent above-target inflation, as occurred after the Ukraine crisis.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Letter from Claudia Buch, Chair of the Supervisory Board, to Mr Nikolas Farantouris, MEP, on banking supervision
No description available.
Sectors:
Topics:
Bank
CFTC Staff Issues FAQs Concerning Registrant and Registered Entity Activities Relating to Crypto Assets and Blockchain Technologies
No description available.
AI Analysis
The CFTC issued FAQs on March 20, 2026, providing clarification on how registered entities and market participants should handle crypto assets and blockchain technologies in their operations, building directly on the agency's tokenized collateral guidance and no-action relief issued in late 2025 and early 2026. This guidance is critical because it operationalizes the SEC-CFTC joint interpretation issued just three days earlier (March 17, 2026), which established a binding regulatory framework classifying 16 crypto assets as digital commodities and clarifying the treatment of non-security crypto assets under federal law.
Sectors:
Topics:
Crypto ExchangeBroker DealerFintech
Warning concerning persons misusing the name of the Chair of the CSSF Board
(first publication: 30 October 2024)
Sectors:
Topics:
BankWealth ManagerAll Firms
Development of the bank's balance sheet total
Situation as at 31 December 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
Quarterly development of employment in banks
Situation as at 31 December 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
MAS Partners Industry to Develop AI Risk Management Toolkit for the Financial Sector
MAS announced the successful conclusion of phase two of Project MindForge, which culminates in the publication of an Artificial Intelligence (AI) Risk Management Toolkit for the financial services sector.
Sectors:
Topics:
BankFintechAsset Manager
Bank Rate maintained at 3.75% - March 2026 Monetary Policy Summary and Minutes
The Bank of England’s Monetary Policy Committee is responsible for making decisions about Bank Rate.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Legal department - Consumer protection / financial crime (Updated)
Out-of-court consumer complaint resolution
Sectors:
Topics:
BankWealth ManagerFintech
Claudia Buch: Hearing of the Committee on Economic and Monetary Affairs of the European Parliament
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
ECB Annual Report on supervisory activities 2025
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
FCA confirms new incident and third party rules to bolster resilience
We’ve confirmed new rules to make existing incident and third party reporting clearer, more consistent, and easier for firms to follow. These new rules will help us respond quickly to disruption such as a cyber attack or power outage, give firms greater certainty on what to report and when and strengthen firm resilience to better protect consumers and markets.Cyber attacks are becoming more frequent and more sophisticated, and firms are increasingly reliant on third party providers. In 2025, ...
Sectors:
Topics:
BankFintechCrypto Exchange
PS7/26 – Operational resilience: Operational incident and third-party reporting
Policy statement 7/26
AI Analysis
PS7/26 finalizes PRA rules for standardized reporting of operational incidents and material third-party (MTP) arrangements, responding to CP17/24 consultation feedback by reducing firm burden through simplified templates and exclusions. This matters for compliance professionals as it enhances PRA oversight of operational resilience risks amid rising threats and third-party reliance, aligning with international standards like DORA and FSB FIRE while supporting identification of critical third parties (CTPs).
Sectors:
Topics:
BankInsuranceAll Firms
SS1/26 – Operational resilience: Incident reporting
Supervisory statement 1/26
AI Analysis
SS1/26 outlines the PRA's expectations for firms to report operational incidents via a structured three-phase process (initial, intermediate, final) as mandated in the PRA Rulebook's Regulatory Reporting Part, Chapter 24, to enhance UK financial sector resilience by capturing incidents risking firm safety, policyholder protection, or stability. This matters because it standardizes reporting, enabling timely PRA oversight and reducing inconsistencies in incident data collection across regulated entities.
Sectors:
Topics:
BankInsuranceAll Firms
ECB publishes supervisory banking statistics on significant institutions for the fourth quarter of 2025
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
PRA publishes liquidity reform proposals
The Prudential Regulation Authority has today published proposals aimed at ensuring banks can monetise liquid assets quickly in a fast-paced stress event – such as the collapse of Silicon Valley Bank in 2023.
AI Analysis
The PRA has launched a three-month consultation on modernized liquidity standards designed to ensure banks can rapidly convert liquid assets to cash during stress events, responding directly to lessons from the 2023 collapses of Silicon Valley Bank and Credit Suisse. Rather than requiring banks to hold more liquid assets, the reforms focus on **operationalizing existing liquidity** through enhanced stress testing, removal of exemptions for sovereign bonds, and improved preparedness for central bank facility access.
Sectors:
Topics:
BankAsset ManagerInsurance
Modernising the liquidity framework for banks and building societies - speech by Phil Evans
Given at University of Leeds, Cloth Hall Court, Leeds
Sectors:
Topics:
BankWealth ManagerAll Firms
Press Conferences,Press Conference by KATAYAMA Satsuki, Minister of State for Financial Services (March ９, 2026)
No description available.
Sectors:
Topics:
BankBroker DealerFintech
Ben Gully appointed as the next Secretary General of the Basel Committee on Banking Supervision
Ben Gully appointed as the next Secretary General of the Basel Committee on Banking Supervision
Sectors:
Topics:
BankAsset ManagerWealth Manager
eDesk – Disruptions on Monday 16 March 2026
No description available.
Sectors:
Topics:
BankWealth ManagerFintech
Press Conferences,Press Conference by KATAYAMA Satsuki, Minister of State for Financial Services (March 3, 2026)
No description available.
Sectors:
Topics:
BankBroker DealerFintech
BaFin warns consumers about the website mbspoint(.)com
The Federal Financial Supervisory Authority (BaFin) warns consumers about MBS Point and the services it is offering. BaFin suspects the unknown operators of the website mbspoint(.)com of offering consumers financial, investment and cryptoasset services without the required authorisation.
Sectors:
Topics:
BankFintechCrypto Exchange
Profit and loss account of credit institutions as at 31 December 2025 (only in French)
Press release 26/06
Sectors:
Topics:
BankAsset ManagerWealth Manager
Reforming cross-border payments – speech by Andrew Bailey
Given at the FSB Payments Summit
Sectors:
Topics:
BankPayment ProviderAll Firms
EU financial markets enter 2026 amid high-risk environment
EU financial markets enter 2026 amid high-risk environment 11 March 2026 Press Releases Risk monitoring The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today its first risk monitoring report of 2026 , outlining the key risks and vulnerabilities in EU financial markets. ESMA finds that risks of market and systemic stress remain high despite resilient market performance in the second half of 2025. Our risk assessment for the s...
Sectors:
Topics:
BankBroker DealerCrypto Exchange
Wildlife to feature on next series of Bank of England banknotes
Images of the UK’s wildlife are to feature on the next series of banknotes following a public consultation run by the Bank of England.
AI Analysis
The Bank of England has announced that **wildlife imagery will replace historical figures on the next series of banknotes**, following a public consultation in which nature received 60% support. This decision represents a significant shift in banknote design policy and carries implications for currency authentication, public engagement, and operational planning across the payments ecosystem.
Sectors:
Topics:
BankPayment Provider
Remarks by Gerry Cross, Director of Capital Markets & Funds - CASP Industry Briefing
Introduction Good morning. I am delighted to welcome you to Central Bank of Ireland today as part of our continued engagement with the crypto sector. This time last year we hosted an industry briefing focused on the path to success in the authorisation of Crypto-Asset Service Providers (CASPs). It has been a very active 12 months, and today I see many of you in the room from newly authorised CASPs who have come through the process successfully. This morning’s event is an excellent opportunity...
Sectors:
Topics:
Crypto ExchangeFintech
CFTC Announces Marc H. Sielski as Executive Director
No description available.
Sectors:
Topics:
BankBroker DealerFintech
“Regulating with purpose – outcomes-focused regulation and supervision, a practitioner’s perspective” – Remarks by Deputy Governor McMunn at Outcomes-focused Regulation in Financial Services conference, University College Dublin (UCD)
Good morning everyone, I am delighted to be here for what looks set to be an interesting conference on a topic which is both very close to my heart and central to what we do at Central Bank of Ireland (“the Central Bank”) – as we work to deliver on our mission, and in particular ensuring the financial system is operating in the best interests of consumers and the wider economy. 1 I am particularly delighted to be back in UCD – where I had the pleasure to study economics as an undergraduate, w...
AI Analysis
This speech by Deputy Governor Mary Elizabeth McMunn outlines the Central Bank of Ireland's (CBI) shift toward **outcomes-focused regulation and supervision**, emphasizing five key priorities from the 2026 Regulatory and Supervisory Outlook (RSO) to address geopolitical risks, consumer protection, technology, and resilience in a volatile environment. It matters for compliance professionals as it signals intensified CBI scrutiny on firm behaviors and outcomes rather than mere rule compliance, with direct implications for supervisory engagements, thematic reviews, and enforcement across banking, funds, insurance, and payments sectors.
Sectors:
Topics:
BankAsset ManagerInsurance
Central Bank of Ireland Launches Discussion Paper on Tokenisation and Distributed Ledger Technology in Financial Services
Central Bank of Ireland today published a Discussion Paper examining the potential role of Distributed Ledger Technology (DLT) and tokenisation in the financial system . Deputy Governor Vasileios Madouros, commenting on the publication, said: “Distributed ledger technology and tokenisation have the potential to transform how financial services are delivered. We believe this technology, if enabled and deployed correctly, can change the financial system for the better, including by helping the ...
AI Analysis
The Central Bank of Ireland (CBI) has launched Discussion Paper 12 (DP12) on Distributed Ledger Technology (DLT) and tokenisation in financial services to explore their transformative potential in areas like markets, funds, payments, and money, while assessing opportunities, risks, and enablers such as legal clarity and interoperability. This matters for compliance professionals as it signals CBI's proactive stance on integrating these technologies into a resilient financial system, aligning with EU ambitions like the Savings and Investment Union, and invites stakeholder input to shape future policy without proposing immediate rules. (Source: https://www.centralbank.ie/news/article/press-release-discussion-paper-tokenisation-and-distributed-ledger-technology-in-financial-services-5-march-26 [publication]; https://www.arthurcox.com/insights/central-bank-issues-discussion-paper-on-dlt-tokenisation-in-financial-services/ )
Sectors:
Topics:
Asset ManagerBankFintech
Pedro Machado: Interview with Reuters
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Regulators launch GenA.I. Sandbox++ to foster A.I. innovation across financial services
No description available.
Sectors:
Topics:
BankAsset ManagerFintech
SFC drives Asia-Pacific regulatory consensus to strengthen market resilience through collaboration and new technology
No description available.
Sectors:
Topics:
All Firms
New speech by Julia Leung: Keynote speech at ASIFMA EU-Asia Financial Services Dialogue 2026
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
MAS Sets Supervisory Expectations on Financial Institutions for Transition Planning Practices in addressing Environmental Risk
MAS today issued three Guidelines on Environmental Risk Management - Transition Planning to separately set out MAS’ supervisory expectations for banks, insurers and asset managers to manage the transition and physical risks they and their portfolios face from climate change.
Sectors:
Topics:
BankAsset ManagerInsurance
04 Mar 2026 Read more
04 Mar 2026 Read more
Sectors:
Topics:
BankWealth ManagerFintech
Publication,FSA Weekly Review No.677 March 3, 2026
No description available.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Publication,Publication of AI Discussion Paper (Version 1.1)
No description available.
AI Analysis
The Financial Services Agency (FSA) has released the **AI Discussion Paper (Version 1.1)**, an updated consultation document addressing the sound utilization of artificial intelligence in Japan's financial sector. This revised version incorporates stakeholder feedback from the FSA AI Public-Private Forum (June-December 2025) and establishes the regulatory foundation for how financial institutions should approach AI governance, risk management, and compliance as AI adoption accelerates.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Identification of reporting requirements and checks for 2nd level completeness (Updated)
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
The DFSA reminds investors to exercise caution and prudence in periods of…
The DFSA reminds investors to exercise caution and prudence in periods of…
Sectors:
Topics:
Asset ManagerWealth ManagerBank
Getting the right directions − speech by Alan Taylor
Given at the Monetary Policy Mandate Conference at Norges Bank, Oslo
Sectors:
Topics:
BankAsset ManagerWealth Manager
SB Leasing Ireland Limited (Clone) - Central Bank of Ireland Issues Warning on Unauthorised Firm
SB Leasing Ireland Limited (Clone) - Central Bank of Ireland Issues Warning on Unauthorised Firm
Sectors:
Topics:
BankFintechAll Firms
New speech by Kelvin Wong: Speech at the Chinese New Year Cocktail Reception for Financial Services Industry
No description available.
Sectors:
Topics:
BankWealth ManagerAsset Manager
Axoria AI: BaFin warns against offers on the website axoria(.)ai
The Federal Financial Supervisory Authority BaFin warns against offers on the website axoria(.)ai. According to information available to BaFin, the operator is providing financial and investment services without the required authorisation.
Sectors:
Topics:
BankFintechAll Firms
Temporary closure of Nasdaq Dubai effective Monday, 2 March 2026 and Tuesday, 3…
Temporary closure of Nasdaq Dubai effective Monday, 2 March 2026 and Tuesday, 3…
Sectors:
Topics:
BankBroker DealerFintech
Regulatory Notice 26-06
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
Sectors:
Topics:
Broker DealerWealth ManagerBank
Comments by MAS on Market Conditions
In response to media queries, MAS said that it is closely monitoring developments arising from the ongoing situation in the Middle East, and is assessing the impact on the domestic economy and financial system.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
DFSA Reminder: Current DFSA Working arrangements – Statement: 1 March 2026
DFSA Reminder: Current DFSA Working arrangements – Statement: 1 March 2026
Sectors:
Topics:
BankWealth ManagerAll Firms
Publication,Publication of "FSA Analytical Notes (2026.2): Analysis of Human Resource Support by Regional Banks and Shortages of Managerial Talent at Firms" in Japanese
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Claudia Buch: Banks and competitiveness: promoting competition, protecting resilience
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Reflections on Building Resilience and Anchoring Stability
In his latest blog, the Governor Gabriel Makhlouf reflects on the publication of the Regulatory and Supervisory Outlook 2026 and the recent Access to Cash report.
