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The AMF Enforcement Committee fines an investment services provider and its director a total of €850,000

What the AMF said

Sanctions & settlements MAR Compliance Journalists Investment services providers The AMF Enforcement Committee fines an investment services provider and its director a total of €850,000

Published by AMF . Read the full notice at the source for the authoritative text.

Context

Autorite des Marches Financiers (AMF) — France's financial markets regulator. We track 675 updates from them.

French financial markets are regulated by the AMF and ACPR. Browse all France updates.

This update is classified under Market Abuse / Surveillance, Operational Resilience / Outsourcing, Senior Managers / Governance and Capital Markets & Trading.

Relevant Firm Types

Broker Dealer
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