Remarks of Chairman Michael S. Selig
No description available.
Sectors:
Topics:
Crypto ExchangeFintechAll Firms
Technology & Cyber
Cybersecurity requirements, digital operational resilience, IT governance, and technology risk management.
CFTC Chairman Lauds Senate Committee Action to Advance Digital Asset Market Structure Legislation
No description available.
Sectors:
Topics:
Crypto ExchangeFintech
CFTC Chair Selig, SEC Chair Atkins: Team Trump readies crypto plan so Americans can count on their future
No description available.
Sectors:
Topics:
Crypto ExchangeFintechAll Firms
The role of economics during times of major change
In his latest blog, Governor Gabriel Makhlouf argues that economists must adapt their analytical frameworks and expand their focus beyond traditional topics to address emerging challenges—such as geopolitical upheaval and defence spending—in order to provide robust evidence-based policy advice that serves the public interest.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Emil the Seal hijacks Waterloo station to warn commuters about investment scams
FCA stunt launches new Firm Checker tool as around 700,000 people lose money to investment scams. Morning commuters at London Waterloo got more than their usual caffeine hit today when a mysterious 'ATM' promising to 'give away a fortune' stopped them in their tracks – and revealed an unexpected surprise.As curious passers-by approached the machine, the screen slid open to unveil Emil the Seal, the FCA's finance-friendly mascot, delivering a blunt message about the dangers of investment scams...
Sectors:
Topics:
BankWealth ManagerFintech
The sky’s the limit: shaping the UK’s digital financial future - speech by Sasha Mills
Given at The Tokenisation Summit
Sectors:
Topics:
BankFintechCrypto Exchange
OFSI and partners clamp down on the abuse of cryptoassets
We’re working closely with the Office of Financial Sanctions Implementation (OFSI), UK law enforcement, and our regulatory partners to tackle the abuse of cryptoassets and associated money‑laundering activities. Read the full blog on the OFSI’s website.
Sectors:
Topics:
Crypto ExchangeFintechPayment Provider
Claudia Buch: Interview with Milano Finanza
No description available.
Sectors:
Topics:
BankWealth ManagerFintech
Press Conference “Risks in BaFin’s Focus”, 28 January 2026
Opening Statement by Mark Branson
Sectors:
Topics:
BankFintechCrypto Exchange
Mills Review to consider how AI will reshape retail financial services
The FCA has launched a review into the implications of advanced AI on consumers, retail financial markets and regulators. The Review will be led by Sheldon Mills and builds on the FCA’s existing work on AI. This includes its AI Discussion Paper, AI Sprint, and AI Lab including AI Live Testing and its groundbreaking Supercharged Sandbox supported by NVIDIA.AI is already embedded across financial services. Rapid advances in generative, agentic and emerging forms of AI mean the next phase of cha...
Sectors:
Topics:
BankWealth ManagerFintech
CFTC Chairman Selig Announces Alex Titus as Chief Advisor
No description available.
Sectors:
Topics:
Broker DealerFintechCrypto Exchange
CFTC and SEC Reschedule Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
No description available.
Sectors:
Topics:
Crypto ExchangeFintech
SEC and CFTC Reschedule Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
Securities and Exchange Commission Chairman Paul S. Atkins and Commodity Futures Trading Commission Chairman Michael S. Selig will hold a joint event, previously scheduled for Jan. 27, now rescheduled for Thursday, Jan. 29, from 2 p.m. to 3 p.m. at CFTC…
Sectors:
Topics:
Crypto ExchangeFintech
Cybersecurity
Cybersecurity
Sectors:
Topics:
Broker DealerAsset ManagerBank
COVID-19 / Coronavirus
COVID-19 / Coronavirus
Sectors:
Topics:
Broker DealerAsset ManagerBank
Comprehensive Automated Risk Data System (CARDS)
Comprehensive Automated Risk Data System (CARDS)
Sectors:
Topics:
Broker DealerWealth ManagerAsset Manager
Business Continuity Planning
Business Continuity Planning
Sectors:
Topics:
Broker DealerBankAsset Manager
Block Chain / Distributed Ledger Technology
Block Chain / Distributed Ledger Technology
Sectors:
Topics:
Broker DealerFintechCrypto Exchange
Artificial Intelligence
Artificial Intelligence
Sectors:
Topics:
Broker DealerAsset ManagerBank
Algorithmic Trading
Algorithmic Trading
Sectors:
Topics:
Broker DealerAsset ManagerFintech
Regulatory Notice 25-04
Regulatory Notice 25-04
Sectors:
Topics:
Broker DealerWealth ManagerFintech
Regulatory Notice 25-07
Regulatory Notice 25-07
Sectors:
Topics:
Broker DealerAsset ManagerFintech
Regulatory Notice 25-10
Regulatory Notice 25-10
Sectors:
Topics:
Broker DealerBankFintech
Regulatory Notice 25-17
Regulatory Notice 25-17
Sectors:
Topics:
Broker DealerAsset ManagerBank
Trade Reporting Notice 1/14/26
FINRA publishes Notices to provide firms with timely information on a variety of issues. To obtain a Notice published prior to 1995, please contact FINRA MediaSource at (240) 386-4200.