Sectors:
Topics:
BankPayment Provider
ESMA consults on post-trade risk reduction services under EMIR 3
ESMA consults on post-trade risk reduction services under EMIR 3 26 February 2026 Post Trading The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a consultation on the requirements for how post-trade risk reduction (PTRR) services can benefit from the conditioned exemption from the clearing obligation introduced under the European Market Infrastructure Regulation (EMIR 3). ESMA is seeking feedback on several elements of the ...
AI Analysis
ESMA has launched a consultation on draft Regulatory Technical Standards (RTS) that establish requirements for **post-trade risk reduction (PTRR) services** to qualify for a conditioned exemption from the mandatory clearing obligation under EMIR 3. This framework is critical because it balances market efficiency gains from risk reduction tools against systemic risk concerns, requiring compliance professionals to understand new operational, transparency, and monitoring requirements before the standards take effect.
Sectors:
Topics:
Broker DealerAsset ManagerBank
ESMA issues a supervisory briefing on algorithmic trading
ESMA issues a supervisory briefing on algorithmic trading 26 February 2026 Trading The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published a supervisory briefing to support consistent supervision of algorithmic trading across the EU. The briefing provides National Competent Authorities (NCAs) with practical tools and clarified expectations for supervising firms engaged in algorithmic trading under MiFID II. It focuses on key a...
Sectors:
Topics:
Broker DealerFintechAll Firms
Court minutes from 2023 that were previously redacted
The Bank's Court of Directors acts as a unitary board, setting the organisation's strategy and budget and taking key decisions on resourcing and appointments. Required to meet a minimum seven times per year, it has five executive members from the Bank and up to nine non-executive members.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Minutes of the Meeting of the Court of Directors held on 9 December 2025
The Bank's Court of Directors acts as a unitary board, setting the organisation's strategy and budget and taking key decisions on resourcing and appointments. Required to meet a minimum seven times per year, it has five executive members from the Bank and up to nine non-executive members.
Sectors:
Topics:
BankAsset ManagerFintech
Central Bank sets out its regulatory and supervisory priorities against the backdrop of geoeconomic shifts and accelerating technological changes that are reshaping the financial system
The Central Bank has today published its Regulatory & Supervisory Outlook 2026 , which sets out its latest assessment of the risk landscape facing the financial sector and the supervisory work it will undertake in response. This follows on from the Governor’s letter to the Tánaiste on the economic outlook and regulatory priorities in January . This is the third year of the report, which continues to be set against a backdrop of a changing, uncertain and increasingly complex external environme...
AI Analysis
The Central Bank of Ireland (CBI) has published its **Regulatory & Supervisory Outlook 2026**, outlining priorities shaped by geoeconomic fragmentation, technological acceleration, and elevated risks like operational resilience, cyber threats, data/AI, and consumer protection. This matters for compliance professionals as it signals intensified supervisory scrutiny, including desktop and onsite inspections, across Ireland's financial sector to ensure resilience and adaptability amid uncertainties.[https://www.centralbank.ie/news/article/press-release-central-bank-sets-out-its-regulatory-and-supervisory-priorities-26-february-2026][https://www.ogier.com/news-and-insights/insights/regulatory-outlook-2026-the-central-bank-of-ireland-s-priorities-explained/]
Sectors:
Topics:
BankAsset ManagerAll Firms
Reply to COS Cuts on Adequate Provision of ATMs and VTMs, Mandating the Acceptance of Cash, Sustainability of EQDP and Insurance for Persons with Disabilities
Reply at Committee of Supply 2026 on Adequate Provision of ATMs and VTMs, Mandating the Acceptance of Cash, Sustainability of EQDP and Insurance for Persons with Disabilities
Sectors:
Topics:
BankWealth ManagerInsurance
Councils,The Expert Panel on the Revision of the Corporate Governance Code (2nd meeting) Material
No description available.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Aktualisierte Sanktionsmeldung: Russland
Das Eidgenössische Departement für Wirtschaft, Bildung und Forschung WBF hat Änderungen des Anhangs 8 der Verordnung vom 4. März 2022 über Massnahmen im Zusammenhang mit der Situation in der Ukraine (SR 946.231.176.72) publiziert.
AI Analysis
On February 23, 2026, Switzerland's State Secretariat for Economic Affairs (SECO) updated Annex 8 of the Ukraine Sanctions Ordinance (SR 946.231.176.72), with changes taking effect on February 24, 2026 at 11:00 PM UTC. This represents the latest iteration of Switzerland's Russia sanctions regime, requiring financial intermediaries to immediately implement new prohibitions, freeze assets of designated persons, and report affected business relationships to SECO—with mandatory additional due diligence under anti-money laundering law if suspicions cannot be resolved.
Sectors:
Topics:
BankWealth ManagerPayment Provider
Pedro Machado: New challenges, enduring principles: navigating a complex credit risk landscape
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Misconduct reports to ASIC highlight spike in corporate governance issues
Misconduct reports to ASIC highlight spike in corporate governance issues
Sectors:
Topics:
BankWealth ManagerAll Firms
Pedro Machado: Technology is neutral, governance is not: AI adoption in the banking sector
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
ESMA consults on guarantees as CCP collateral and on certain aspects of CCP investment policy
ESMA consults on guarantees as CCP collateral and on certain aspects of CCP investment policy 23 February 2026 CCP The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has launched a public consultation following the review of the European Market Infrastructure Regulation (EMIR 3). ESMA is encouraging all interested stakeholders, including non-financial counterparties (NFCs), to share their views about: the relevant conditions under which ...
AI Analysis
ESMA has launched a public consultation under EMIR 3 to gather stakeholder input on conditions for CCPs accepting public guarantees, public bank guarantees, and commercial bank guarantees as collateral, eligibility of debt instruments for CCP investment policies, and secured arrangements for emission allowances as margins or default fund contributions. This matters because it permanently broadens eligible collateral types and extends access to NFC clients, enhancing EU CCP efficiency, competitiveness, and accessibility amid liquidity pressures in energy and other markets.
Sectors:
Topics:
BankBroker DealerAll Firms
PS5/26 – Credit Union Service Organisations
Policy statement 5/26
AI Analysis
PRA Policy Statement PS5/26 finalizes rules permitting UK credit unions to invest in Credit Union Service Organisations (CUSOs), expanding from the CP13/25 proposals to foster innovation, collaboration, and growth while managing prudential risks through safeguards like due diligence and investment caps. This matters as it enables credit unions—often smaller mutuals—to access shared services (e.g., HR, IT, compliance) via CUSOs, leveling the playing field against larger competitors and supporting the PRA's safety/soundness and competitiveness objectives.
Sectors:
Topics:
BankFintechAll Firms
ESMA publishes a supervisory briefing on the AAR representativeness obligation
ESMA publishes a supervisory briefing on the AAR representativeness obligation 20 February 2026 CCP The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has published a supervisory briefing on the representativeness obligation linked to the active account requirement (AAR). The briefing sets out ESMA’s supervisory expectations for how counterparties should comply with and report on the AAR representativeness obligation. It provides guidanc...
AI Analysis
ESMA has published supervisory guidance clarifying how counterparties must comply with the **representativeness obligation** under the Active Account Requirement (AAR), a key component of EMIR 3 that mandates EU counterparties maintain active accounts at EU central counterparties (CCPs) and clear representative volumes of derivatives trades. This briefing is critical because market participants and regulators have held conflicting interpretations of the representativeness requirement, creating compliance uncertainty that this guidance now resolves.
Sectors:
Topics:
Asset ManagerBroker DealerBank
ESMA sanctions Regis-TR for serious breaches of organisational obligations
ESMA sanctions Regis-TR for serious breaches of organisational obligations 19 February 2026 Press Releases Securities Financing Transactions Supervision Trade Repositories The European Securities and Markets Authority (ESMA), the European Union’s (EU) financial markets regulator and supervisor, has fined the trade repository (TR) REGIS-TR, S.A. a total of EUR 1,374,000 for seven infringements under the European Market Infrastructure Regulation (EMIR) and the Securities Financing Transactions ...
AI Analysis
ESMA has fined REGIS-TR, S.A. €1,374,000 for seven negligent breaches of organisational obligations under EMIR and SFTR, marking the first SFTR enforcement action and ESMA's highest fine against a trade repository. The breaches involved deficiencies in policies, procedures, organisational structure, operational risk management, and data confidentiality, compromising SFTR reporting and market data integrity. This underscores ESMA's intensified enforcement on trade repositories (TRs) to ensure high-quality data for market surveillance and financial stability.
Sectors:
Topics:
All Firms
ESMA publishes list of supplementary deferrals for sovereign bonds
ESMA publishes list of supplementary deferrals for sovereign bonds 19 February 2026 Post Trading The European Securities and Markets Authority (ESMA), together with National Competent Authorities (NCAs), has agreed supplementary deferrals that may be applied on top of the standard Markets in Financial Instruments Regulation (MiFIR) deferral regime for sovereign bonds. ESMA and all NCAs, except the National Bank of Slovakia (NBS), have decided to allow the following supplementary deferrals: fo...
AI Analysis
ESMA has authorized **supplementary deferrals for sovereign bond post-trade transparency**, allowing market participants to omit transaction volumes from immediate publication for medium-sized trades on liquid bonds, with full disclosure required by end-of-day. This measure balances market transparency with liquidity protection in EU sovereign bond markets, effective May 4, 2026, with a compressed implementation timeline requiring immediate compliance planning.
Sectors:
Topics:
Broker DealerAsset ManagerBank
Central Bank Independence is an anchor for stability, not a shield - Makhlouf
Gabriel Makhlouf, Governor of the Central Bank of Ireland, today delivered a keynote address at the Blavatnik School of Government, outlining the critical role of central bank independence in delivering price stability and supporting economic prosperity for society. Speaking on “Institutions, Anchors, and Their Discontents: The Role of Central Banks”, Governor Makhlouf highlighted how central bank independence, underpinned by clear mandates and robust accountability frameworks, enables moneta...
Sectors:
Topics:
BankAsset ManagerWealth Manager
Institutions, Anchors, and Their Discontents: The Role of Central Banks - Speech by Governor Gabriel Makhlouf to Blavatnik School of Government
It is a pleasure to be here in Oxford 1 While I’m aware that this is a school of government and I’m a central banker, the two are inextricably linked. Societies and indeed economies are shaped by their institutions, specifically the legal, social, cultural, formal and informal norms that impact the way citizens interact with each other. Successful institutions are those that are trusted by the societies that created them and for which they ultimately serve. Today I am going to resist the oppo...
AI Analysis
Governor Gabriel Makhlouf's speech at the Blavatnik School of Government addresses central bank independence as a foundational institutional mechanism for delivering price stability and economic prosperity, rather than as a shield from accountability. The speech is not a regulatory enforcement action or new requirement, but rather a governance statement clarifying the Central Bank of Ireland's institutional philosophy on independence, credibility, and accountability—matters that directly affect how the CBI exercises supervisory discretion over regulated firms.
Sectors:
Topics:
BankAsset ManagerPayment Provider
Alain Girard to assume leadership of FINMA’s Banks division
The Board of Directors of the Swiss Financial Market Supervisory Authority FINMA has appointed Alain Girard as the new Head of its Banks division. The current Head of the Recovery and Resolution division will take up his new role on 1 April 2026. He succeeds Thomas Hirschi, who left FINMA at the end of August 2025. Simon Brönnimann, who oversaw the Banks division on an interim basis, will now assume leadership of the Recovery and Resolution division on an interim basis.
Sectors:
Topics:
BankWealth ManagerAsset Manager
SAMA Seeks Public Consultation on Draft Rules Regulating Cash Center Management and Operation
SAMA Seeks Public Consultation on Draft Rules Regulating Cash Center Management and Operation
Sectors:
Topics:
BankPayment Provider
DORA – Submission timeframe for register of information for third-country branches of credit institutions having their head office in a third country
No description available.
Sectors:
Topics:
BankPayment Provider
Summary of AI roundtables - February 2026
The Bank of England held roundtable meetings with representatives from regulated firms on the responsible adoption of artificial intelligence and machine learning (AI and ML), to better understand the constraints that firms may be facing.
Sectors:
Topics:
BankAsset ManagerInsurance
Slides from Huw Pill’s fireside chat at Santander UK’s macroeconomic event
Slides by Huw Pill
Sectors:
Topics:
BankAsset ManagerWealth Manager
Enabling a decade of higher investment – Speech by Deputy Governor Vasileios Madouros at TU Dublin
Over the course of the next decade, we will need to allocate more of our collective resources towards domestic investment. 1 In part, that is because of where we are coming from. Despite very strong economic growth in recent years, investment in key domestic sectors has been lacklustre. But it is also because of where are going. Ireland, like many other countries, is facing profound structural transitions. Navigating these will require additional investment in the years ahead. Raising Ireland...
Sectors:
Topics:
BankAsset ManagerWealth Manager
Public warned of impersonation scams claiming SFC affiliation
No description available.
Sectors:
Topics:
BankWealth ManagerFintech
12 Feb 2026 Read more
12 Feb 2026 Read more
Sectors:
Topics:
Broker DealerWealth ManagerBank
Claudia Buch: AMLA and ECB Banking Supervision: strengthening cooperation
No description available.
Sectors:
Topics:
BankCrypto ExchangeAll Firms
“Cyprus: from crisis to growth”
No description available.
Sectors:
Topics:
BankWealth ManagerAll Firms
DORA – Submission timeframe for register of information – eDesk Portal open as of 11 February 2026
Submission of the register of information at individual or consolidated level to the CSSF (excluding entities under the direct supervision of the ECB)
Sectors:
Topics:
BankAsset ManagerWealth Manager
Guidance for interpretation and resolution of CSSF error messages related to the submission of the DORA register
Guidance allowing financial entities to identify the National Competent Authority to which their register of information has to be submitted.
