Principles for risk-based supervision: a critical pillar for ESMA’s simplification and burden reduction efforts
Why this matters
This speech from ESMA outlines principles for risk-based supervision, which is a critical component of regulatory oversight and compliance for financial firms across the capital markets and investment management sectors. The principles aim to establish a common supervisory culture and strengthen the EU single market, impacting prudential requirements and operational resilience for a range of regulated entities.
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What the ESMA said
Principles for risk-based supervision: a critical pillar for ESMA’s simplification and burden reduction efforts 09 January 2026 Supervision The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today its principles for risk-based supervision . These…
Extract from ESMA . Read the full notice at the source for the authoritative text.
Context
European Securities and Markets Authority (ESMA) — EU securities markets authority. We track 97 updates from them.
EU-wide financial regulation through ESMA, EBA, and the ECB. Browse all European Union updates.
This update is classified under Prudential / Capital Requirements, Operational Resilience / Outsourcing, Capital Markets & Trading and Investment Management.