Sectors:
Topics:
Broker DealerFintechAll Firms
SAMA Hosts BIS Innovation Summit
SAMA Hosts BIS Innovation Summit
Sectors:
Topics:
BankFintechCrypto Exchange
ASIC Annual Forum to focus on the challenges of a rapidly evolving economy as it returns to Melbourne in November
ASIC Annual Forum to focus on the challenges of a rapidly evolving economy as it returns to Melbourne in November
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Forks in the Curve: whether and how to respond to monetary policy divergence - speech by Megan Greene
Given at the Resolution Foundation
Sectors:
Topics:
BankAsset ManagerBroker Dealer
CFTC and SEC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
No description available.
Sectors:
Topics:
Crypto ExchangeFintech
SEC and CFTC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
Securities and Exchange Commission Chairman Paul S. Atkins and Commodity Futures Trading Commission Chairman Michael S. Selig will hold a joint event on Tuesday, Jan. 27, from 10 a.m. to 11 a.m. at CFTC headquarters to discuss harmonization between the…
Sectors:
Topics:
BankBroker DealerCrypto Exchange
Screening for success: Opening the gateway to growth
Speech by Sheree Howard at the FCA's Gateway to growth, Chicago Booth London Conference Centre. The first time I flew was in my teenage years, and like many of my generation, that was a flight to Europe for a family holiday. I didn’t make it further afield until I was in my mid to late twenties.Today, most, if not all of us, would think of international travel as the norm – especially given the global nature of our business.It is amazing, therefore, to think that right around this time in 197...
Sectors:
Topics:
BankFintechWealth Manager
Chairman Selig: America’s Financial Markets are ready for a Golden Age
No description available.
Sectors:
Topics:
FintechCrypto ExchangeAll Firms
CFTC Chairman Selig Announces Senior Staff Appointments
No description available.
Sectors:
Topics:
Crypto ExchangeFintech
Keith E. Cassidy Named Director of the Division of Examinations
The Securities and Exchange Commission today announced that Keith E. Cassidy has been appointed Director of the Division of Examinations. Mr. Cassidy has served as Acting Director since May 2024 and previously was the division’s Deputy Director, Acting…
Sectors:
Topics:
BankBroker DealerAsset Manager
Regulators give clarity in relation to open banking pricing models
We have issued a joint statement with the Payment Systems Regulator (PSR) giving clarity on open banking pricing models. We and the PSR have issued the following statement (PDF).This confirms we will not, at this stage, prioritise a Competition Act 1998 (CA98) investigation into the centralised ‘access fee’ pricing model being developed by the UK Payments Initiative (UKPI) for commercial Variable Recurring Payments (cVRPs). cVRPs are an emerging open banking technology that allow consumers to...
AI Analysis
The FCA and PSR have jointly confirmed they will not prioritize a Competition Act 1998 investigation into the UK Payments Initiative's (UKPI) centralized access fee pricing model for commercial Variable Recurring Payments (cVRPs), with the CMA's concurrent agreement. This regulatory clarity provides temporary certainty for cVRP development ahead of anticipated legislation by end-2026, creating a critical window for firms to develop compliant commercial models in this emerging open banking technology.
Action Required
The FCA and PSR have issued a joint statement providing clarity on open banking pricing models, specifically regarding the centralised 'access fee' pricing model for commercial Variable Recurring Payments (cVRPs). This statement confirms that they will not prioritize a Competition Act 1998 investigation into this model at this stage. The goal is to support the development of cVRPs, giving consumers more control over their payments and lowering processing fees for businesses.
Sectors:
Topics:
BankFintechPayment Provider
Applications now open for next round of FCA’s AI Live Testing
We have opened applications for the second cohort of our AI Live Testing service. AI Live Testing is the first of its kind in the financial sector to help firms who are ready to use AI in UK financial markets. Participating firms receive tailored support from our regulatory team and our technical partner Advai to develop, assess and deploy safe and responsible AI.The service helps firms to consider key questions around evaluating AI including governance, risk management and monitoring to help...