AI Analysis
This CSSF guidance document, published on 11 February 2026, provides detailed explanations and resolution steps for error messages encountered during the submission of the DORA Register of Information (RoI) via the eDesk portal, specifically for the 2026 submission cycle. It matters because it enables Luxembourg financial entities to ensure compliant submissions amid enhanced validation checks on more data fields, avoiding re-submission delays and supporting timely transmission to the ESAs by CSSF deadlines. Non-compliance risks supervisory scrutiny under DORA's ICT risk management framework.
Sectors:
Topics:
BankFintechPayment Provider
Reinforcing Resilience, Responding to Change: Priorities for the Year Ahead - Speech by Governor Gabriel Makhlouf to Head of EU Missions
I would like to welcome you all to the Central Bank of Ireland today 1 . We are delighted to host this gathering of EU Heads of Missions, representatives of our friends and partners from across the EU. A little over a year ago I had the pleasure to meet with you all. I spoke then of a geopolitical landscape facing significant strain and complexity; of the rise of economic nationalism and trade disputes; as well as the shift from cooperation to competition, and its impact on our ability to mee...
AI Analysis
This speech by Central Bank of Ireland (CBI) Governor Gabriel Makhlouf outlines priorities for building economic and financial resilience amid geopolitical risks, climate change, technological shifts, and geoeconomic fragmentation, emphasizing domestic policy focus areas like infrastructure, indigenous business growth, and fiscal buffers. It matters for compliance professionals as it previews CBI's forthcoming 2026 regulatory and supervisory priorities, signaling heightened scrutiny on operational and financial resilience, consumer protection, and alignment with a transforming regulatory framework. https://www.centralbank.ie/news/article/speech-governor-makhlouf-head-eu-missions-10-February-2026
Sectors:
Topics:
BankAsset ManagerInsurance
Building economic resilience is not optional - Central Bank of Ireland Governor Gabriel Makhlouf
The Central Bank of Ireland has set out its regulatory and supervisory priorities for 2026 and provided detailed advice to Government on building economic resilience in the face of unprecedented uncertainty. In his letter to the Tánaiste and Minister for Finance Simon Harris, Governor Gabriel Makhlouf set out his views on the macro-financial environment, the financial services landscape and the Central Bank of Ireland’s financial regulation priorities for the year ahead . Governor Makhlouf em...
Sectors:
Topics:
BankAsset ManagerWealth Manager
Patrick Montagner: Interview with MLex
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Active exploitation of vulnerabilities on Ivanti Endpoint Manager Mobile (EPMM)
CVE-2026-1281 & CVE-2026-1340
Sectors:
Topics:
BankWealth ManagerFintech
Quarterly development of employment in support PFS
Situation as at 31 December 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
Balance sheet total and net result of support PFS
Situation as at 31 December 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
PSD2 - PSP ICT Assessment – 2026 Campaign related to the financial year 2025
No description available.
Sectors:
Topics:
Payment Provider
The Autorité des Marchés Financiers publishes the findings of its inspections of asset management companies' operational risk management
Supervision Asset management Journalists Investment management companies The Autorité des Marchés Financiers publishes the findings of its inspections of asset management companies' operational risk management
Sectors:
Topics:
Asset ManagerBank
Sharon Donnery: Interview with the Business Post
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
ASIC action sees FIIG Securities ordered to pay $2.5 million over cyber security failures
ASIC action sees FIIG Securities ordered to pay $2.5 million over cyber security failures
Sectors:
Topics:
Broker DealerWealth ManagerAll Firms
Privacy Statement
Privacy Statement
Sectors:
Topics:
BankWealth ManagerAsset Manager
Procurement
Procurement
Sectors:
Topics:
BankWealth ManagerFintech
Independent assessment to support establishment of a Future Entity
We have published a letter to trade associations to provide an update in the development of a Future Entity (FE) for open banking. The letter confirms the appointment of KPMG to provide an independent assessment of proposals to establish a standards-setting body for UK open banking APIs that is capable of becoming the Future Entity. It explains the purpose and scope of the assessment, the respective roles of the FCA, industry, trade associations and the independent assessor, and how firms can...
AI Analysis
The FCA has appointed KPMG to conduct an independent assessment of proposals for establishing a **Future Entity** – a standards-setting body for UK open banking APIs that will replace Open Banking Limited. This initiative is critical because it establishes the governance framework for open banking ahead of new legislative powers the FCA will receive under the Data (Use and Access) Act 2025, with a statutory instrument expected by end-2026.
Sectors:
Topics:
BankPayment ProviderFintech
FINMA to relocate its Zurich office from the city centre to Oerlikon
More attractive working conditions and lower operating costs per workstation: FINMA will relocate its Zurich office from the city centre to Zurich-Oerlikon in autumn 2026.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Regulatory Notice 26-03
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
Sectors:
Topics:
Broker DealerWealth ManagerBank
Bank Rate maintained at 3.75% - February 2026 Monetary Policy Summary and Minutes
The Bank of England’s Monetary Policy Committee is responsible for making decisions about Bank Rate.
Sectors:
Topics:
BankAsset ManagerWealth Manager
ASIC urges super trustees to step up and address serious gaps in anti-scam and fraud protections
ASIC urges super trustees to step up and address serious gaps in anti-scam and fraud protections
Sectors:
Topics:
BankWealth ManagerAsset Manager
Written reply to Parliamentary Question on delays and non-receipt of transaction alerts for fraudulent transactions
Written reply to Parliamentary Question on delays and non-receipt of transaction alerts for fraudulent transactions.
Sectors:
Topics:
BankFintechPayment Provider
Written reply to Parliamentary Question on clearer regulatory guidance on assigning liability for fraudulent transactions
Written reply to Parliamentary Question on clearer regulatory guidance on assigning liability for fraudulent transactions.
Sectors:
Topics:
BankFintechPayment Provider
Patrick Montagner: Encouraging innovation, managing risks: the ECB’s approach to digital transformation
No description available.
Sectors:
Topics:
BankFintechCrypto Exchange
03 Feb 2026 Read more
03 Feb 2026 Read more
Sectors:
Topics:
BankWealth ManagerFintech
Written reply to Parliamentary Questions on the Shared Responsibility Framework and real-time fraud detection standards expected of financial institutions in Singapore
Written reply to Parliamentary Questions on the Shared Responsibility Framework and real-time fraud detection standards expected of financial institutions in Singapore.
Sectors:
Topics:
BankFintechPayment Provider
Letter from Ruth Smith on firms’ preparations for the third Resolvability Assessment Framework (RAF) assessment
Letter to Chief Financial Officers of the major UK banks ahead of the third RAF assessment
Sectors:
Topics:
BankAsset ManagerWealth Manager
Frenemies at the gates − speech by Rebecca Jackson
Given at an event hosted by the Association of Foreign Banks
Sectors:
Topics:
BankBroker DealerHedge Fund
Talking ’bout next generation − speech by Sarah Breeden
Given at City & Financial Payments Regulation and Innovation Summit 2026
Sectors:
Topics:
BankFintechPayment Provider
The role of the FCA and PSR in delivering the National Payments Vision
Speech by David Geale, executive director, payments and digital finance and Payment Systems Regulator (PSR) managing director, at the Payments Regulation and Innovation Summit 2026. A payments system that works for everyoneJust before Christmas I was in Billericay for the opening of the 200th banking hub.I got to chat to local people and business owners about the difference the hub will make to their everyday lives. It was great.Although if I’m honest, the biggest talking point was probably t...
Sectors:
Topics:
BankFintechPayment Provider
Outcomes of the 2025 SFTR Data Quality indicators review
The CSSF informs the market regarding the outcomes of the SFTR Data Quality indicators review performed in 2025
Sectors:
Topics:
BankBroker DealerPayment Provider
Adgm Registration Authority Publishes Discussion Paper On Crypto Mining Activities
Adgm Registration Authority Publishes Discussion Paper On Crypto Mining Activities
Sectors:
Topics:
Crypto ExchangeFintech
Artificial intelligence: BaFin publishes guidance on ICT risks
The Federal Financial Supervisory Authority (BaFin) has issued its “Guidance on ICT Risks in the Use of Artificial Intelligence at Financial Entities”. The guidance will help entities manage ICT risks in accordance with the requirements under DORA.
AI Analysis
BaFin's "Guidance on ICT Risks in the Use of Artificial Intelligence at Financial Entities," published December 18, 2025, provides non-mandatory advice to help financial entities manage ICT risks from AI under DORA across the AI lifecycle. It matters because it integrates AI explicitly into existing ICT risk frameworks, emphasizing security, resilience, and third-party risks for supervised institutions, aligning with RTS on ICT risk management (EU 2024/1774) and subcontracting (EU 2025/532). This clarifies supervisory expectations amid growing AI adoption in finance, reducing ambiguity in DORA compliance.
Sectors:
Topics:
BankInsuranceAll Firms
AI Live Testing: How it can support safe and responsible AI deployment
AI Live Testing now open for applicationsAt the FCA, we’re providing a structured but flexible space where firms can test AI-driven services in real-world conditions, all with our regulatory support and oversight and help from our technical partner, Advai. Collaboration and communication is at the heart of what we are doing.The first cohort joined AI Live Testing in October last year. We opened a second application window on 19 January 2026 and are now inviting applications.Moving on from 'PO...
AI Analysis
The FCA's AI Live Testing initiative provides a voluntary, structured program for firms with mature AI proofs-of-concept (POCs) to test AI-driven services in controlled real-world environments under regulatory oversight and support from technical partner Advai. This matters because it enables safe progression from 'POC paralysis' to deployment, while helping the FCA gather insights on translating AI principles into consumer and market protections, informing future regulation. Participation enhances firms' governance, risk management, and evaluation frameworks for responsible AI use in financial services.
Sectors:
Topics:
BankFintechInsurance
Getting fit for the future − speech by Afua Kyei
Given at the Audit and Risk Committee Dinner, Undercroft Gallery, Roman Amphitheatre, Guildhall
Sectors:
Topics:
BankAsset ManagerWealth Manager
Superintendent Routledge participates in a fireside chat at TD Annual Conference
Superintendent Routledge participates in a fireside chat at TD Annual Conference
Sectors:
Topics:
BankAsset ManagerWealth Manager
The role of economics during times of major change
In his latest blog, Governor Gabriel Makhlouf argues that economists must adapt their analytical frameworks and expand their focus beyond traditional topics to address emerging challenges—such as geopolitical upheaval and defence spending—in order to provide robust evidence-based policy advice that serves the public interest.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Issue 1 2026
No description available.
Sectors:
Topics:
Asset ManagerBankHedge Fund
Theresa Hinz, Executive Director of Policy and Risk Response, delivers remarks for OSFI’s Quarterly Release Day
Theresa Hinz, Executive Director of Policy and Risk Response, delivers remarks for OSFI’s Quarterly Release Day
Sectors:
Topics:
BankAsset ManagerWealth Manager
OSFI’s Quarterly Release: continuing to advance smart, well-calibrated risk-taking
OSFI’s Quarterly Release: continuing to advance smart, well-calibrated risk-taking
Sectors:
Topics:
BankAsset ManagerWealth Manager
Backgrounder: Consultative document on Senior Leader Accountability
Backgrounder: Consultative document on Senior Leader Accountability
Sectors:
Topics:
BankWealth ManagerAsset Manager
Central Bank of Ireland completes sale of Spencer Dock (East Wing) building to the Office of Public Works
Central Bank of Ireland has successfully completed the sale of its Spencer Dock (East Wing) building to the Office of Public Works for €23.7m. The sale of Spencer Dock was a key element of the Central Bank’s longer term property strategy aligned to our decision to develop a single Dockland Campus through the purchase of our North Wall Quay building and subsequent purchase of our Mayor Street building. This sale of the East Wing, to Office of Public Works on 22 January 2026, follows the earlie...
Sectors:
Topics:
BankAsset ManagerWealth Manager
Frank Elderson: Hearing of the Committee on Economic and Monetary Affairs of the European Parliament
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Claudia Buch: Interview with Milano Finanza
No description available.
Sectors:
Topics:
BankWealth ManagerFintech
SFC and UAE’s Capital Market Authority sign milestone MoU to strengthen cross-border digital asset collaboration
No description available.
Sectors:
Topics:
Crypto ExchangeFintech
The AMF Enforcement Committee fines an investment services provider and its director a total of €850,000
Sanctions & settlements MAR Compliance Journalists Investment services providers The AMF Enforcement Committee fines an investment services provider and its director a total of €850,000
Sectors:
Topics:
Broker DealerAll Firms
FCA welcomes the Accelerated Settlement Taskforce’s 2025 report on T+1 progress
The latest Accelerated Settlement Taskforce (AST) report updates on the significant progress made towards the move to T+1. Read the AST report.Jamie Bell, head of capital markets at the FCA, said:'T+1 marks a major milestone in our drive to support growth and innovation. Faster settlement cycles will reduce risk, free up capital for faster reinvestment and align with other major markets.'We are delighted to see the great progress made last year highlighted in the AST’s report. By the end of t...
