🇺🇸 FINRA Regulatory Notice medium Capital Acquisition Brokers Published 24 January 2026 | United States Summary Capital Acquisition Brokers Sectors Capital Markets & TradingInvestment ManagementWealth & Private Banking Topics Authorisation & LicensingConsumer Protection / ConductPrudential / Capital Requirements Relevant Firm Types Broker DealerWealth ManagerAll Firms View Original on FINRA Back to Feed