Sectors:
Topics:
BankFintechAsset Manager
SAMA Introduces Electronic Check Clearing System (ECCS) Service on its Website
SAMA Introduces Electronic Check Clearing System (ECCS) Service on its Website
Sectors:
Topics:
BankFintechPayment Provider
iCapital Expands Global Footprint with New Office in the United Arab Emirates
iCapital Expands Global Footprint with New Office in the United Arab Emirates
Sectors:
Topics:
Asset ManagerWealth ManagerFintech
‘Courage’ Takes Centre Stage at RESOLVE 2025 as Experts Tackle Dispute Resolution in a Digital Era
‘Courage’ Takes Centre Stage at RESOLVE 2025 as Experts Tackle Dispute Resolution in a Digital Era
Sectors:
Topics:
BankWealth ManagerFintech
J.P. Morgan accelerates growth with full-scale Treasury services in ADGM
J.P. Morgan accelerates growth with full-scale Treasury services in ADGM
Sectors:
Topics:
BankWealth Manager
USD 9 Trillion in Assets Commit to ADGM as Abu Dhabi Finance Week Redefines Global Capital Flows
USD 9 Trillion in Assets Commit to ADGM as Abu Dhabi Finance Week Redefines Global Capital Flows
Sectors:
Topics:
Asset ManagerBankWealth Manager
ADFW 2025 Delivers its Most Successful Edition, Showcasing Abu Dhabi’s Next Decade of Growth with Over 35,000 Attendees
ADFW 2025 Delivers its Most Successful Edition, Showcasing Abu Dhabi’s Next Decade of Growth with Over 35,000 Attendees
Sectors:
Topics:
BankWealth ManagerFintech
ADGM’s Registration Authority Reshapes Services in the Real Estate Sector
ADGM’s Registration Authority Reshapes Services in the Real Estate Sector
Sectors:
Topics:
BankWealth ManagerFintech
Central Bank of Ireland and Banca d’Italia launch first joint Innovation Data Challenge
Central Bank of Ireland and Banca d’Italia are launching the Innovation Data Challenge 2026, a joint initiative designed to foster cutting-edge research and innovation in the retail payments sector. The Challenge reflects the shared commitment of the two Institutions to promoting applied research, international collaboration, and the responsible use of data and technology to shape the future of payments. The initiative brings together leading Irish and Italian universities, including Universi...
Sectors:
Topics:
FintechPayment Provider
SFC warns public of suspicious AI-themed investment product offered by Gold Fun and Angel Guardian Alliance Technology
No description available.
Sectors:
Topics:
Asset ManagerWealth ManagerFintech
The European Supervisory Authorities and UK financial regulators sign Memorandum of Understanding on oversight of critical ICT third-party service providers under DORA
The European Supervisory Authorities and UK financial regulators sign Memorandum of Understanding on oversight of critical ICT third-party service providers under DORA 14 January 2026 Digital Finance and Innovation International cooperation The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) have today signed a Memorandum of Understanding (MoU) with the Bank of England (BoE), the Prudential Regulation Authority (PRA), and the Financial Conduct Authority (FCA). This agreement...
Sectors:
Topics:
BankAsset ManagerWealth Manager
UK and EU regulators sign Memorandum of Understanding to strengthen oversight of critical third parties
The FCA, Bank of England and Prudential Regulation Authority have together signed a Memorandum of Understanding (MoU) with the European Supervisory Authorities to enhance cooperation and oversight of critical third parties (CTPs) that fall under the UK’s CTP regime.The MoU establishes a framework for coordinating and sharing information on the oversight of CTPs under the UK regime and critical third party providers (CTPPs) under the EU’s Digital Operational Resilience Act (DORA), including du...
AI Analysis
The FCA, Bank of England (BoE), and Prudential Regulation Authority (PRA) have signed a Memorandum of Understanding (MoU) with the European Supervisory Authorities (ESAs) to coordinate oversight of critical third parties (CTPs) under the UK's CTP regime and critical third party providers (CTPPs) under the EU's Digital Operational Resilience Act (DORA). This matters because it enhances cross-border information sharing and cooperation during incidents like cyber-attacks, reducing regulatory duplication while bolstering financial stability and operational resilience for firms reliant on these providers. #
Sectors:
Topics:
BankPayment ProviderAll Firms
ESMA’s Digital and Data strategies support supervision of EU financial markets
ESMA’s Digital and Data strategies support supervision of EU financial markets 13 January 2026 About ESMA Market data Press Releases The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, has adopted a new Digital Strategy and updated its Data Strategy . They reflect ESMA’s commitment to smarter regulatory reporting and technology-driven supervision, promote synergies and innovation while reducing unnecessary complexity. The digital strategy...
Sectors:
Topics:
All Firms
Chairman Selig Launches the CFTC Innovation Advisory Committee
No description available.
Sectors:
Topics:
FintechCrypto Exchange
Finfluencers – Tips for responsible promotion
No description available.
Sectors:
Topics:
Asset ManagerWealth ManagerBank
Acting Chairman Pham Announces Pilot Program to Unleash American Energy Dominance
No description available.
Sectors:
Topics:
Broker DealerCrypto Exchange
AMF 2025 Barometer: in search of autonomy, many French people turn to artificial intelligence when they want to invest
Long term investment Shares Artificial intelligence Retail investors Journalists AMF 2025 Barometer: in search of autonomy, many French people turn to artificial intelligence when they want to invest
Sectors:
Topics:
Asset ManagerWealth ManagerFintech
Greater flexibility to be given for setting future contactless limits
People could find it easier to pay using contactless, thanks to greater flexibility and the removal of red tape by the FCA. Banks and payment providers with strong fraud controls will be able to set their own limit for contactless payments, allowing them to better respond to changing consumer demands, inflation and new technology. They are also being encouraged to let customers set their own limit, or turn contactless off altogether, as many high street banks already do. People are using cont...
Sectors:
Topics:
BankPayment Provider
Artificial Intelligence Consortium minutes – October 2025
The Artificial Intelligence Consortium (AIC) aims to provide a platform for public-private engagement to further dialogue on the capabilities, development, deployment, use, and potential risks of artificial intelligence (AI) in UK financial services.