Sectors:
Topics:
Broker DealerBankAsset Manager
Cybersecurity
Cybersecurity
Sectors:
Topics:
Broker DealerAsset ManagerBank
COVID-19 / Coronavirus
COVID-19 / Coronavirus
Sectors:
Topics:
Broker DealerAsset ManagerBank
Comprehensive Automated Risk Data System (CARDS)
Comprehensive Automated Risk Data System (CARDS)
Sectors:
Topics:
Broker DealerWealth ManagerAsset Manager
Business Continuity Planning
Business Continuity Planning
Sectors:
Topics:
Broker DealerBankAsset Manager
Books and Records
Books and Records
Sectors:
Topics:
Broker DealerAsset ManagerBank
Blue Sheets
Blue Sheets
Sectors:
Topics:
Broker DealerAsset ManagerBank
Best Practices
Best Practices
Sectors:
Topics:
Broker DealerAsset ManagerBank
Asset Backed Securities
Asset Backed Securities
Sectors:
Topics:
Broker DealerAsset ManagerBank
Artificial Intelligence
Artificial Intelligence
Sectors:
Topics:
Broker DealerAsset ManagerBank
Arbitration and Mediation
Arbitration and Mediation
Sectors:
Topics:
Broker DealerWealth ManagerBank
Anti-Money Laundering
Anti-Money Laundering
Sectors:
Topics:
Broker DealerBankAsset Manager
Information Notice - 1/3/25
Information Notice - 1/3/25
AI Analysis
FINRA issued an Information Notice on January 3, 2025, modifying the Contrary Exercise Advice (CEA) cut-off time for options expiring on January 9, 2025, from the standard 5:30 p.m. ET to 10:00 a.m. ET due to the National Day of Mourning. This time-sensitive directive required immediate operational adjustments for all broker-dealers and clearing members handling options exercise instructions on that specific date.
Sectors:
Topics:
Broker DealerAll Firms
Regulatory Notice 25-02
Regulatory Notice 25-02
Sectors:
Topics:
Broker DealerBankAsset Manager
Regulatory Notice 25-04
Regulatory Notice 25-04
Sectors:
Topics:
Broker DealerWealth ManagerFintech
Regulatory Notice 25-07
Regulatory Notice 25-07
Sectors:
Topics:
Broker DealerAsset ManagerFintech
Regulatory Notice 25-10
Regulatory Notice 25-10
Sectors:
Topics:
Broker DealerBankFintech
Information Notice - 10/21/25
Information Notice - 10/21/25
AI Analysis
FINRA's Information Notice dated October 21, 2025, reminds member firms of NSCC's amendment to Rule 50, effective October 17, 2025, which removes the "Settle Prep Day" from the ACATS process, shortening full customer account transfers to 3-4 business days. This matters because it aligns with FINRA Rule 11870's requirements to expedite transfers, enhances operational efficiency, reduces risk, and improves client experience amid broader industry shifts like T+1 settlement.[original notice]
Sectors:
Topics:
Broker DealerWealth ManagerAll Firms
Regulatory Notice 25-16
Regulatory Notice 25-16
Sectors:
Topics:
Asset ManagerBroker DealerWealth Manager
Regulatory Notice 25-17
Regulatory Notice 25-17
Sectors:
Topics:
Broker DealerAsset ManagerBank
Regulatory Notice 25-18
Regulatory Notice 25-18
Sectors:
Topics:
Broker DealerWealth ManagerBank
Regulatory Notice 26-02
Regulatory Notice 26-02
Sectors:
Topics:
Broker DealerWealth ManagerBank
SAMA’s Decision on Repo and Reverse Repo Rates
SAMA’s Decision on Repo and Reverse Repo Rates
Sectors:
Topics:
BankWealth Manager
SAMA Seeks Public Consultation on the Draft Update to the “Oversight Framework for Payment Systems and Their Operators”
SAMA Seeks Public Consultation on the Draft Update to the “Oversight Framework for Payment Systems and Their Operators”
Sectors:
Topics:
Payment Provider
SAMA Hosts the FSB Plenary Meeting and EMDEs Forum
SAMA Hosts the FSB Plenary Meeting and EMDEs Forum
Sectors:
Topics:
BankAsset ManagerWealth Manager
SAMA Hosts BIS Innovation Summit
SAMA Hosts BIS Innovation Summit
Sectors:
Topics:
BankFintechCrypto Exchange
ASIC Annual Forum to focus on the challenges of a rapidly evolving economy as it returns to Melbourne in November
ASIC Annual Forum to focus on the challenges of a rapidly evolving economy as it returns to Melbourne in November
Sectors:
Topics:
BankAsset ManagerBroker Dealer
ASIC flags risks in offshore outsourcing after review identifies governance gaps
ASIC flags risks in offshore outsourcing after review identifies governance gaps
Sectors:
Topics:
Asset ManagerWealth ManagerBank
Cbus ordered to pay $23.5 million penalty for serious failures in processing members death benefits and insurance claims
Cbus ordered to pay $23.5 million penalty for serious failures in processing members death benefits and insurance claims
Sectors:
Topics:
Asset ManagerInsurance
ASIC announces transformational package to safeguard Australia’s financial markets in response to ASX Inquiry interim report
ASIC announces transformational package to safeguard Australia’s financial markets in response to ASX Inquiry interim report
Sectors:
Topics:
BankBroker DealerAll Firms
Forks in the Curve: whether and how to respond to monetary policy divergence - speech by Megan Greene
Given at the Resolution Foundation
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Letter from Claudia Buch, Chair of the Supervisory Board, to Mr Bas Eickhout, MEP, on banking supervision
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
List of members of the Consultative Committee for Prudential Regulation (Updated)
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Resolution Reporting Requirements - track changes
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
New Circular CSSF 26/906 “Central administration, internal governance and risk management” applicable to payment and electronic money institutions
No description available.
AI Analysis
CSSF Circular 26/906, published on 20 January 2026, establishes detailed requirements for central administration, internal governance, and risk management for payment institutions (PIs) and electronic money institutions (EMIs) in Luxembourg, repealing prior circulars IML 95/120, IML 96/126, IML 98/143, and CSSF 04/155. It clarifies application of the amended Law of 10 November 2009 on payment services, emphasizing robust governance amid sector growth to ensure safety, efficiency, and trust. This matters for compliance as it mandates comprehensive reviews and updates to governance frameworks by mid-2026, addressing rising transaction volumes.
Sectors:
Topics:
Payment ProviderFintech
Circular CSSF 26/906
Central administration, internal governance and risk management
AI Analysis
Circular CSSF 26/906, published on 20 January 2026, consolidates and clarifies Luxembourg's rules on central administration, internal governance, and risk management specifically for payment institutions, electronic money institutions, and account information service providers. It repeals prior circulars (IML 95/120, IML 96/126, IML 98/143, and CSSF 04/155) to address growth in transaction volumes by mandating robust governance, control functions, and risk processes, enhancing safety, efficiency, and trust in these services. This matters for compliance professionals as it strengthens defenses against financial crime, operational risks, and supervisory scrutiny in a high-growth sector.
Sectors:
Topics:
Payment Provider
The AMF publishes the findings of its inspections on the role and involvement of the compliance function at investment services providers
Supervision Compliance Journalists Investment services providers The AMF publishes the findings of its inspections on the role and involvement of the compliance function at investment services providers
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Resolution Reporting Requirements (Updated)
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Sharon Donnery: The ECB’s approach to simplification in banking regulation and supervision
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
SAMA Decision on Repo and Reverse Repo Rates
SAMA Decision on Repo and Reverse Repo Rates
Sectors:
Topics:
BankWealth Manager
SAMA Introduces Electronic Check Clearing System (ECCS) Service on its Website
SAMA Introduces Electronic Check Clearing System (ECCS) Service on its Website
Sectors:
Topics:
BankFintechPayment Provider
iCapital Expands Global Footprint with New Office in the United Arab Emirates
iCapital Expands Global Footprint with New Office in the United Arab Emirates
Sectors:
Topics:
Asset ManagerWealth ManagerFintech
‘Courage’ Takes Centre Stage at RESOLVE 2025 as Experts Tackle Dispute Resolution in a Digital Era
‘Courage’ Takes Centre Stage at RESOLVE 2025 as Experts Tackle Dispute Resolution in a Digital Era
Sectors:
Topics:
BankWealth ManagerFintech
J.P. Morgan accelerates growth with full-scale Treasury services in ADGM
J.P. Morgan accelerates growth with full-scale Treasury services in ADGM
Sectors:
Topics:
BankWealth Manager
ADGM Registration Authority Publishes New Commercial Permits Rules for Events, Sales and Promotions and Temporary Commercial Activity
ADGM Registration Authority Publishes New Commercial Permits Rules for Events, Sales and Promotions and Temporary Commercial Activity
Sectors:
Topics:
BankWealth ManagerFintech
APIAC and Opus 2 Announce Office Openings in the ADGM Dispute Resolution Hearing Centre as Abu Dhabi’s Dispute Resolution Community Expands
APIAC and Opus 2 Announce Office Openings in the ADGM Dispute Resolution Hearing Centre as Abu Dhabi’s Dispute Resolution Community Expands
Sectors:
Topics:
BankWealth ManagerAll Firms
Bank of Palestine Expands Globally after Receiving an In-Principle Approval for a Full Banking License from ADGM Abu Dhabi, UAE
Bank of Palestine Expands Globally after Receiving an In-Principle Approval for a Full Banking License from ADGM Abu Dhabi, UAE
Sectors:
Topics:
Bank
ADGM’s Registration Authority Reshapes Services in the Real Estate Sector
ADGM’s Registration Authority Reshapes Services in the Real Estate Sector
Sectors:
Topics:
BankWealth ManagerFintech
Global imbalances in a more fragmented world – remarks by Andrew Bailey
Given at the Bellagio Group event, Bank of England
Sectors:
Topics:
BankAsset ManagerWealth Manager
PRA to streamline supervision as part of 2026 priorities
The Prudential Regulation Authority (PRA) has today published its supervisory priorities for 2026, outlining in a letter its sector-specific priorities for the coming year to all banks, building societies, insurers and other PRA-regulated firms.
Sectors:
Topics:
BankInsuranceAll Firms
Letter from Gareth Truran and Shoib Khan – Insurance Supervision: 2026 priorities
Letter to Chief Executive Officers of PRA-regulated Insurance firms
Sectors:
Topics:
Insurance
Letter from Rebecca Jackson and Alison Scott – International Banks Supervision: 2026 priorities
Letter to Chief Executive Officers of PRA regulated international banks active in the UK
Sectors:
Topics:
BankWealth Manager
Letter from Charlotte Gerken and Laura Wallis – UK Deposit Takers Supervision: 2026 priorities
Letter to Chief Executive Officers of PRA regulated UK deposit takers
Sectors:
Topics:
Bank
SSM Calendar Claude Wampach – 10/2025
No description available.
Sectors:
Topics:
BankWealth ManagerAsset Manager
Circular CSSF 19/708 - Annex (Updated)
Electronic transmission of documents to the CSSF
AI Analysis
Circular CSSF 19/708 mandates the electronic transmission of specified documents to the CSSF via secure platforms like e-file or SOFiE, effective from February 1, 2019, replacing prior paper or other methods. This updated annex (as amended by Circular CSSF 21/790 and further revisions up to April 1, 2025) standardizes submissions for investment funds and related entities, reducing administrative burdens while ensuring document integrity and CSSF accessibility. Compliance professionals must monitor the dynamic annex list on the CSSF website to avoid nullified submissions.
Sectors:
Topics:
Asset ManagerWealth ManagerInsurance
The AMF sets its priorities for 2026 for deeper, safer and more resilient financial markets open to innovation
Strategy Supervision Institutional Other professionals Retail investors Journalists Investment services providers Investment management companies Listed companies and issuers The AMF sets its priorities for 2026 for...
Sectors:
Topics:
Asset ManagerBroker DealerBank
The evolution of the Bank’s approach to resolution − speech by Dave Ramsden
Given at King’s College London
Sectors:
Topics:
BankWealth ManagerAll Firms
Speech by Gerry Cross, Director, Capital Markets and Funds, Central Bank of Ireland at Compliance Institute AGM - Supervising for success: some themes for a time of change
Introduction Good morning and thank you to Michael for inviting me to speak at the Compliance Institute’s Annual General Meeting. It is always a real pleasure to engage with compliance professionals. At the Central Bank, we recognise the essential role played by the compliance community in ensuring that financial firms are well-run and contributing to a financial system that is trusted and resilient. We also recognise the important role played by the compliance institute, equipping those work...
AI Analysis
This speech by Gerry Cross, Director of Capital Markets and Funds at the Central Bank of Ireland (CBI), outlines key supervisory priorities including securing customers' interests via the revised Consumer Protection Code, Individual Accountability Framework (IAF) implementation, regulatory simplification, resilience, technology leverage, and an evolving outcomes-focused supervision approach. It matters because it signals CBI's expectations for compliance professionals to drive these outcomes in firms, emphasizing proportionality and ongoing engagement amid regulatory evolution. Compliance teams must integrate these themes to align with CBI's shift toward less process-driven, more effective oversight.
Sectors:
Topics:
Asset ManagerBankAll Firms
The European Supervisory Authorities and UK financial regulators sign Memorandum of Understanding on oversight of critical ICT third-party service providers under DORA
The European Supervisory Authorities and UK financial regulators sign Memorandum of Understanding on oversight of critical ICT third-party service providers under DORA 14 January 2026 Digital Finance and Innovation International cooperation The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) have today signed a Memorandum of Understanding (MoU) with the Bank of England (BoE), the Prudential Regulation Authority (PRA), and the Financial Conduct Authority (FCA). This agreement...
Sectors:
Topics:
BankAsset ManagerWealth Manager
UK and EU regulators sign Memorandum of Understanding to strengthen oversight of critical third parties
The FCA, Bank of England and Prudential Regulation Authority have together signed a Memorandum of Understanding (MoU) with the European Supervisory Authorities to enhance cooperation and oversight of critical third parties (CTPs) that fall under the UK’s CTP regime.The MoU establishes a framework for coordinating and sharing information on the oversight of CTPs under the UK regime and critical third party providers (CTPPs) under the EU’s Digital Operational Resilience Act (DORA), including du...
AI Analysis
The FCA, Bank of England (BoE), and Prudential Regulation Authority (PRA) have signed a Memorandum of Understanding (MoU) with the European Supervisory Authorities (ESAs) to coordinate oversight of critical third parties (CTPs) under the UK's CTP regime and critical third party providers (CTPPs) under the EU's Digital Operational Resilience Act (DORA). This matters because it enhances cross-border information sharing and cooperation during incidents like cyber-attacks, reducing regulatory duplication while bolstering financial stability and operational resilience for firms reliant on these providers.
