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SEC Announces Departure of OIEA Director Lori J. Schock

Published 8 December 2025 | United States

Summary

The Securities and Exchange Commission today announced that Lori J. Schock, who has served as the Director of the Office of Investor Education and Assistance (OIEA) since 2009, will retire from the agency at the end of December.“I have known Lori for…

Sectors

Investment Management Capital Markets & Trading Wealth & Private Banking

Topics

Consumer Protection / Conduct Reporting & Disclosure Senior Managers / Governance

Relevant Firm Types

Asset ManagerBroker DealerWealth Manager

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