Sectors:
Topics:
BankAsset ManagerWealth Manager
SEC Office of the Investor Advocate Delivers to Congress Report on Activities for Fiscal Year 2025
The Securities and Exchange Commission’s Office of the Investor Advocate today delivered its Report on Activities for the Fiscal Year 2025 to Congress, highlighting the initiatives and work of the office during the fiscal year.The report includes:An…
Sectors:
Topics:
Asset ManagerBroker DealerCrypto Exchange
Open banking: a year of progress
Open banking in the UK is growing rapidly. Latest industry figures show there are more than 16 million users now benefiting from the service. The number of open banking payments has soared by 53% year on year, reflecting a significant shift in how consumers and businesses manage their finances.See the API performance statsA key driver of this transformation is the rise of variable recurring payments (VRPs), which now account for 16% of all open banking transactions. VRPs allow consumers and b...
Sectors:
Topics:
BankFintechPayment Provider
Remarks by Acting Chairman Caroline D. Pham before the Financial Stability Oversight Council
No description available.
Sectors:
Topics:
BankBroker DealerCrypto Exchange
ECB to assess banks’ stress testing capabilities to capture geopolitical risk
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
The AMF adapts its policy on complex financial products in response to the rise of crypto-assets
MiCA Crypto-assets Financial products Marketing Journalists Investment management companies Listed companies and issuers The AMF adapts its policy on complex financial products in response to the rise of crypto-assets
Sectors:
Topics:
Crypto ExchangeAsset ManagerFintech
Promoting innovation while guarding against financial stability risks − speech by Randy Kroszner
Given at the 20th High-level meeting on financial stability and regulatory and supervisory priorities (jointly organised by the Arab Monetary Fund, the Basel Committee on Banking Supervision and the Financial Stability Institute of the Bank of International Settlements).
Sectors:
Topics:
BankAsset ManagerWealth Manager
Claudia Buch: Evidence-based supervision: addressing evolving risks, maintaining resilience
No description available.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Read more
08 Dec 2025 Read more
Sectors:
Topics:
BankAsset ManagerBroker Dealer
The Digital Euro: shaping the future while preserving trust
In this blog, Governor Gabriel Makhlouf writes about the development of the Digital Euro and how central banks foster trust and safety in the financial system and in the implementation of projects like the Digital Euro.
Sectors:
Topics:
BankFintechCrypto Exchange
SEC Announces Agenda and Panelists for Roundtable on Financial Surveillance and Privacy
The Securities and Exchange Commission’s Crypto Task Force has announced the agenda and panelists for its rescheduled Roundtable on Financial Surveillance and Privacy.“New technologies give us a fresh opportunity to recalibrate financial surveillance…
Sectors:
Topics:
BankBroker DealerCrypto Exchange
Removing Frictions − speech by Nathanaël Benjamin
Given at Womble Bond Dickinson, Newcastle, hosted by the North East Chamber of Commerce
Sectors:
Topics:
BankWealth ManagerFintech
Supply-chain attack using NPM packages
Press release 25/18
Sectors:
Topics:
BankFintechAll Firms
DFSA and HKMA co-host second Joint Climate Finance Conference, showcasing…
26 NOV 2025, 03:15 PM DFSA and HKMA co-host second Joint Climate Finance Conference, showcasing…
Sectors:
Topics:
BankAsset ManagerFintech
SEC Investor Advisory Committee to Host Dec. 4 Meeting on Regulatory Changes in Corporate Governance, the Tokenization of Equity Securities
The Securities and Exchange Commission’s Investor Advisory Committee will hold a virtual public meeting on Dec. 4, 2025, at 10 a.m. ET. The meeting will be webcast on the SEC website.The committee will host two panels:Regulatory Changes in Corporate…
Sectors:
Topics:
Broker DealerCrypto ExchangeAll Firms
The PRA holds model risk management roundtable on artificial intelligence and machine learning technologies
The PRA held roundtable meetings on artificial intelligence and machine learning (AI and ML) in the context of Supervisory Statement (SS)1/23 ‘Model risk management principles for banks’
AI Analysis
The Prudential Regulation Authority (PRA) held roundtable sessions on 20 and 22 October 2025 with 21 regulated firms to discuss AI and machine learning (AI/ML) adoption under Supervisory Statement SS1/23 on model risk management (MRM) principles for banks. This matters because it highlights PRA's strategic supervisory focus on AI/ML model risks, urging firms to enhance governance, risk appetite, monitoring, and validation to mitigate opacity, overfitting, and rapid performance degradation in these models. https://www.bankofengland.co.uk/prudential-regulation/publication/2025/november/pra-holds-model-risk-management-roundtable-on-ai | https://www.bankofengland.co.uk/-/media/boe/files/prudential-regulation/publication/2025/november/ai-roundtable-oct-2025.pdf #
Sectors:
Topics:
BankAll Firms
SEC Announces New Date and Time for Roundtable on Financial Surveillance and Privacy
The Securities and Exchange Commission’s Crypto Task Force has rescheduled its Financial Surveillance and Privacy Roundtable, previously scheduled for October, to Monday, Dec. 15, 2025.“I am looking forward to getting this event back on the calendar…
Sectors:
Topics:
BankBroker DealerCrypto Exchange
TIBER-EU guide - How to implement the TIBER-EU framework for the DORA TLPT of significant institutions
No description available.
