SFC steps up measures to address forged documents, money laundering risks and account opening standards
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Broker DealerAll Firms
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Banking & Credit in Hong Kong
Banking & Credit regulatory updates from Hong Kong.
New speech by Kelvin Wong: Keynote speech at the HKICPA x IFAC PAIB Conference
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Asset ManagerWealth ManagerBank
SFC obtains court order to freeze assets worth up to $219 million belonging to suspected manipulators of KNT shares
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BankBroker DealerAsset Manager
New speech by Kelvin Wong: Keynote address at HKICPA’s Financial Services Interest Group Cocktail Reception
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BankAsset ManagerBroker Dealer
New speech by Kelvin Wong: Remarks at the Investor and Financial Education Award 2025 Presentation Ceremony
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Asset ManagerWealth ManagerBank
New speech by Kelvin Wong: Keynote remarks at the Hong Kong Securities and Investment Institute Chairman’s Cocktail
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BankAsset ManagerBroker Dealer
Regulators launch GenA.I. Sandbox++ to foster A.I. innovation across financial services
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BankAsset ManagerFintech
SFC obtains compensation and disqualification orders against former executive director of Coolpad Group Limited
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BankBroker DealerAsset Manager
New speech by Julia Leung: Keynote speech at ASIFMA EU-Asia Financial Services Dialogue 2026
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BankAsset ManagerWealth Manager
New speech by Kelvin Wong: Speech at the Chinese New Year Cocktail Reception for Financial Services Industry
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BankWealth ManagerAsset Manager
SFC bans Andy Lau Ka Ho for life
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Broker DealerWealth ManagerBank
SFC welcomes Government budget measures to bolster Hong Kong’s role in global finance and national development
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BankBroker DealerCrypto Exchange
Public warned of impersonation scams claiming SFC affiliation
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BankWealth ManagerFintech
SFC cautions against ramp and dump schemes involving impersonation of stock commentators
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Asset ManagerBroker DealerBank
SFC obtains compensation and disqualification orders against former directors of Arta TechFin Corporation Limited
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BankBroker DealerAsset Manager
Masterminds jailed up to 24 months in securities fraud case involving social media “stock tips” of alleged ramp-and-dump schemes
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Broker DealerBank
SFC forges stronger industry collaboration to shape a compliant and innovative future
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Broker DealerAsset ManagerBank
Cross Agency Steering Group announces Strategic Priorities for 2026-2028
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BankAsset ManagerAll Firms
SFC and HKMA jointly consult on standard calculation periods under OTC derivative Clearing Rules
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BankBroker DealerAsset Manager
SFC suspends Choi Sau Wai for seven months
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Broker DealerWealth Manager
SFC suspends Wong Chi Fai for 27 months
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Broker DealerAsset ManagerBank
SFC obtains $595 million compensation order and disqualification orders up to 15 years against three former directors and senior executives of Superb Summit International Group Limited
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BankBroker DealerAsset Manager
New speech by Kelvin Wong: Speech at the Hong Kong Chartered Governance Institute’s Annual Reception 2026
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BankWealth ManagerAsset Manager
SFC warns public of suspicious AI-themed investment product offered by Gold Fun and Angel Guardian Alliance Technology
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Asset ManagerWealth ManagerFintech
SFC obtains disqualification order against former executive director of National United Resources Holdings Limited
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BankWealth ManagerAsset Manager
SFC obtains court order to freeze up to $85.2 million of assets belonging to suspect traders of Wan Cheng shares
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BankBroker DealerWealth Manager
SFC welcomes Process Review Panel Report 2024-25
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BankWealth ManagerAsset Manager
SFC withdraws restriction notices to brokers to facilitate return of misappropriated funds to affected parties
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Broker DealerWealth ManagerBank
China All Access former executive jailed for false trading
No description available.
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Broker DealerBankWealth Manager