Sectors:
Topics:
BankPayment ProviderAll Firms
UK and EU regulators sign Memorandum of Understanding to strengthen oversight of critical third parties
The Financial Conduct Authority, Bank of England and Prudential Regulation Authority (UK regulators) have together signed a Memorandum of Understanding (MoU) with the European Supervisory Authorities to enhance cooperation and oversight of critical third parties (CTPs) that fall under the UK’s CTP regime.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Driving over the peak, or a false summit? − speech by Alan Taylor
Given at National University of Singapore
Sectors:
Topics:
BankAsset ManagerWealth Manager
ESMA’s Digital and Data strategies support supervision of EU financial markets
ESMA’s Digital and Data strategies support supervision of EU financial markets 13 January 2026 About ESMA Market data Press Releases The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has adopted a new Digital Strategy and updated its Data Strategy . They reflect ESMA’s commitment to smarter regulatory reporting and technology-driven supervision, promote synergies and innovation while reducing unnecessary complexity. The digital strategy...
Sectors:
Topics:
All Firms
International central bankers on the statement by Federal Reserve Chair Powell on 11 January 2026
We stand in full solidarity with the Federal Reserve System and its Chair Jerome H. Powell.
Sectors:
Topics:
BankAsset ManagerWealth Manager
FINMA publishes guidance on risks associated with the custody of cryptobased assets
In new guidance, the Swiss Financial Market Supervisory Authority FINMA explains how it assesses the risks associated with the custody of cryptobased assets. The guidance sets out the rules that institutions must abide by in order to keep cryptobased assets safe.
Sectors:
Topics:
Crypto ExchangeBankFintech
Principles for risk-based supervision: a critical pillar for ESMA’s simplification and burden reduction efforts
Principles for risk-based supervision: a critical pillar for ESMA’s simplification and burden reduction efforts 09 January 2026 Supervision The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today its principles for risk-based supervision . These principles support a common and effective EU-wide supervisory culture and strengthen the EU single market. The principles on risk-based supervision outline key concepts and foundationa...
Sectors:
Topics:
Asset ManagerBankBroker Dealer
Future Banking Data: November CFO Roundtable: summary
On 12 November the PRA hosted a roundtable meeting with Chief Financial Officers (CFOs) of systemically important firms operating in the UK, to discuss Future Banking Data (FBD).
Sectors:
Topics:
BankAsset ManagerWealth Manager
PRA Regulatory Digest - December 2025
The PRA Regulatory Digest is for people working in the UK financial services industry and highlights key regulatory news and publications delivered for the month.
Sectors:
Topics:
BankAsset ManagerWealth Manager
CFTC Chairman Selig Announces Amir Zaidi as Chief of Staff
No description available.
Sectors:
Topics:
BankBroker DealerCrypto Exchange
FSTB and SFC conclude consultations on virtual asset dealer and custodian regimes, further consult on two new regimes
No description available.
AI Analysis
The Financial Services and the Treasury Bureau (FSTB) and Securities and Futures Commission (SFC) have concluded consultations launched on 27 June 2025 on licensing regimes for virtual asset (VA) dealers and VA custodians, confirming legislative proposals to regulate these activities while further consulting on new regimes for VA advisers and asset managers. This advances Hong Kong's comprehensive VA regulatory roadmap, mandating SFC licensing for core VA dealing (e.g., VA-to-VA conversions, broker-dealer services) and custody (focusing on private key safekeeping), with strict requirements for asset segregation and use of licensed custodians to mitigate risks like insolvency, fraud, and cyberattacks. It matters for compliance professionals as it closes gaps in VA oversight, enforces Type 1/Type 13-equivalent standards, and signals accelerated implementation in 2026, potentially reshaping market structures for trading, custody, and related services.
Sectors:
Topics:
Crypto ExchangeBroker DealerBank
ESMA publishes latest Spotlight on Markets newsletter featuring updates on market integration and transparency
ESMA publishes latest Spotlight on Markets newsletter featuring updates on market integration and transparency 23 December 2025 ESMA newsletter The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has today published the latest edition of its Spotlight on Markets newsletter. This edition opens with ESMA welcoming the European Commission’s ambitious proposal on market integration, underlining the importance of deeper, more integrated and ef...
AI Analysis
ESMA's latest *Spotlight on Markets* newsletter (November/December 2025 issue, published 23 December 2025) summarizes key regulatory updates on EU market integration, transparency enhancements, and supervisory actions, including welcoming the European Commission's market integration proposal and announcing an equity consolidated tape provider (CTP) selection. This matters for compliance professionals as it signals accelerating EU efforts to deepen capital markets integration, improve data transparency, and strengthen oversight under MiFID II and DORA, potentially requiring firms to adapt governance, reporting, and conflict management practices.
Sectors:
Topics:
Asset ManagerBroker DealerAll Firms
Minutes of the Meeting of the Court of Directors held on 28 October 2025
The Bank's Court of Directors acts as a unitary board, setting the organisation's strategy and budget and taking key decisions on resourcing and appointments. Required to meet a minimum seven times per year, it has five executive members from the Bank and up to nine non-executive members.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Circular CSSF 25/903
Update of Circular CSSF 24/850 on the practical rules concerning the descriptive report and the self-assessment questionnaire to be submitted on an annual basis by support PFS, as well as the engagement of the réviseurs d’entreprises agréés (approved statutory auditors) of support PFS and practical rules concerning the management letter and the separate report to be drawn up on an annual basis.
AI Analysis
Circular CSSF 25/903 updates Circular CSSF 24/850, refining practical rules for support Professional of the Financial Sector (support PFS) in Luxembourg regarding their annual descriptive report, self-assessment questionnaire, and the roles of approved statutory auditors (réviseurs d’entreprises agréés). It specifies requirements for auditors' engagement, management letters, and separate annual reports. This matters for support PFS as it enhances supervisory oversight, ensures consistent reporting quality, and strengthens internal controls, directly impacting compliance and audit processes amid CSSF's focus on robust PFS supervision.
Sectors:
Topics:
All FirmsFintechPayment Provider
Circular CSSF 24/850 (as amended by Circular CSSF 25/903) (Updated)
Practical rules concerning the descriptive report and the self-assessment questionnaire to be submitted on an annual basis by support PFS.Engagement of the réviseurs d’entreprises agréés (approved statutory auditors) of support PFS and practical rules concerning the management letter and the separate report to be drawn up on an annual basis.
AI Analysis
Circular CSSF 24/850, as amended by Circular CSSF 25/903, establishes practical rules for support Professional of the Financial Sector (support PFS) in Luxembourg to submit annual descriptive reports and self-assessment questionnaires, while also defining the roles of approved statutory auditors (réviseurs d’entreprises agréés) in issuing management letters and separate reports. This guidance standardizes supervisory reporting and audit processes to enhance oversight of support PFS, which provide essential back-office services to authorized PFS. It matters because non-compliance risks supervisory sanctions, reputational damage, and operational disruptions for entities reliant on support PFS structures.
Sectors:
Topics:
BankWealth ManagerAll Firms
Central Bank of Ireland Issues Warning on Unauthorised Firm – Fraudulent entity clones details of Irish registered company, Solunar Finance Holdings Limited
Solunar Finance Holdings Limited (Clone) – Central Bank of Ireland Issues Warning on Unauthorised Firm
Sectors:
Topics:
BankWealth ManagerFintech
LIAF03/25 – Low Impact Amendments Finalisation December 2025
The PRA has published LIAF03/25, a collection of final low impact rule amendments.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Economics Winter Workshop 2025: Opening Remarks by Governor Gabriel Makhlouf
Economics Winter Workshop 2025: Opening Remarks by Governor Gabriel Makhlouf
Sectors:
Topics:
BankAsset ManagerWealth Manager
Guide on the notification of significant risk transfer and implicit support for securitisations
No description available.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Quarterly Bulletin 2025:4 Prudent ambition needed as multinational investment underpins more positive growth outlook
MDD is projected to grow by just below 4 per cent in 2025. From 2026 to 2028, MDD is forecast to grow at an annual average rate of 2.9 per cent per annum. More positive momentum in MNE investment amid lower uncertainty contrasts with slower pace of growth in domestic sectors and cooling of the labour market as drag from capacity constraints becomes evident. Outlook for slightly higher overall inflation, as underlying services price growth more persistent at a higher rate than pre-pandemic. Th...
Sectors:
Topics:
BankAsset ManagerWealth Manager
CFTC Approves Final Rule to Revise Swap Dealer Business Conduct and Swap Documentation Requirements
No description available.
AI Analysis
The CFTC approved a final rule on December 18, 2025, that codifies existing staff no-action positions and eliminates duplicative business conduct and documentation requirements for swap dealers and major swap participants. This rule resolves over a decade of regulatory uncertainty, reduces operational costs, and harmonizes CFTC requirements with SEC and Municipal Securities Rulemaking Board standards.
Sectors:
Topics:
Broker DealerBank
Artificial Intelligence Consortium minutes – October 2025
The Artificial Intelligence Consortium (AIC) aims to provide a platform for public-private engagement to further dialogue on the capabilities, development, deployment, use, and potential risks of artificial intelligence (AI) in UK financial services.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Supervisory Banking Statistics for significant institutions - Third quarter 2025
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Circular CSSF 25/900
amending Circular CSSF 22/811.Authorisation and organisation of entities acting as UCI administrators.
AI Analysis
Circular CSSF 25/900, issued on 16 December 2025, amends Circular CSSF 22/811 to clarify governance principles, authorisation requirements, and operational standards for UCI (Undertakings for Collective Investment) administrators in Luxembourg, while reforming annual reporting obligations. It matters because it strengthens supervisory oversight, aligns with DORA for ICT outsourcing, and simplifies reporting to enhance efficiency and compliance in the fund administration sector.
Sectors:
Topics:
Asset ManagerWealth ManagerBank
Circular CSSF 22/811 (as amended by Circular CSSF 25/900) (Updated)
Authorisation and organisation of entities acting as UCI administrators
AI Analysis
Circular CSSF 22/811, as amended by Circular CSSF 25/900, establishes CSSF requirements for the authorisation, governance, internal organisation, and oversight of entities acting as UCI (Undertakings for Collective Investment) administrators in Luxembourg. It matters because it standardises practices amid regulatory, technological, and market evolutions, ensuring robust controls, risk management, and supervision for fund administration activities critical to Luxembourg's fund industry.
Sectors:
Topics:
Asset ManagerBankAll Firms
Circular on Financial Institution Incident Reporting
This circular provides guidance on how financial institutions should report incidents to MAS under the various acts, regulations, notices, circulars and guidelines.
AI Analysis
This MAS circular updates the incident reporting process for financial institutions (FIs), mandating use of a revised template on the MAS-Tx platform for reportable incidents starting 1 February 2026. It standardizes initial notifications and follow-up submissions under applicable regulations, enhancing supervisory efficiency amid rising technology risks. Compliance is critical as it aligns with MAS's focus on operational resilience, with non-adherence risking enforcement actions seen in recent AML/CFT penalties.
Sectors:
Topics:
BankInsurancePayment Provider
Closure of investigation into Mirabella Advisors LLP
An update on our investigation into Mirabella Advisors LLP. On 4 May 2021, we announced that we had opened an investigation into the oversight of Greensill Capital Securities Limited, an appointed representative, by its principal, Mirabella Advisors LLP. Our investigation reviewed the nature, conduct and scope of Mirabella’s business. We did not identify breaches by Mirabella that require further action. The investigation has therefore now closed. Mirabella applied to have its authorisation c...
AI Analysis
The FCA has closed its investigation into Mirabella Advisors LLP's oversight of its appointed representative (AR), Greensill Capital Securities Limited, finding no breaches warranting further action. This closure, announced after reviewing Mirabella's business nature, conduct, and scope, signals effective AR oversight in this high-profile case tied to the Greensill collapse, while Mirabella voluntarily cancelled its authorisation effective 12 September 2025. It matters for compliance professionals as it reinforces FCA expectations on principal-AR relationships without imposing new penalties or rules, but underscores ongoing scrutiny in trade finance and supply chain finance sectors.
Sectors:
Topics:
Asset ManagerBroker DealerAll Firms
Totalrevision der Verordnung über Massnahmen gegenüber der Islamischen Republik Iran
Der Bundesrat hat am 12. Dezember 2025 beschlossen, die Iran-Sanktionen dem Stand von vor dem Abschluss des Wiener Abkommens über das iranische Atomprogramm anzupassen. Dazu hat er die Verordnung über Massnahmen gegenüber der Islamischen Republik Iran einer Totalrevision unterzogen. Die neue Verordnung (SR 946.231.143.6) trat am 12. Dezember 2025 in Kraft.
AI Analysis
Switzerland has completely revised its Iran sanctions regulations effective December 12, 2025, restoring sanctions to pre-2015 levels following the automatic reinstatement of UN Security Council resolutions on September 28, 2025. This comprehensive overhaul requires Swiss financial institutions and businesses to immediately implement expanded asset freezes, trade restrictions, and sectoral prohibitions affecting Iran-related transactions and designated persons.
Sectors:
Topics:
BankPayment ProviderAll Firms
ECB to assess banks’ stress testing capabilities to capture geopolitical risk
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Governing Council proposes simplification of EU banking rules
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Streamlining supervision, safeguarding resilience: the ECB’s agenda for more effective, efficient and risk-based European banking supervision
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Economic Resilience: What Next? – Speech by Governor Gabriel Makhlouf at The Royal Irish Academy
Good evening. Thank you for the invitation to join you today. This evening I want to talk about economic resilience, what it is and whether we have enough of it. I spoke about economic resilience in my first speech as Governor – 6 years ago – and wrote to the Minister for Finance about it in early February this year. After everything that’s happened since February, it feels timely to take stock of where we are. My conclusion is that we need to give it greater focus. Let me start by setting ou...