Sectors:
Topics:
BankFintechCrypto Exchange
DFSA hosts 2025 Annual Outreach for over 500 industry leaders – addressing…
19 NOV 2025, 02:00 PM DFSA hosts 2025 Annual Outreach for over 500 industry leaders – addressing…
Sectors:
Topics:
BankWealth ManagerFintech
Keynote Address by Acting Chairman Caroline D. Pham, FIA EXPO
No description available.
Sectors:
Topics:
Broker DealerCrypto Exchange
Unpacking the puzzle of income growth and weak consumption in the UK and other mysteries - slides by Swati Dhingra
Slides by Swati Dhingra
Sectors:
Topics:
BankWealth ManagerFintech
Anneli Tuominen: Improving banks’ resilience to hybrid threats
No description available.
Sectors:
Topics:
BankWealth ManagerAll Firms
SEC Division of Examinations Announces 2026 Priorities
The Securities and Exchange Commission’s Division of Examinations today released its 2026 examination priorities. The Division publishes its annual examination priorities to provide transparency to registrants and investors about the topics that the…
Sectors:
Topics:
Asset ManagerBroker DealerCrypto Exchange
FINMA Risk Monitor 2025: accentuated geopolitical risks – cyber and real estate risks continue to grow
In its new 2025 Risk Monitor, FINMA reveals where it sees the greatest risks for the Swiss financial centre. It warns of an increase in geopolitical and technological risks and calls for more robust controls over the outsourcing of critical functions. The climate risk report is also part of the Risk Monitor for the first time.
Sectors:
Topics:
BankAsset ManagerWealth Manager
Bank of England, Monetary Authority of Singapore, and Bank of Thailand to explore synchronised FX settlement across borders
The Bank of England, the Monetary Authority of Singapore, and the Bank of Thailand announced a collaboration to explore the technical and policy implications of settling foreign exchange (FX) transactions using synchronised settlement mechanisms.
Sectors:
Topics:
BankBroker DealerFintech
Minutes of the CBDC Engagement Forum - February 2025
Meeting of the CBDC Engagement Forum
Sectors:
Topics:
BankFintechCrypto Exchange
New DFSA AI survey: Generative AI adoption has nearly tripled within the DIFC in…
12 NOV 2025, 10:00 AM New DFSA AI survey: Generative AI adoption has nearly tripled within the DIFC in…
Sectors:
Topics:
BankWealth ManagerFintech
Minutes of the SONIA Stakeholder Advisory Group - 22 October 2025
The SONIA Stakeholder Advisory Group supports the Bank’s administration of SONIA by providing advice and technical input to the Bank and the SONIA Oversight Committee
Sectors:
Topics:
BankAsset ManagerBroker Dealer
The evolving liquidity landscape − speech by Victoria Saporta
Elaborates on points made at the market panel of the ECB Conference on Money Markets 2025
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Lighting the fuse for innovation in insurance − speech by Shoib Khan
Given at Insurance Innovators Summit
Sectors:
Topics:
Insurance
Minutes of the CBDC Engagement Forum - May 2025
Meeting of the CBDC Engagement Forum
Sectors:
Topics:
BankFintechCrypto Exchange
Acclimatised − speech by Sam Woods
Given at Mansion House
Sectors:
Topics:
BankWealth ManagerFintech
Advancing settlement: central bank money for the next era of payments − speech by Victoria Cleland
Given at the Bank of England and Bank for International Settlements Innovation Hub’s DLT Innovation Challenge Showcase
Sectors:
Topics:
BankFintechCrypto Exchange
The DFSA publishes summary of Consultation Paper 168 – Enhancements to the…
21 OCT 2025, 09:33 AM The DFSA publishes summary of Consultation Paper 168 – Enhancements to the…
Sectors:
Topics:
Crypto ExchangeFintech
Dubai advances position as Middle East, Africa and South Asia’s leading global…
20 OCT 2025, 10:00 AM Dubai advances position as Middle East, Africa and South Asia’s leading global…
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Effective practices: Cyber response and recovery capabilities
Publication from the Bank, PRA and FCA to firms and financial market infrastructures highlighting observed effective practices of cyber response and recovery capabilities.
Sectors:
Topics:
BankFintechPayment Provider
Not just token gestures − speech by Sarah Breeden
Based on remarks given on the ‘Real World Assets Tokenisation: What Asset Classes Will Work – and Which Won’t’ panel at DC Fintech Week 2025
Sectors:
Topics:
BankFintechCrypto Exchange
DFSA Connect: new digital services streamline regulatory approvals processes,…
13 OCT 2025, 09:43 AM DFSA Connect: new digital services streamline regulatory approvals processes,…
Sectors:
Topics:
BankWealth ManagerFintech
DFSA and HKMA to co-host second Climate Finance Conference to strengthen…
09 OCT 2025, 12:00 PM DFSA and HKMA to co-host second Climate Finance Conference to strengthen…
Sectors:
Topics:
BankAsset ManagerFintech
Uncertainty, structural change and monetary policy strategy - speech by Huw Pill
The Maxwell Fry Lecture of the Money, Macro and Finance Society given at the University of Birmingham
Sectors:
Topics:
BankAsset ManagerWealth Manager
From new ideas to new market structures, how innovation is reshaping the financial system − speech by Sasha Mills
Given at AFME OPTIC Conference, Amsterdam
Sectors:
Topics:
BankFintechCrypto Exchange
Financial Policy Committee Record – October 2025
Our Financial Policy Committee (FPC) meets to identify risks to financial stability and agree policy actions aimed at safeguarding the resilience of the UK financial system.
