SFC publishes review on SEHK’s performance in regulating listing matters
Why this matters
This regulatory update from the SFC covers the review of the Stock Exchange of Hong Kong's (SEHK) performance in regulating listing matters, including the vetting of issuers' internal controls and handling of late auditor resignations. This is relevant for capital markets participants and investment managers, as it impacts reporting and disclosure requirements as well as the authorization and licensing of listed issuers.
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What the SFC said
No description available.
Published by SFC . Read the full notice at the source for the authoritative text.
Context
Securities and Futures Commission (SFC) — Hong Kong securities regulator. We track 151 updates from them.
Hong Kong's financial markets are regulated by the SFC and HKMA. Browse all Hong Kong updates.
This update is classified under Reporting & Disclosure, Authorisation & Licensing, Capital Markets & Trading and Investment Management.