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🇫🇷 AMF Enforcement high

The AMF Enforcement Committee fines an investment services provider and its director a total of €850,000

Sanctions & settlements MAR Compliance Journalists Investment services providers The AMF Enforcement Committee fines an investment services provider and its director a total of €850,000

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🇫🇷 AMF News medium

Closing of the 2025 accounts: the AMF flags up points for vigilance and issues recommendations

Financial disclosures & corporate financing Periodic & ongoing disclosures Reporting ESEF Closing of the 2025 accounts: the AMF flags up points for vigilance and issues recommendations

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Fintech
🇫🇷 AMF News medium

The AMF publishes the findings of its inspections on the role and involvement of the compliance function at investment services providers

Supervision Compliance Journalists Investment services providers The AMF publishes the findings of its inspections on the role and involvement of the compliance function at investment services providers

BankAsset ManagerBroker Dealer
🇫🇷 AMF News medium

The AMF sets its priorities for 2026 for deeper, safer and more resilient financial markets open to innovation

Strategy Supervision Institutional Other professionals Retail investors Journalists Investment services providers Investment management companies Listed companies and issuers The AMF sets its priorities for 2026 for...

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Fintech
🇫🇷 AMF Enforcement high

The AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations

Sanctions & settlements professional obligations Journalists Investment management companies The AMF Enforcement Committee fines an asset management company and its directors for breaches of their professional obligations

AI Analysis

The AMF Enforcement Committee fined asset management company M Capital Partners €200,000 and its directors Rudy Secco (€70,000) and Stéphanie Minissier (€35,000) on 31 December 2025 for breaches of professional obligations spanning August 2019 to December 2023, including non-operational investment systems, deficient AML/CFT procedures, inadequate conflict of interest management, and poor due diligence traceability. This decision underscores AMF's focus on operational robustness in asset management, with personal liability for senior managers, signaling heightened enforcement risk for similar firms. Compliance teams must prioritize reviewing internal procedures to avoid comparable sanctions, as appeals are possible but do not suspend obligations. #

Asset Manager
🇫🇷 AMF Warning high

The AMF and the ACPR warn the public against several entities offering in France investments in the unregulated foreign exchange market (Forex) and in crypto-assets derivatives without being authorized to do so

Warning Forex and binary options Warning Savings protection The AMF and the ACPR warn the public against several entities offering in France investments in the unregulated foreign exchange market (Forex) and in crypto-assets derivatives without being authorized to do so

BankFintechCrypto Exchange