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Minutes: CBDC Academic Advisory Group - June 2025
Meeting of the CBDC Academic Advisory Group
Sectors:
Topics:
BankFintechCrypto Exchange
Working Together is Working Better, Remarks of Acting Chairman Caroline D. Pham, SEC-CFTC Joint Roundtable on Regulatory Harmonization Efforts
No description available.
Sectors:
Topics:
BankBroker DealerCrypto Exchange
On QT − remarks by Huw Pill
Given at the Inaugural Pictet Research Institute Symposium 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
A systemic risk perspective on operational resilience − speech by Liz Oakes
Given at the Cross Market Operational Resilience Group (CMORG) conference
Sectors:
Topics:
BankAsset ManagerWealth Manager
Funded realignment: balancing innovation and risk − speech by Vicky White
Given at the 30th Annual Bank of America Financials CEO Conference
Sectors:
Topics:
BankAsset ManagerBroker Dealer
Remarks by Acting Chairman Caroline D. Pham before the UK All-Party Parliamentary Group on Blockchain Technologies, Parliamentary International Roundtable Digital Assets Policy & Regulation
No description available.
Sectors:
Topics:
Crypto ExchangeFintech
Acting Chairman Pham Statement on Spring 2025 Unified Agenda
No description available.
Sectors:
Topics:
BankBroker DealerCrypto Exchange
Building trust and supporting innovation in the multi-moneyverse − speech by Sarah Breeden
Given at the Bank of England and Warwick Business School Innovation in Money and Payments Conference
Sectors:
Topics:
BankFintechCrypto Exchange
Five ‘C’s for Central Bank Research − speech by Catherine L. Mann
Given at The Future of Central Banking conference on the occasion of the 100th Anniversary, Banco de México
Sectors:
Topics:
BankAsset ManagerWealth Manager
Getting liquidity where it is needed − speech by Nathanaël Benjamin
Given at OMFIF Economic and Monetary Policy Institute
Sectors:
Topics:
BankAsset ManagerWealth Manager
The ACPR and AMF publish the summary of responses to the consultation conducted by the Working Group on Smart Contract Certification
Crypto-assets Innovation The ACPR and AMF publish the summary of responses to the consultation conducted by the Working Group on Smart Contract Certification
AI Analysis
The ACPR and AMF have published a summary of responses to a public consultation on a 2024 Working Group report exploring smart contract certification in DeFi, addressing technical standards, audit practices, and potential regulatory frameworks. This matters for compliance as it signals preparatory steps toward possible EU-level DeFi regulation, emphasizing risk reduction and trust-building without immediate mandates, influencing future operational and audit strategies for crypto firms. #
Sectors:
Topics:
Crypto ExchangeFintechAll Firms
The AMF publishes its 2025 Markets and Risk Outlook
Risk and Trend Mapping Markets Fixed income Asset management Other professionals Executive & other private individuals Fintech The AMF publishes its 2025 Markets and Risk Outlook
Sectors:
Topics:
Asset ManagerBroker DealerFintech
The meaning of reserve currency − remarks by Andrew Bailey
Given at the Andrew Crockett Memorial Lecture
Sectors:
Topics:
BankWealth ManagerAsset Manager
Unexpected curves − remarks by Alan Taylor
Given at the ECB Forum on Central Banking in Sintra, Portugal
Sectors:
Topics:
BankAsset ManagerWealth Manager
Building tomorrow’s markets: the digitalisation of finance − speech by Sasha Mills
Given at City Week 2025
Sectors:
Topics:
BankFintechAsset Manager
Synchronisation and beyond: enabling the next wave of financial innovation − speech by Victoria Cleland
Given at the 15th annual edition of City Week
Sectors:
Topics:
BankFintechPayment Provider
New DFSA report explores regulatory insights into cybersecurity, Artificial…
30 JUN 2025, 03:18 PM New DFSA report explores regulatory insights into cybersecurity, Artificial…
Sectors:
Topics:
BankFintechAsset Manager
From trading floors to policy calls: the value and evolution of our interactions with financial markets − speech by Andrea Rosen
Given at the Centre for Central Banking Studies 'Transforming monetary policy’ conference
Sectors:
Topics:
BankBroker DealerCrypto Exchange
RTGS 2: a launchpad for innovation − speech by Victoria Cleland
Given at UK Finance Digital Innovation Summit 2025
Sectors:
Topics:
BankFintechCrypto Exchange
Navigating an uncertain outlook: the signals from the labour market − speech by Dave Ramsden
Given at the Barclays-CEPR Monetary Policy Forum 2025
Sectors:
Topics:
BankAsset ManagerWealth Manager
A feature not a bug − speech by Megan Greene
Speech given at the National Institute of Economic and Social Research
Sectors:
Topics:
BankWealth ManagerFintech
Central Banking in extreme adversity - speech by Andrew Bailey
Given at the 9th NBU-NBP Annual Research Conference, Kyiv
Sectors:
Topics:
BankAsset ManagerWealth Manager
Innovation and regulation - striking the balance - speech by David Bailey
Given at Risk Live Europe
Sectors:
Topics:
BankFintechAsset Manager
Financial stability in light of new global challenges: global shocks, interconnections and central counterparties − speech by Randy Kroszner
Given at FIA International Derivative Expo
Sectors:
Topics:
BankBroker DealerCrypto Exchange
The stock market investor journey: the AMF analyses the mobile applications of 14 institutions
Marketing Long term investment Other professionals Retail investors Journalists The stock market investor journey: the AMF analyses the mobile applications of 14 institutions
Sectors:
Topics:
Asset ManagerBroker DealerWealth Manager
Learning by doing − speech by Victoria Saporta
Given at Bank of Finland & SUERF Conference, Helsinki
Sectors:
Topics:
BankAsset ManagerWealth Manager
The AMF publishes its 2024 Annual Report
Annual report Institutional Other professionals Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment services providers ...
