SFC and CSRC jointly announce new measures to deepen practical cooperation and close coordinated development between the two markets
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SFC News
Securities and Futures Commission
All news and announcements from the SFC (Hong Kong).
Market Misconduct Tribunal finds Sir Dickson Poon culpable of insider dealing ahead of disclosure of HK$1.15 billion corporate windfall
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SFC issues restriction notice to broker to freeze assets of over $125 million linked to suspected IPO fraud
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SFC enhances regulatory framework for daily leveraged and inverse products to ensure orderly market trading
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SFC and Securities Commission Malaysia co-host industry roundtables on mutual recognition of funds and simplified dual IPO listing framework
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SFC and Securities Commission Malaysia sign MoU to expand mutual recognition of funds and facilitate simplified dual IPO listing framework
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SFC mandates phishing-resistant authentication methods for internet brokers and VATPs to protect client accounts
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Joint announcement of the Hong Kong FIC Trading Platform
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SFC welcomes new initiatives to advance Hong Kong’s fixed income and currency markets
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SFC suspends Wong Tim Hi for nine months
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Hong Kong’s AUM grew 20% to record high: SFC’s 2025 survey on asset and wealth management
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SFC welcomes appointment and re-appointment of Non-Executive Directors
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Diversified engines underpin high-quality growth to bolster global standing of Hong Kong capital markets: SFC Annual Report
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SFC CEO visits Shanghai
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Hong Kong to launch Five-Year China Government Bond Futures
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SFC seeks share buy-out order against former chairman of Target Insurance (Holdings) Limited
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Movie producer Wong Pak Ming begins five-month jail term immediately in SFC’s insider dealing case
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SFC expands listed fund universe to leveraged and inverse products referencing Hong Kong-listed single stocks with enhanced safeguards
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SFC urges licensed firms to guard against emerging AI-enabled cyber threats
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SFC bans Nerico Brothers Limited’s former responsible officer, manager-in-charge and director Paul Wan Kai Leung for life
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SFC warns against fraudsters claiming access to Investor Compensation Fund
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SFC welcomes appointment and re-appointment of Executive Directors
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Cross-Agency Steering Group welcomes first sector-based operational guide on transition finance
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SFC obtains two-year disqualification order against former financial controller and company secretary of Qunxing Paper Holdings Company Limited
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SFC obtains disqualification orders against former directors of China Candy Holdings Limited
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SFC commences legal proceedings against former senior executives of China Automotive Interior Decoration Holdings Limited and its subsidiary
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SFC launches official Rednote account to strengthen public outreach and education
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SFC joins global regulatory effort again to combat unlawful activities of finfluencers
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SFC reaches agreement with PricewaterhouseCoopers for shareholder compensation of HK$1 billion regarding false financial statements of China Evergrande Group for 2019 and 2020
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SFC hosts IOSCO Committee 2 meeting in Hong Kong on secondary market
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SFC unveils new regulatory framework to allow secondary trading of tokenised SFC-authorised investment products
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Appointments to SFC committees
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Earnings and transaction value surge to five-year highs for Hong Kong’s securities industry in 2025
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Uncertificated securities market regime – targeted for launch in November 2026
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SFC CEO re-appointed as Chair of IOSCO Asia-Pacific regional committee
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SFC obtains court order to freeze assets worth up to $219 million belonging to suspected manipulators of KNT shares
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Strategic innovation drives growth of Hong Kong’s listing and digital asset markets: SFC Quarterly Report
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SFC publishes review on SEHK’s performance in regulating listing matters
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SFC and ICAC joint operation in alleged insider dealings and corruption involving senior executives of licensed corporations
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Regulators launch GenA.I. Sandbox++ to foster A.I. innovation across financial services
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SFC obtains compensation and disqualification orders against former executive director of Coolpad Group Limited
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SFC drives Asia-Pacific regulatory consensus to strengthen market resilience through collaboration and new technology
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SFC bans Andy Lau Ka Ho for life
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SFC welcomes Government budget measures to bolster Hong Kong’s role in global finance and national development
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SFC obtains worldwide court orders in Hong Kong and England and Wales to freeze suspects’ assets up to HK$4.3 million in alleged insider dealing
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Settlement with Sino Wealth International Limited and Clear Prosper Global Limited in matters relating to Giordano International Limited under The Codes on Takeovers and Mergers and Share Buy-backs
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SFC launches trading initiatives to boost digital asset market vibrancy in Hong Kong
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SFC cautions against ramp and dump schemes involving impersonation of stock commentators
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SFC obtains compensation and disqualification orders against former directors of Arta TechFin Corporation Limited
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Masterminds jailed up to 24 months in securities fraud case involving social media “stock tips” of alleged ramp-and-dump schemes
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SFC convenes third Digital Asset Consultative Panel meeting
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SFC forges stronger industry collaboration to shape a compliant and innovative future
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SFC directs IPO sponsors to promptly conduct internal reviews to rectify serious deficiencies in the preparation of new listing documents
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Cross Agency Steering Group announces Strategic Priorities for 2026-2028
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SFC and HKMA jointly consult on standard calculation periods under OTC derivative Clearing Rules
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SFC and UAE’s Capital Market Authority sign milestone MoU to strengthen cross-border digital asset collaboration
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SFC suspends Choi Sau Wai for seven months
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SFC suspends Wong Chi Fai for 27 months
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SFC obtains $595 million compensation order and disqualification orders up to 15 years against three former directors and senior executives of Superb Summit International Group Limited
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SFC warns public of suspicious AI-themed investment product offered by Gold Fun and Angel Guardian Alliance Technology
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SFC obtains disqualification order against former executive director of National United Resources Holdings Limited
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SFC obtains court order to freeze up to $85.2 million of assets belonging to suspect traders of Wan Cheng shares
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SFC welcomes Process Review Panel Report 2024-25
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SFC withdraws restriction notices to brokers to facilitate return of misappropriated funds to affected parties
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China All Access former executive jailed for false trading
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