🇺🇸 FINRA Regulatory Notice medium Continuing Education Published 24 January 2026 | United States Summary Continuing Education Sectors Banking & CreditInvestment ManagementCapital Markets & Trading Topics Reporting & DisclosureAuthorisation & LicensingSenior Managers / Governance Relevant Firm Types Broker DealerWealth ManagerAsset ManagerAll Firms View Original on FINRA Back to Feed