Sectors:
Topics:
Asset ManagerBroker DealerFintech
Second thematic review on the use of Artificial Intelligence in the Luxembourg financial sector
Press release 25/08
Sectors:
Topics:
BankAsset ManagerWealth Manager
The French and Italian authorities make proposals for a more competitive “Pilot Regime” in Europe
Market infrastructures Innovation Europe & international Cooperation Other professionals Market Infrastructures Journalists Investment management companies The French and Italian authorities make proposals for a more competitive...
AI Analysis
The French (AMF) and Italian (Consob) financial authorities have jointly proposed amendments to the EU's DLT Pilot Regime to increase its competitiveness and attract market participants. The Pilot Regime, which became operational in March 2023, has underperformed with only three authorized infrastructures and minimal live trading activity, prompting regulators to recommend structural changes including greater proportionality, expanded eligible instruments, and raised activity thresholds.
Sectors:
Topics:
Asset ManagerBroker DealerFintech
Financial stability, artificial intelligence, data quality and financial education at the heart of the discussions at the AMF 2025 international seminar for securities regulators
Europe & international Cooperation Financial stability, artificial intelligence, data quality and financial education at the heart of the discussions at the AMF 2025 international seminar for securities regulators
Sectors:
Topics:
Asset ManagerBankBroker Dealer
The International Organization of Securities Commissions (IOSCO) publishes a report on artificial intelligence in financial markets
Artificial intelligence Markets Innovation The International Organization of Securities Commissions (IOSCO) publishes a report on artificial intelligence in financial markets
Sectors:
Topics:
All Firms
The AMF shares the lessons learned from its latest experiments with automated processing of regulatory data
Artificial intelligence Innovation Market infrastructures Post-trading infrastructures Markets The AMF shares the lessons learned from its latest experiments with automated processing of regulatory data
Sectors:
Topics:
All Firms
The ACPR and the AMF publish the findings from the Working Group on Smart Contract Certification, and launch a Public Consultation
Crypto-assets Innovation The ACPR and the AMF publish the findings from the Working Group on Smart Contract Certification, and launch a Public Consultation
AI Analysis
The ACPR and AMF have published findings from their 2024 Working Group on Smart Contract Certification in DeFi, launching a public consultation on February 3, 2025, to explore certification frameworks for smart contracts, focusing on standards, audits, and regulatory options. This matters as it signals proactive French regulatory preparation for potential EU-level DeFi rules under MiCA, aiming to enhance security, governance, and compliance without immediate mandates, while industry feedback favors voluntary schemes. #
Sectors:
Topics:
Crypto ExchangeFintechBank
ETFs: strong growth for retail investors in 2024
Shares ETF ETFs: strong growth for retail investors in 2024
Sectors:
Topics:
Asset ManagerWealth ManagerBroker Dealer
Operational resilience – The AMF applies the Joint Guidelines on the oversight cooperation and information exchange under the Digital Operational Resilience Act (DORA)
Europe & international Innovation Financial services providers Operational resilience – The AMF applies the Joint Guidelines on the oversight cooperation and information exchange under the Digital Operational Resilience Act (DORA)
Sectors:
Topics:
BankAsset ManagerWealth Manager
AMF launches its "innovation workshops"
Innovation Artificial intelligence AMF launches its "innovation workshops"
Sectors:
Topics:
BankAsset ManagerFintech
Artificial intelligence: the AMF encourages market stakeholders to take part in two European Commission initiatives on issues specific to the financial sector
Artificial intelligence Innovation Financial products Financial services providers Artificial intelligence: the AMF encourages market stakeholders to take part in two European Commission initiatives on issues specific to the financial sector
Sectors:
Topics:
Asset ManagerBankFintech
AMF publishes its 2023 Annual Report
Annual report Institutional AMF activity Other professionals Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment...
