The AMF has set up a CSR Committee
AMF activity Institutional The AMF has set up a CSR Committee
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Asset ManagerBankWealth Manager
May 2024
May 2024 Regulatory Updates
All financial regulatory updates published in May 2024.
10 Updates
2 Regulators
The AMF publishes a research paper on French funds’ costs
Financial products The AMF publishes a research paper on French funds’ costs
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Asset ManagerWealth Manager
Article 29 of the Energy and Climate Law (29LEC): the French Treasury published FAQs in April 2024
Asset management Sustainable Finance Article 29 of the Energy and Climate Law (29LEC): the French Treasury published FAQs in April 2024
AI Analysis
The AMF publication highlights FAQs issued by the French Treasury in April 2024, clarifying key aspects of Article 29 of the Energy and Climate Law (29LEC) reporting obligations for French financial institutions on sustainability integration in investment activities. This matters for compliance teams as it addresses practical ambiguities in scope, consolidation, and EU interactions post-2023 reporting cycles, reducing interpretive risks amid expanding ESG mandates like SFDR. Firms must review these to ensure accurate 2024+ submissions via the Climate Transparency Hub (CTH). #
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Asset ManagerAll Firms
Marie Seiller appointed Resources, Operations and Transformation Director at the Autorité des Marchés Financiers
Appointment AMF activity Journalists Marie Seiller appointed Resources, Operations and Transformation Director at the Autorité des Marchés Financiers
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Asset ManagerBankBroker Dealer
AMF publishes its 2023 Annual Report
Annual report Institutional AMF activity Other professionals Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment...
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Asset ManagerBroker DealerFintech
ESMA's 20 recommendations for more efficient and attractive European markets
Markets Investment services Financing the economy Supervision ESMA's 20 recommendations for more efficient and attractive European markets
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Asset ManagerBroker DealerWealth Manager
AMF Enforcement Committee fines one individual and clears two others for insider dealing breaches
Sanctions & settlements Journalists AMF Enforcement Committee fines one individual and clears two others for insider dealing breaches
AI Analysis
The AMF Enforcement Committee sanctioned one individual with a fine for insider dealing violations while acquitting two others in a case involving breaches of market abuse rules under the Market Abuse Regulation (MAR). This decision underscores the AMF's rigorous enforcement of insider trading prohibitions, emphasizing evidence-based liability determinations and serving as a reminder for firms to strengthen insider monitoring and training programs. It matters because it highlights the risks of coordinated insider networks and the importance of robust compliance frameworks to mitigate personal and corporate exposure. #
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Asset ManagerBankAll Firms
France Mayer appointed Retail Investor Relations and Protection Director at the Autorité des Marchés Financiers
Appointment AMF activity Retail investors Journalists France Mayer appointed Retail Investor Relations and Protection Director at the Autorité des Marchés Financiers
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Asset ManagerWealth ManagerBank
The AMF reminds the public that the cryptoasset trading platform BYBIT is blacklisted
Warning Savings protection Warning Crypto-assets The AMF reminds the public that the cryptoasset trading platform BYBIT is blacklisted
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Crypto Exchange
Issue 5 2024
No description available.
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Asset ManagerBankWealth Manager