🇺🇸 FINRA Regulatory Notice medium Comprehensive Automated Risk Data System (CARDS) Published 24 January 2026 | United States Summary Comprehensive Automated Risk Data System (CARDS) Sectors Capital Markets & TradingInvestment ManagementWealth & Private Banking Topics Reporting & DisclosureTechnology & CyberOperational Resilience / Outsourcing Relevant Firm Types Broker DealerWealth ManagerAsset Manager View Original on FINRA Back to Feed