Sectors:
Topics:
BankAsset ManagerWealth Manager
Central Bank of Ireland publishes roadmap to deliver a more effective and efficient regulatory framework
New report outlines the Central Bank’s approach to more effective and efficient regulatory and supervisory framework, reducing complexity and improving clarity while maintaining resilience and important protections in the system. This work builds on the Central Bank’s strategy to transform regulation and supervision, including the introduction of our new integrated supervisory approach and the improvements made in our gatekeeping processes in recent years. The roadmap sets out a comprehensive...
AI Analysis
The Central Bank of Ireland published a comprehensive multi-year roadmap on December 10, 2025, aimed at streamlining its regulatory and supervisory framework across four pillars: supervision, regulation, gatekeeping, and reporting. This initiative represents a strategic shift toward more effective and efficient oversight while explicitly maintaining resilience standards and consumer protections, responding to EU calls for regulatory reform to enhance competitiveness.
Sectors:
Topics:
BankAsset ManagerInsurance
PRA letter to the Prime Minister - December 2025
The Prudential Regulation Authority’s (PRA) update to the Prime Minister on work to support economic growth.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Claudia Buch: Evidence-based supervision: addressing evolving risks, maintaining resilience
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Minutes of the London FXJSC Operations Sub-Committee Meeting – 18 September 2025
The Bank of England chairs the London Foreign Exchange Joint Standing Committee (FXJSC) Operations Sub-Committee. The FXJSC is made up of market participants, infrastructure providers and the UK financial regulators.
Sectors:
Topics:
BankBroker DealerPayment Provider
Update to lending and deposit spread of the Operational Standing Facility – Market Notice 8 December 2025
In line with the Bank's transition to a repo-led, demand-driven operational framework for providing reserves, the Bank is today announcing a reduction in the spread to Bank Rate of the Operational Standing Facility (OSF). This Market Notice confirms the new, recalibrated spread of the OSF at Bank Rate +15bps for the lending facility and Bank Rate -15bps for the deposit facility. As with all SMF facilities, the OSFs are 'open for business' and should be used by SMF participants for the purpose...
Sectors:
Topics:
BankWealth ManagerAsset Manager
Remarks at the Climate Risk and Sustainable Finance Forum – Governor Gabriel Makhlouf
Good morning and welcome everyone. I am delighted to address the eighth meeting of this Forum. When the Forum was established three years ago, the goal was to bring together participants from across Ireland to build a shared approach to understanding and managing the systemic risks that climate change poses, while supporting the orderly transition of households and businesses to the net zero objective that we’re all familiar with. The Forum has come a long way in those three years. We have es...
Sectors:
Topics:
BankAsset ManagerWealth Manager
ECB concludes asset quality review of Raiffeisen-Holding Niederösterreich-Wien
No description available.
Sectors:
Topics:
Bank
Central Bank of Ireland launches Access to Cash consultation
The Central Bank of Ireland has today (5 December) launched a public consultation on the implementation of our new Access to Cash responsibilities. Deputy Governor Vasileios Madouros said: “Amid a rapidly evolving payments landscape, the Central Bank of Ireland is committed to making sure that cash continues to be readily available as a means of payment. Today’s consultation is an important step towards the implementation of the Central Bank’s new responsibilities under the Access to Cash leg...
AI Analysis
The Central Bank of Ireland has launched a public consultation on implementing new **Access to Cash** responsibilities under the Finance (Provision of Access to Cash Infrastructure) Act 2025, which commenced on 30 June 2025. This consultation addresses two critical areas: identifying local deficiencies in cash infrastructure and establishing minimum ATM service standards. The initiative reflects regulatory commitment to ensuring cash remains readily available as payment preferences shift toward digital channels.
Sectors:
Topics:
BankPayment Provider
Mutuals landscape report
This report has been informed by the PRA and FCA’s ongoing regulation and supervision of mutuals and by direct engagement with mutuals and their trade associations in sessions around the country throughout 2025.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Bank of England launches system-wide exploratory scenario exercise focused on private markets
The Bank of England (the Bank) has today launched its second system-wide exploratory scenario (SWES) exercise. This will focus on how the private markets ecosystem operates under stress and the potential implications for UK financial stability and the UK real economy.
Sectors:
Topics:
BankAsset ManagerWealth Manager
CP22/25 – UK Solvency II reporting and disclosure: Post-implementation amendments
Consultation paper
AI Analysis
CP22/25 is a consultation paper on post-implementation amendments to UK Solvency II reporting and disclosure requirements, published by the PRA on 4 December 2025. The consultation addresses feedback and queries from insurance firms following the substantial reduction in reporting templates implemented at the end of 2024, clarifying expectations for compliance with the revised Reporting Part of the PRA Rulebook across multiple technical areas including accident/underwriting year reporting, annuity reporting by currency, and internal model governance disclosures.
Sectors:
Topics:
Insurance
Removing Frictions − speech by Nathanaël Benjamin
Given at Womble Bond Dickinson, Newcastle, hosted by the North East Chamber of Commerce
Sectors:
Topics:
BankWealth ManagerFintech
Financial Policy Committee Record - December 2025
Our Financial Policy Committee (FPC) meets to identify risks to financial stability and agree policy actions aimed at safeguarding the resilience of the UK financial system.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Statistical Notice 2025/05 - Confidentiality Permission Review 2026
Statistical Notices update the definitions and guidance contained in the Banking Statistics Yellow Folder
AI Analysis
The Bank of England's Statistical Notice 2025/05 requires all reporting institutions to confirm their confidentiality permissions for publishing aggregate statistical data during the 2026 reporting year. This mandatory review streamlines data publication processes by seeking prior consent for aggregate data where firms are among fewer than three contributors, reducing administrative burden while maintaining data integrity.
Sectors:
Topics:
BankAll Firms
Remit and recommendations for the Financial Policy Committee – November 2025
Exchange of letters between the Governor and the Chancellor
Sectors:
Topics:
BankAsset ManagerWealth Manager
PRA Regulatory Digest - November 2025
The PRA Regulatory Digest is for people working in the UK financial services industry and highlights key regulatory news and publications delivered for the month.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Supply-chain attack using NPM packages
Press release 25/18
Sectors:
Topics:
BankFintechAll Firms
2025 list of UK firms designated as Other Systemically Important Institutions (O-SIIs)
The PRA has published the list of designated O-SIIs for 2025
Sectors:
Topics:
BankWealth ManagerAll Firms
Deep, liquid, and transparent (DLT) assessment for January 2026 implementation
The table below shows the outcomes of the annual DLT assessment for PRA relevant currencies, which will be effective from 1 January 2026.
Effective Date: 1 January 2026
Sectors:
Topics:
BankAsset ManagerWealth Manager
Patrick Montagner: Supervision in uncertain times: vigilance, governance and the case for effective supervision
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
New DFSA Thematic Review: Continuing Professional Development for Money…
27 NOV 2025, 10:25 AM New DFSA Thematic Review: Continuing Professional Development for Money…
Sectors:
Topics:
Asset ManagerWealth ManagerBank
Ex-post evaluation of Circular 2019/2 “Interest rate risks – banks”
The Swiss Financial Market Supervisory Authority FINMA is today publishing its ex-post evaluation report on the requirements for interest rate risk management in the banking book. The evaluation has shown that the supervisory practice has essentially been successful and that the objectives have been achieved. Specific improvements will be made as part of a partial revision of Circular 2019/2, which is planned from 2026. The interest rate shock scenarios updated by the Basel Committee on Banki...
Sectors:
Topics:
BankAsset ManagerWealth Manager
FCA recognises the revised FX Global Code and UK Money Markets Code
The Bank of England welcomes the Financial Conduct Authority (FCA) recognition of the 2024 versions of the FX Global Code and UK Money Markets Code under its code recognition scheme.
Sectors:
Topics:
BankBroker DealerPayment Provider
Pedro Machado: Fireside chat
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
TIBER-EU guide - How to implement the TIBER-EU framework for the DORA TLPT of significant institutions
No description available.
Sectors:
Topics:
BankFintechCrypto Exchange
Claudia Buch: The evidence is in: resilient banks build Europe’s growth on solid ground
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Anneli Tuominen: Improving banks’ resilience to hybrid threats
No description available.
Sectors:
Topics:
BankWealth ManagerAll Firms
Claudia Buch: Introductory statement
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
ECB keeps capital requirements broadly stable for 2026 amid persisting global challenges
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Supervisory priorities 2026-28
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
FINMA Risk Monitor 2025: accentuated geopolitical risks – cyber and real estate risks continue to grow
In its new 2025 Risk Monitor, FINMA reveals where it sees the greatest risks for the Swiss financial centre. It warns of an increase in geopolitical and technological risks and calls for more robust controls over the outsourcing of critical functions. The climate risk report is also part of the Risk Monitor for the first time.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Frank Elderson: Resilient banks through effective supervision: a pillar of Europe’s competitiveness
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Minutes of the Market Participants Group meeting – 12 November 2025
This was the first meeting of the Market Participants Group (MPG), a senior-level forum for financial market participants to share their views on relevant themes and narratives in financial markets with members of the Bank of England’s Monetary Policy Committee.
Sectors:
Topics:
BankBroker DealerPayment Provider
Strengthening market resilience: navigating evolving dynamics in sovereign markets − speech by Lee Foulger
Given at AFME's 20th Annual European Government Bond Conference
Sectors:
Topics:
BankBroker DealerAsset Manager
New DFSA AI survey: Generative AI adoption has nearly tripled within the DIFC in…
12 NOV 2025, 10:00 AM New DFSA AI survey: Generative AI adoption has nearly tripled within the DIFC in…
Sectors:
Topics:
BankWealth ManagerFintech
Bank of England launches consultation on regulating systemic stablecoins
The Bank of England (the Bank) has today published a consultation paper (CP) setting out its proposed regulatory regime for sterling-denominated systemic stablecoins.
AI Analysis
The Bank of England has published a consultation paper (issued November 10, 2025) proposing a comprehensive regulatory regime for **sterling-denominated systemic stablecoins**, establishing requirements for backing assets, capital, redemption procedures, and operational safeguards. This represents a pivotal step toward implementing the UK's stablecoin framework, with the regime designed to maintain financial stability while enabling viable business models for systemic stablecoin issuers.
Sectors:
Topics:
BankFintechPayment Provider
The evolving liquidity landscape − speech by Victoria Saporta
Elaborates on points made at the market panel of the ECB Conference on Money Markets 2025
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Bank Rate maintained at 4% - November 2025 Monetary Policy Summary and Minutes
Find out more about the Monetary Policy Committee’s latest decision
Sectors:
Topics:
BankWealth ManagerAll Firms
UK Berne Financial Services Agreement (BFSA) Guidelines
Guidelines to assist firms considering providing services under the Berne Financial Services Agreement.
Sectors:
Topics:
BankWealth ManagerAsset Manager
PRA Regulatory Digest - October 2025
The PRA Regulatory Digest is for people working in the UK financial services industry and highlights key regulatory news and publications delivered for the month.
Sectors:
Topics:
BankAsset ManagerWealth Manager
SEC Issues Exemptive Order Regarding Compliance with Certain Rules Under Regulation NMS
The Securities and Exchange Commission today issued an order granting temporary exemptive relief from certain compliance dates adopted under Regulation NMS: Minimum Pricing Increments, Access Fees and Transparency of Better Priced Orders as follows:…
Sectors:
Topics:
Broker DealerBank
Circular CSSF 25/898
Update of Circular CSSF 07/325 on Provisions relating to credit institutions and investment firms of EU origin established in Luxembourg by way of branches or exercising activities in Luxembourg by way of free provision of services, as amended by Circulars CSSF 21/765 and CSSF 22/827
AI Analysis
Circular CSSF 25/898 updates Luxembourg's supervisory framework for EU-origin credit institutions and investment firms operating in Luxembourg through branches or free provision of services. This amendment enhances the self-assessment questionnaire (SAQ) used by the CSSF to align supervisory oversight with current regulatory priorities, particularly adding UCI administration as a new thematic module. The update reflects the CSSF's evolving supervisory focus and requires affected institutions to demonstrate compliance with expanded assessment criteria.
Sectors:
Topics:
BankBroker DealerAsset Manager
Minutes of the Meeting of the Court of Directors held on 19 September 2025
The Bank's Court of Directors acts as a unitary board, setting the organisation's strategy and budget and taking key decisions on resourcing and appointments. Required to meet a minimum seven times per year, it has five executive members from the Bank and up to nine non-executive members.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Aktualisierte Sanktionsmeldung: Russland
Die Schweiz schliesst sich den weiteren Massnahmen des 18. Sanktionspakets der Europäischen Union (EU) gegenüber Russland sowie den zusätzlich zum 18. Sanktionspaket erlassenen Massnahmen gegenüber Belarus an. Dies hat der Bundesrat am 29. Oktober 2025 beschlossen. Im Fokus stehen Massnahmen im Güter-, Finanz und Energiebereich. Der Bundesrat hat dafür die Verordnung über Massnahmen im Zusammenhang mit der Situation in der Ukraine (SR 946.231.176.72) geändert.
AI Analysis
On October 29, 2025, the Swiss Federal Council (Bundesrat) adopted comprehensive sanctions measures aligned with the EU's 18th sanctions package against Russia and additional measures against Belarus, effective October 30, 2025. This enforcement action significantly expands financial transaction prohibitions, export restrictions, and asset freezes, requiring Swiss financial intermediaries to immediately implement new compliance obligations across banking, goods trade, and energy sectors.
