ASIC appeals $7 million penalty in Cigno Australia, BSF Solutions, and directors’ case
ASIC appeals $7 million penalty in Cigno Australia, BSF Solutions, and directors’ case
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General in Australia
General regulatory updates from Australia.
Former financial services director Ashley Arandez sentenced to more than 5 years imprisonment
Former financial services director Ashley Arandez sentenced to more than 5 years imprisonment
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ASIC disqualifies NSW hospitality director Ken Sadamatsu for maximum 5 years
ASIC disqualifies NSW hospitality director Ken Sadamatsu for maximum 5 years
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ASIC calls for urgent cyber uplift as AI accelerates cyber threats
ASIC calls for urgent cyber uplift as AI accelerates cyber threats
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ASIC permanently bans Queensland property developer Trent Giumelli from financial services
ASIC permanently bans Queensland property developer Trent Giumelli from financial services
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Federal Court holds Telstra Super accountable for internal dispute resolution failures
Federal Court holds Telstra Super accountable for internal dispute resolution failures
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Canva Group pays $792,000 in infringement notices for failing to lodge financial reports on time
Canva Group pays $792,000 in infringement notices for failing to lodge financial reports on time
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Former NSW director Mark Barnes sentenced to imprisonment after dishonestly obtaining $2.4m by selling false invoices
Former NSW director Mark Barnes sentenced to imprisonment after dishonestly obtaining $2.4m by selling false invoices
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Former Berndale director Stavro D’Amore pleads guilty to dishonest conduct and misusing nearly $700,000 in company funds
Former Berndale director Stavro D’Amore pleads guilty to dishonest conduct and misusing nearly $700,000 in company funds
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ASIC disqualifies Gold Coast director David John Parker for maximum 5-year period
ASIC disqualifies Gold Coast director David John Parker for maximum 5-year period
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ASIC cancels AFS licence of ABL Funds Management Pty Ltd
ASIC cancels AFS licence of ABL Funds Management Pty Ltd
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ASIC discontinues winding up proceedings against Liberty Bell Bay
ASIC discontinues winding up proceedings against Liberty Bell Bay
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ASIC disqualifies NSW director Lambros Hilellis for 5 years
ASIC disqualifies NSW director Lambros Hilellis for 5 years
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Federal Court orders Money3 to pay $1.55 million penalty for responsible lending breaches
Federal Court orders Money3 to pay $1.55 million penalty for responsible lending breaches
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ASIC continues finfluencer crackdown alongside global regulators
ASIC continues finfluencer crackdown alongside global regulators
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Pure Foods Tasmania reduces $4.5 million in deferred tax assets following ASIC review
Pure Foods Tasmania reduces $4.5 million in deferred tax assets following ASIC review
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ASIC accepts cancellation of company auditor registration after raising independence concerns
ASIC accepts cancellation of company auditor registration after raising independence concerns
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Federal Court dismisses ASIC’s continuous disclosure case against Nuix
Federal Court dismisses ASIC’s continuous disclosure case against Nuix
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ASIC bans former MWL financial adviser John Morgan for 5 years
ASIC bans former MWL financial adviser John Morgan for 5 years
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