Sectors:
Topics:
Asset ManagerBroker DealerFintech
The European single access point for financial and non-financial information on European entities (ESAP) enters its implementation phase
Europe & international Periodic & ongoing disclosures The European single access point for financial and non-financial information on European entities (ESAP) enters its implementation phase
Sectors:
Topics:
Asset ManagerBankBroker Dealer
The AMF publishes its action plan and supervisory priorities for 2024
Strategy Supervision Institutional Other professionals Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment services...
Sectors:
Topics:
Asset ManagerBroker DealerFintech
The AMF publishes summary of third thematic inspection of asset management companies' cybersecurity systems
Supervision Asset management Journalists Investment management companies The AMF publishes summary of third thematic inspection of asset management companies' cybersecurity systems
Sectors:
Topics:
Asset Manager
Gamification tends to increase investment risk-taking, according to behavioural finance experiment conducted for the AMF
Long term investment Risk and Trend Mapping Retail investors Professional investors Journalists Investment management companies Listed companies and issuers Gamification tends to increase investment risk-taking, according to behavioural...
Sectors:
Topics:
Asset ManagerWealth ManagerBroker Dealer
Markets in crypto-assets: publication of the MiCA regulation
MiCA Crypto-assets Innovation Markets in crypto-assets: publication of the MiCA regulation
Sectors:
Topics:
Crypto ExchangeFintechBank
Market infrastuctures on blockchain technology: adaptation of the French securities laws
Crypto-assets Innovation Market infrastructures Post-trading infrastructures Market infrastuctures on blockchain technology: adaptation of the French securities laws
Sectors:
Topics:
BankFintechCrypto Exchange
Close to 40% of new equity investors are under 35
Long term investment Equity Retail investors Journalists Close to 40% of new equity investors are under 35
Sectors:
Topics:
Asset ManagerWealth ManagerBroker Dealer
The AMF warns the public about fraudulent investment offers through trading robots
Warning Warning Savings protection Forex and binary options The AMF warns the public about fraudulent investment offers through trading robots
Sectors:
Topics:
Broker DealerWealth ManagerFintech
AI enthusiasts, the AMF challenges you
Innovation Markets AI enthusiasts, the AMF challenges you
Sectors:
Topics:
Asset ManagerWealth ManagerFintech
Market infrastructures on blockchain: Application of the EU DLT Pilot Regime from March 23rd
Innovation Market infrastructures Post-trading infrastructures Market infrastructures on blockchain: Application of the EU DLT Pilot Regime from March 23rd
Sectors:
Topics:
FintechCrypto Exchange
Artificial intelligence, towards new contributions for regulators
Artificial intelligence Financial disclosures & corporate financing Innovation Prospectus Artificial intelligence, towards new contributions for regulators
Sectors:
Topics:
Asset ManagerBroker DealerFintech
The AMF has published its action and supervisory priorities for 2023
Strategy Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment services providers Investment management companies Listed companies and...
Sectors:
Topics:
Asset ManagerBroker DealerFintech
The AMF publishes its proposals for an open finance framework
Innovation The AMF publishes its proposals for an open finance framework
AI Analysis
The Autorité des Marchés Financiers (AMF), France's financial markets authority, has published proposals for an **open finance framework** via a public consultation, extending open banking principles to broader financial data sharing for enhanced innovation and competition. This matters for compliance professionals as it signals upcoming regulatory requirements for secure data access, APIs, and customer consent mechanisms, aligning with EU trends toward open finance while prioritizing consumer protection and market resilience. Firms must engage early to shape the final rules and prepare systems for compliance. #
Sectors:
Topics:
BankAsset ManagerFintech
The AMF calls for vigilance against fraudulent sites usurping its name
Warning Savings protection Warning The AMF calls for vigilance against fraudulent sites usurping its name
Sectors:
Topics:
BankWealth ManagerFintech
The AMF and the ARPP are stepping up their cooperation to promote clear and responsible advertising of financial products
Savings protection Cooperation Crypto-assets Fintech Journalists The AMF and the ARPP are stepping up their cooperation to promote clear and responsible advertising of financial products
Sectors:
Topics:
BankFintechCrypto Exchange
Market infrastructures on blockchain technology: publication of the European Pilot Regime regulation
Crypto-assets Innovation Market infrastructures on blockchain technology: publication of the European Pilot Regime regulation
Sectors:
Topics:
Crypto ExchangeFintech
With the publication of its 2021 annual report, the AMF reviews its five-year strategic plan, #Supervision2022
Annual report Institutional Other professionals Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment services providers ...
Sectors:
Topics:
Asset ManagerBroker DealerFintech
Focus on inDECx: the new tool to be used when interacting with the AMF during an inspection or investigation
AMF activity Focus on inDECx: the new tool to be used when interacting with the AMF during an inspection or investigation
Sectors:
Topics:
Asset ManagerBroker DealerCrypto Exchange
New step forward in the adoption of the regulation on a Pilot Regime for market infrastructures based on the blockchain technology
Crypto-assets Innovation Market infrastructures New step forward in the adoption of the regulation on a Pilot Regime for market infrastructures based on the blockchain technology
Sectors:
Topics:
FintechCrypto Exchange
The AMF publishes its priorities for 2022, the last year of its five-year strategy
Strategy Supervision Other professionals Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment services providers ...
Sectors:
Topics:
Asset ManagerBroker DealerFintech