Sectors:
Topics:
BankPayment ProviderAll Firms
Financial stability and growth: The Financial Policy Committee’s mandate and the question of balance − speech by Jonathan Hall
Given at the Confederation of British Industry
Sectors:
Topics:
BankAsset ManagerWealth Manager
Tariffed with the same brush: confronting today’s challenges to trade − speech by Swati Dhingra
Given at central Bank of Ireland ninth annual workshop of the ESCB research cluster 2
Sectors:
Topics:
BankAsset ManagerWealth Manager
PS17/25 – Matching Adjustment Investment Accelerator
Policy statement 17/25
AI Analysis
PS17/25 establishes the **Matching Adjustment Investment Accelerator (MAIA) framework**, enabling PRA-regulated insurers to regularize and expand their use of matching adjustment (MA) in calculating capital requirements for certain long-duration insurance liabilities. This framework is significant because it provides a structured pathway for firms to optimize capital efficiency while maintaining prudential safeguards through exposure limits, eligibility assessments, and breach remediation mechanisms.
Sectors:
Topics:
Insurance
Acclimatised − speech by Sam Woods
Given at Mansion House
Sectors:
Topics:
BankWealth ManagerFintech
Advancing settlement: central bank money for the next era of payments − speech by Victoria Cleland
Given at the Bank of England and Bank for International Settlements Innovation Hub’s DLT Innovation Challenge Showcase
Sectors:
Topics:
BankFintechCrypto Exchange
Effective practices: Cyber response and recovery capabilities
Publication from the Bank, PRA and FCA to firms and financial market infrastructures highlighting observed effective practices of cyber response and recovery capabilities.
Sectors:
Topics:
BankFintechPayment Provider
Global Economic Outlook Panel – panel remarks by Andrew Bailey
Given at the Group of Thirty’s 40th International Banking Seminar 2025, Washington DC
Sectors:
Topics:
BankAsset ManagerWealth Manager
Evolving UK monetary policy in an evolving world − speech by Huw Pill
Speech at the Institute of Chartered Accountants of England and Wales annual conference Thriving in Transformation, London
Sectors:
Topics:
BankAsset ManagerWealth Manager
LIAF02/25 – Low Impact Amendments Finalisation October 2025
The PRA has published LIAF02/25, a collection of final low impact rule amendments.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Diversion ahead − speech by Alan Taylor
Given at King’s College, Cambridge
Sectors:
Topics:
BankWealth ManagerAsset Manager
DFSA Connect: new digital services streamline regulatory approvals processes,…
13 OCT 2025, 09:43 AM DFSA Connect: new digital services streamline regulatory approvals processes,…
Sectors:
Topics:
BankWealth ManagerFintech
Minutes of the Securities Lending Committee meeting – September 2025
The Securities Lending Committee is a forum for market participants and authorities to discuss the UK securities lending market.
Sectors:
Topics:
Asset ManagerBankBroker Dealer
PS16/25 – Markets in Financial Instruments Directive Organisational Regulation (MiFID Org Reg)
Policy statement 16/25
AI Analysis
PS16/25 is the PRA's policy statement restating firm-facing organisational requirements from the MiFID Org Reg (e.g., outsourcing, record-keeping, risk management, compliance, internal audit, and governance) into the PRA Rulebook, with no material changes, to align with HMT's revocation of the EU regulation under FSMA 2023. This matters because it ensures continuity of prudential oversight for PRA-authorised firms post-revocation, preventing enforcement gaps in systems and controls while adapting provisions (e.g., supervisory function) to UK governance structures.
Sectors:
Topics:
BankBroker DealerAll Firms
FINMA publishes guidance on the extension of the transitional period for exchange of collateral in certain OTC derivatives transactions
The Swiss Financial Market Supervisory Authority FINMA today published guidance on the extension of the transitional period for exchange of collateral in certain OTC derivatives transactions. The current transitional period runs until 1 January 2026 and will be extended by a further three years.
AI Analysis
FINMA extended the transitional period for collateral exchange requirements in non-centrally cleared OTC derivatives from January 1, 2026 to January 1, 2029, providing Swiss market participants with three additional years of relief from mandatory collateral posting obligations on certain equity derivatives. This extension aligns Swiss regulation with the EU's indefinite exemption introduced in December 2024, preventing competitive disadvantages for Swiss derivatives traders while a permanent regulatory framework is developed.
Deadline: 1 January 2026
Sectors:
Topics:
Broker DealerBankAsset Manager
Uncertainty, structural change and monetary policy strategy - speech by Huw Pill
The Maxwell Fry Lecture of the Money, Macro and Finance Society given at the University of Birmingham
Sectors:
Topics:
BankAsset ManagerWealth Manager
Minutes of the London FXJSC Main Committee Meeting - 26 June 2025
The Bank of England chairs the London Foreign Exchange Joint Standing Committee (FXJSC), which is a forum for discussion of the wholesale foreign exchange market. The FXJSC is made up of market participants, infrastructure providers and the UK financial regulators.
Sectors:
Topics:
BankBroker DealerPayment Provider
Minutes of the London FXJSC Operations Sub-Committee Meeting - 18 June 2025
The Bank of England chairs the London Foreign Exchange Joint Standing Committee (FXJSC) Operations Sub-Committee. The FXJSC is made up of market participants, infrastructure providers and the UK financial regulators.
Sectors:
Topics:
BankBroker DealerPayment Provider
Financial Policy Committee Record – October 2025
Our Financial Policy Committee (FPC) meets to identify risks to financial stability and agree policy actions aimed at safeguarding the resilience of the UK financial system.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Challenges to financial stability - speech by Andrew Bailey
Given at the Klaas Knot Farewell Symposium
Sectors:
Topics:
BankAsset ManagerBroker Dealer
The Banque de France, the ACPR and the AMF launch a first system-wide stress test on interconnections within the financial system
Stress-testing Markets Asset management Journalists Investment services providers Investment management companies The Banque de France, the ACPR and the AMF launch a first system-wide stress test on interconnections within the financial system
Sectors:
Topics:
BankAsset ManagerBroker Dealer
PRA Regulatory Digest - September 2025
The PRA Regulatory Digest is for people working in the UK financial services industry and highlights key regulatory news and publications delivered for the month.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Bumps in the road? − speech by Sarah Breeden
Given at Cardiff Business School
Sectors:
Topics:
BankAsset ManagerWealth Manager
SEC Issues Order to Reduce Operating Costs of Consolidated Audit Trail
The Securities and Exchange Commission today issued an order granting conditional exemptive relief related to certain requirements of the National Market System Plan governing the Consolidated Audit Trail (CAT NMS Plan), Rule 613 of Regulation NMS, and…
Sectors:
Topics:
Broker DealerAsset Manager
PS15/25 – Closing liquidity reporting gaps and streamlining Standard Formula reporting
Policy statement 15/25
AI Analysis
PS15/25 introduces **new liquidity risk reporting requirements for major UK insurance firms**, closing data gaps identified during the March 2020 "dash for cash" and September 2022 LDI crisis. The policy mandates four new reporting templates for firms with significant derivatives or securities lending exposure, with implementation deferred to **30 September 2026** to allow adequate preparation time.
Sectors:
Topics:
Insurance
UBS resolution report
The Swiss Financial Market Supervisory Authority FINMA has identified further progress in UBS’s resolvability and continues to view a resolution as feasible. However, there is a need for greater optionality, which will also require legislative changes. UBS’s emergency plan largely fulfils the current statutory requirements. However, it needs to be better integrated in the resolution plan in the future and thus cannot currently be regarded as executable. As in 2024, FINMA’s review of the recov...
Sectors:
Topics:
BankWealth Manager
SEC Announces Departure of Chief Operating Officer Ken Johnson
The Securities and Exchange Commission today announced that Ken Johnson, who has been serving as Chief Operating Officer (COO) since December 2017, will retire from the agency in December. “Ken has been an integral leader at the SEC for more than two…
Sectors:
Topics:
BankAsset ManagerBroker Dealer
The supply side demands more attention − speech by Megan Greene
Given at the Adam Smith Business School, University of Glasgow
Sectors:
Topics:
BankAsset ManagerWealth Manager
On QT − remarks by Huw Pill
Given at the Inaugural Pictet Research Institute Symposium 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
The Autorité des marchés financiers (AMF) is warning professionals about the extensive fraudulent and malicious use of its name engaging people into running a malicious computer program.
Warning Identity theft The Autorité des marchés financiers (AMF) is warning professionals about the extensive fraudulent and malicious use of its name engaging people into running a malicious computer program.
Sectors:
Topics:
BankWealth ManagerFintech
A systemic risk perspective on operational resilience − speech by Liz Oakes
Given at the Cross Market Operational Resilience Group (CMORG) conference
Sectors:
Topics:
BankAsset ManagerWealth Manager
Funded realignment: balancing innovation and risk − speech by Vicky White
Given at the 30th Annual Bank of America Financials CEO Conference
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Supervisory Banking Statistics for significant institutions - Second quarter 2025
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
New DFSA Thematic Review: High-Growth Firms
16 SEP 2025, 02:18 PM New DFSA Thematic Review: High-Growth Firms
Sectors:
Topics:
Asset ManagerBankFintech
Future Banking Data roundtable with members of UK Finance and the Building Societies Association
On 1 July, the PRA and the Bank of England held a roundtable meeting with representatives of non-systemic UK banks and building societies.
Sectors:
Topics:
Bank
FINMA publishes consolidated ordinance covering the insolvency proceedings at financial market institutions
The Swiss Financial Market Supervisory Authority FINMA is transferring the FINMA Banking Insolvency Ordinance, FINMA Insurance Bankruptcy Ordinance and FINMA Collective Investment Schemes Bankruptcy Ordinance to a new consolidated FINMA Insolvency Ordinance. The existing regulations have been revised and adapted where necessary – based on findings from practical experience and academia. In addition, the FINMA Insolvency Ordinance implements the amendments made necessary by the revisions to th...
Sectors:
Topics:
BankAsset ManagerWealth Manager
Letter from Claudia Buch, Chair of the Supervisory Board, to Mr Markus Ferber, MEP, on banking supervision
No description available.
Sectors:
Topics:
BankWealth ManagerAsset Manager
FINMA assesses the emergency and recovery plans for PostFinance, Raiffeisen and Zürcher Kantonalbank
The Swiss Financial Market Supervisory Authority FINMA has completed its annual assessment of the emergency and recovery plans for the domestic systemically important banks. The emergency plans for Zürcher Kantonalbank and Raiffeisen fulfil the regulatory requirements. The emergency plan for PostFinance is still not ready to implement. The recovery plans for all institutions were approved.
Sectors:
Topics:
Bank
Five ‘C’s for Central Bank Research − speech by Catherine L. Mann
Given at The Future of Central Banking conference on the occasion of the 100th Anniversary, Banco de México
Sectors:
Topics:
BankAsset ManagerWealth Manager
Aktualisierte Sanktionsmeldung: Islamischen Republik Iran
Das Eidgenössische Departement für Wirtschaft, Bildung und Forschung WBF hat eine Änderung des Anhangs 7 der Verordnung vom 11. November 2015 über Massnahmen gegenüber der Islamischen Republik Iran (SR 946.231.143.6) publiziert.
AI Analysis
On August 18, 2025, the Swiss State Secretariat for Economic Affairs (WBF) published an updated sanctions notification regarding Iran, specifically modifying Annex 7 of the Ordinance on Measures against the Islamic Republic of Iran (SR 946.231.143.6). This update is critical for Swiss financial institutions and businesses because it reflects the evolving sanctions landscape following the automatic reinstatement of UN Security Council resolutions on Iran's nuclear program in September 2025.
Sectors:
Topics:
BankAsset ManagerPayment Provider
Aktualisierte Sanktionsmeldung: Republik Irak
Das Staatssekretariat für Wirtschaft (SECO) hat eine Änderung des Anhangs der Verordnung vom 7. August 1990 über Wirtschaftsmassnahmen gegenüber der Republik Irak (SR 946.206) publiziert.
AI Analysis
The Swiss State Secretariat for Economic Affairs (SECO) published an updated sanctions notification on August 13, 2025, reflecting modifications to the UN sanctions list targeting Iraq under the Ordinance of August 7, 1990 (SR 946.206). This update is automatically applicable in Switzerland and requires immediate compliance by all financial institutions and regulated entities, as Switzerland implements UN Security Council sanctions lists without delay through its automatic application framework.
Sectors:
Topics:
BankPayment ProviderAll Firms
Supervisory Banking Statistics for significant institutions - First quarter 2025
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Spreadsheet: High-level individual results for banks not included in the EBA sample
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Counterparty credit risk exploratory scenario exercise
No description available.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Press release regarding BGL BNP Paribas
Press release 25/13
Sectors:
Topics:
Bank
Getting liquidity where it is needed − speech by Nathanaël Benjamin
Given at OMFIF Economic and Monetary Policy Institute
Sectors:
Topics:
BankAsset ManagerWealth Manager
The future of the multilateral economic system, and some news on the UK payments infrastructure - speech by Andrew Bailey
Given at the Financial and Professional Services Dinner, Mansion House
Sectors:
Topics:
BankPayment Provider
Weathering the storm: stability in a changing climate - speech by Sarah Breeden
Based on remarks given at the Chapman-Barrigan lecture
Sectors:
Topics:
BankAsset ManagerWealth Manager
The end of the road − speech by Alan Taylor
Given at the London School of Economics and Political Science
Sectors:
Topics:
BankWealth ManagerAsset Manager
FINMA launches consultations on the ordinances concerning risk diversification and liquidity for banks and securities firms
On 3 July 2025, the Swiss Financial Market Supervisory Authority FINMA launched the consultations on the new Ordinances on the Risk Diversification of Banks and Securities Firms and on the Liquidity of Banks and Securities Firms. The consultations will go on until 29 September 2025.
