Live Updates
September 2022

September 2022 Regulatory Updates

All financial regulatory updates published in September 2022.

6 Updates
1 Regulators
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🇫🇷 AMF Consultation low

AMF Chair: Proposal to appoint Marie-Anne Barbat-Layani

AMF activity AMF Chair: Proposal to appoint Marie-Anne Barbat-Layani

AI Analysis

This AMF publication announces a proposal to appoint Marie-Anne Barbat-Layani as Chair of the AMF, France's financial markets authority responsible for investor protection, market supervision, and regulatory enforcement. It matters for compliance professionals because leadership changes at key regulators like the AMF can signal shifts in enforcement priorities, supervisory focus, or policy directions affecting investment firms, asset managers, and market participants across the EU. While not imposing immediate rules, it warrants monitoring for potential impacts on ongoing consultations and governance expectations. #

Sectors:
Investment ManagementCapital Markets & TradingWealth & Private Banking
Topics:
Authorisation & LicensingSenior Managers / Governance
Asset ManagerBroker DealerBank
All Firms
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🇫🇷 AMF Warning high

The AMF and the ACPR warn the public against the activities of several entities offering in France investments in Forex and in crypto-assets derivatives without being authorized to do so

Warning Savings protection Forex and binary options Crypto-assets Warning The AMF and the ACPR warn the public against the activities of several entities offering in France investments in Forex and in crypto-assets derivatives without being authorized to do so

Sectors:
Banking & CreditCrypto & Digital AssetsCapital Markets & Trading
Topics:
Consumer Protection / ConductAuthorisation & Licensing
BankCrypto ExchangeFintech
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