Live Updates

SEC Seeks Public Comment on the Consolidated Audit Trail and Other Audit Trails and Data Sources

Summary

The Securities and Exchange Commission today issued a concept release soliciting public comment in support of a comprehensive review of the Consolidated Audit Trail (CAT) and other audit trails and related data sources currently used in the regulation ofโ€ฆ

Relevant Firm Types

Broker DealerAsset Manager
View Original on SEC Back to Feed

Share this update