Deadline: 29 September 2025
Sectors:
Topics:
BankBroker DealerAsset Manager
Unexpected curves − remarks by Alan Taylor
Given at the ECB Forum on Central Banking in Sintra, Portugal
Sectors:
Topics:
BankAsset ManagerWealth Manager
Building tomorrow’s markets: the digitalisation of finance − speech by Sasha Mills
Given at City Week 2025
Sectors:
Topics:
BankFintechAsset Manager
Synchronisation and beyond: enabling the next wave of financial innovation − speech by Victoria Cleland
Given at the 15th annual edition of City Week
Sectors:
Topics:
BankFintechPayment Provider
New DFSA report explores regulatory insights into cybersecurity, Artificial…
30 JUN 2025, 03:18 PM New DFSA report explores regulatory insights into cybersecurity, Artificial…
Sectors:
Topics:
BankFintechAsset Manager
The UK economy in an unpredictable world – speech by Andrew Bailey
Given at British Chamber of Commerce 2025 Global Annual Conference
Sectors:
Topics:
BankAsset ManagerWealth Manager
RTGS 2: a launchpad for innovation − speech by Victoria Cleland
Given at UK Finance Digital Innovation Summit 2025
Sectors:
Topics:
BankFintechCrypto Exchange
Navigating an uncertain outlook: the signals from the labour market − speech by Dave Ramsden
Given at the Barclays-CEPR Monetary Policy Forum 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
Revisiting the Norman Conquest of $4.86. Thoughts for the world today - speech by Andrew Bailey
Given at Britain’s Return to the Gold Standard in 1925 Revisited, Bank of England
Sectors:
Topics:
BankWealth ManagerAll Firms
Crowdfunding: the AMF urges investors to exercise extreme caution due to the risks of project owner default or crowdfunding platform failure
Asset management Collective investments Savings protection Crowdfunding: the AMF urges investors to exercise extreme caution due to the risks of project owner default or crowdfunding platform failure
Sectors:
Topics:
Asset ManagerWealth ManagerFintech
Central Banking in extreme adversity - speech by Andrew Bailey
Given at the 9th NBU-NBP Annual Research Conference, Kyiv
Sectors:
Topics:
BankAsset ManagerWealth Manager
Financial stability in light of new global challenges: global shocks, interconnections and central counterparties − speech by Randy Kroszner
Given at FIA International Derivative Expo
Sectors:
Topics:
BankBroker DealerCrypto Exchange
Picking what matters – speech by Nathanaël Benjamin
Given at the Global Investment Management summit
Sectors:
Topics:
Asset ManagerWealth ManagerBank
Learning by doing − speech by Victoria Saporta
Given at Bank of Finland & SUERF Conference, Helsinki
Sectors:
Topics:
BankAsset ManagerWealth Manager
Second thematic review on the use of Artificial Intelligence in the Luxembourg financial sector
Press release 25/08
Sectors:
Topics:
BankAsset ManagerWealth Manager
Internal Auditors Committee Mandate and Audit Charter for the Eurosystem/ESCB and the Single Supervisory Mechanism
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Operational resilience – The AMF applies the Joint Guidelines on the oversight cooperation and information exchange under the Digital Operational Resilience Act (DORA)
Europe & international Innovation Financial services providers Operational resilience – The AMF applies the Joint Guidelines on the oversight cooperation and information exchange under the Digital Operational Resilience Act (DORA)
Sectors:
Topics:
BankAsset ManagerWealth Manager
The AMF amends its Programme of Operations Guide for Asset Management Companies
Asset management The AMF amends its Programme of Operations Guide for Asset Management Companies
Sectors:
Topics:
Asset Manager
The tangle of ageing populations and productivity growth - Governor Gabriel Makhlouf at Society of Professional Economists
Governor of the Central Bank of Ireland Gabriel Makhlouf today (25 November) addressed the UK Society of Professional Economists annual dinner . Speaking this evening, Governor Makhlouf said: “Europe is at a pivotal moment in its economic development. The tangle of ageing populations with weak productivity growth raise questions about the long-term growth outlook. The need to build economic resilience to both short-term shocks and longer-term transitions become self-evident by the day. Produc...
Sectors:
Topics:
BankWealth ManagerAsset Manager
AMF amends its Programme of Operations Guide for Asset Management Companies
Asset management Regulatory developments AMF amends its Programme of Operations Guide for Asset Management Companies
Sectors:
Topics:
Asset Manager
AMF and Banque de France call for a well-anticipated move to T+1 Settlement Cycle
Regulatory developments Post-trading infrastructures Market infrastructures Cooperation Journalists AMF and Banque de France call for a well-anticipated move to T+1 Settlement Cycle
Sectors:
Topics:
BankBroker DealerAsset Manager
The AMF has published a summary of its SPOT inspections of financial management delegation arrangements at asset management companies
Supervision Asset management Journalists Investment management companies The AMF has published a summary of its SPOT inspections of financial management delegation arrangements at asset management companies
Sectors:
Topics:
Asset Manager
Marie Seiller appointed Resources, Operations and Transformation Director at the Autorité des Marchés Financiers
Appointment AMF activity Journalists Marie Seiller appointed Resources, Operations and Transformation Director at the Autorité des Marchés Financiers
Sectors:
Topics:
Asset ManagerBankBroker Dealer
Central Bank of Ireland introduces macroprudential measures for Irish-authorised GBP-denominated LDI funds
The Central Bank of Ireland has today (29 April 2024) announced the introduction of macroprudential measures for Irish-authorised GBP-denominated Liability Driven Investment (LDI) funds. Building on the recent Consultation Paper “Macroprudential measures for GBP Liability Driven Investment funds”, the measures require that GBP-denominated LDI funds authorised in Ireland maintain sufficient resilience to be able to withstand a sudden and adverse shocks to UK interest rates.
AI Analysis
The Central Bank of Ireland (CBI) introduced binding macroprudential measures on 29 April 2024 requiring Irish-authorised GBP-denominated Liability Driven Investment (LDI) funds to maintain a minimum **300 basis point yield buffer** to withstand adverse UK interest rate shocks. This regulatory intervention directly addresses systemic risks exposed during the September-October 2022 UK gilt market crisis, where excessive leverage in LDI funds amplified financial stress across markets.
Sectors:
Topics:
Asset ManagerHedge FundWealth Manager
AMF encourages investment services providers to strengthen their procedures for handling client complaints
Supervision Investment services Journalists Investment services providers AMF encourages investment services providers to strengthen their procedures for handling client complaints
Sectors:
Topics:
Asset ManagerWealth ManagerBroker Dealer
The Autorité des marchés financiers (AMF) is warning professionals about the extensive fraudulent and malicious use of its name, with links to various websites that could trick people into running a malicious computer program
Warning Identity theft Savings protection Warning The Autorité des marchés financiers (AMF) is warning professionals about the extensive fraudulent and malicious use of its name, with links to various websites that could trick people into running a malicious computer program
Sectors:
Topics:
BankWealth ManagerFintech
The AMF publishes summary of third thematic inspection of asset management companies' cybersecurity systems
Supervision Asset management Journalists Investment management companies The AMF publishes summary of third thematic inspection of asset management companies' cybersecurity systems
Sectors:
Topics:
Asset Manager
The ACPR and AMF encourage financial institutions to continue their efforts to take account of the vulnerability of ageing clients
Marketing Savings protection Retail investors Professional investors Journalists The ACPR and AMF encourage financial institutions to continue their efforts to take account of the vulnerability of ageing clients
Sectors:
Topics:
BankWealth ManagerAll Firms
Central counterparties’ recovery and resolution: AMF complies with ESMA guidelines
Regulatory developments Post-trading infrastructures Market infrastructures Central counterparties’ recovery and resolution: AMF complies with ESMA guidelines
Sectors:
Topics:
Asset ManagerBroker DealerBank
The AMF examines the systems for valuation of the less liquid assets of UCITS and AIFs
Supervision Asset management Journalists Investment management companies The AMF examines the systems for valuation of the less liquid assets of UCITS and AIFs
Sectors:
Topics:
Asset ManagerWealth Manager
Central counterparties’ recovery plan: AMF complies with ESMA guidelines on recovery plan indicators and scenarios
Regulatory developments Post-trading infrastructures Market infrastructures Central counterparties’ recovery plan: AMF complies with ESMA guidelines on recovery plan indicators and scenarios
Sectors:
Topics:
BankBroker DealerAll Firms
Marketing of financial products to ageing populations: publication of an independent academic research report on customer relations and sales processes
Savings protection Marketing Marketing of financial products to ageing populations: publication of an independent academic research report on customer relations and sales processes
Sectors:
Topics:
Asset ManagerWealth ManagerBank
The AMF Enforcement Committee fines a portfolio asset management company for breaches of its professional obligations
Sanctions & settlements Journalists Investment management companies The AMF Enforcement Committee fines a portfolio asset management company for breaches of its professional obligations
AI Analysis
The AMF Enforcement Committee imposed a €150,000 fine on **Inocap Gestion**, a portfolio asset management company, for multiple operational and compliance failures between 2022 and the enforcement decision date. This case demonstrates the AMF's enforcement priorities around liquidity risk management, market abuse detection systems, and anti-money laundering (AML/CFT) procedures—critical control areas that asset managers must operationalize effectively to avoid substantial penalties.
Sectors:
Topics:
Asset ManagerWealth Manager
The AMF is supplementing its policy on liquidity management tools
Asset management The AMF is supplementing its policy on liquidity management tools
Sectors:
Topics:
Asset ManagerWealth Manager
The AMF calls on investment fund depositaries to strengthen their arrangements for the onboarding and monitoring of asset management companies
Supervision UCIT Asset management Journalists Investment management companies The AMF calls on investment fund depositaries to strengthen their arrangements for the onboarding and monitoring of asset management companies
Sectors:
Topics:
Asset ManagerBank
The AMF updates its doctrine to facilitate the adoption of liquidity management tools
Asset management The AMF updates its doctrine to facilitate the adoption of liquidity management tools
Sectors:
Topics:
Asset ManagerWealth ManagerBank
War in Ukraine: the AMF alerts asset management companies
Asset management War in Ukraine: the AMF alerts asset management companies
Sectors:
Topics:
Asset ManagerWealth Manager
Review of the central clearing framework in the EU: the AMF publishes a position paper
Market infrastructures Post-trading infrastructures Review of the central clearing framework in the EU: the AMF publishes a position paper
Sectors:
Topics:
BankBroker DealerAsset Manager
The AMF updates its policy on portfolio asset management company control systems and programmes of operations
Asset management The AMF updates its policy on portfolio asset management company control systems and programmes of operations
Sectors:
Topics:
Asset ManagerWealth Manager
Consequences of the Ukrainian crisis: the AMF alerts asset management companies
Asset management Consequences of the Ukrainian crisis: the AMF alerts asset management companies
Sectors:
Topics:
Asset ManagerBankWealth Manager
French and Dutch market authorities publish a joint analysis of the impact of the short selling ban at the onset of the Covid-19 crisis
Short selling Equity Financial Crisis Executive & other private individuals Market Infrastructures Post-trade Infrastructures Professional investors Journalists French and Dutch market authorities publish a joint analysis of the...
Sectors:
Topics:
Asset ManagerBroker DealerWealth Manager
Focus on inDECx: the new tool to be used when interacting with the AMF during an inspection or investigation
AMF activity Focus on inDECx: the new tool to be used when interacting with the AMF during an inspection or investigation
Sectors:
Topics:
Asset ManagerBroker DealerCrypto Exchange
Benchmarks: the AMF will apply ESMA Guidelines
Market infrastructures Benchmark Benchmarks: the AMF will apply ESMA Guidelines
Sectors:
Topics:
Asset ManagerBankBroker Dealer
Settlement fails reporting: the AMF complies with ESMA guidelines
Market infrastructures Post-trading infrastructures Settlement fails reporting: the AMF complies with ESMA guidelines
Sectors:
Topics:
BankBroker DealerAll Firms
Settlement discipline: supervisory approach on the implementation of the CSDR provisions
CSDR Supervision Settlement discipline: supervisory approach on the implementation of the CSDR provisions
Sectors:
Topics:
BankBroker DealerAsset Manager
Money laundering and terrorist financing: the AMF applies EBA guidelines on risk factors
Asset management Anti-money Laundering Money laundering and terrorist financing: the AMF applies EBA guidelines on risk factors
Sectors:
Topics:
Asset ManagerBankWealth Manager
The AMF updates its investigation and inspection charters
Supervision The AMF updates its investigation and inspection charters
Sectors:
Topics:
BankAsset ManagerBroker Dealer
The AMF and the European Central Bank (ECB) sign a supervisory cooperation arrangement
Europe & international Cooperation The AMF and the European Central Bank (ECB) sign a supervisory cooperation arrangement
Sectors:
Topics:
BankAsset ManagerWealth Manager
“Insurance firms require strong customer-focused cultures and Central Bank will intervene on practices unfair or potentially unfair to consumers” – Director General Derville Rowland
Differential Pricing and Business Interruption Insurance demonstrate Central Bank’s focus on conduct, culture and customer treatment Over €130 million paid in business interruption insurance claims to date Insurance sector needs to be prepared for the challenges ahead including digitisation and climate change Speaking at the Deloitte 2022 Insurance Industry Trends event Director General, Financial Conduct Derville Rowland discussed the position of the insurance sector in Ireland, the effect o...
Sectors:
Topics:
Insurance
The AMF and the ACPR warn the public of the risks of scams in the context of the coronavirus epidemic
Warning Covid-19 Savings protection Financial Scams The AMF and the ACPR warn the public of the risks of scams in the context of the coronavirus epidemic
Sectors:
Topics:
BankWealth ManagerAll Firms
The Autorité des Marchés Financiers (AMF) warns about persons using its name and logo and impersonating the Ombudsman and her deputy
Warning Savings protection The Autorité des Marchés Financiers (AMF) warns about persons using its name and logo and impersonating the Ombudsman and her deputy
Sectors:
Topics:
BankWealth ManagerAll Firms
The Autorité des Marchés Financiers (AMF) warns the public about the activities of individuals claiming to work for the AMF
Warning Savings protection Warning The Autorité des Marchés Financiers (AMF) warns the public about the activities of individuals claiming to work for the AMF
Sectors:
Topics:
BankWealth ManagerAll Firms
Showing 50 of 383 updates