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🇫🇷 AMF News Urgency: medium

Update of the AMF's policy on funds that use Total Return Swaps and communicate about their consideration of non-financial criteria

Asset management Update of the AMF's policy on funds that use Total Return Swaps and communicate about their consideration of non-financial criteria

Why this matters

This regulatory update from the AMF (French financial markets authority) is focused on funds that use Total Return Swaps and communicate about their consideration of non-financial criteria, which falls under the ESG/sustainability and reporting/disclosure topics.

Asset Manager
🇮🇪 CBI Enforcement Urgency: low

Central Bank publishes three Behind the Data papers examining the international activities of the Irish financial sector

Recent increase in cross-border financial assets is largely due to migration of assets from UK banks to subsidiaries in Ireland, to continue to serve EU clients after Brexit. Paper examining the strength of the connectedness of Irish insurance sector and investment funds finds insurers primarily hold shares in equity…

AI Analysis

The Central Bank of Ireland (CBI) published three "Behind the Data" papers on 20 January 2022 analyzing the international activities of Ireland's banking, insurance, investment funds, and non-bank financial intermediation (NBFI) sectors, highlighting post-Brexit asset migrations, insurer exposures via funds, and Ireland's fifth-largest global NBFI sector per FSB metrics. This matters for compliance professionals as it signals heightened CBI scrutiny on cross-border exposures, interconnectedness, and data granularity needs, potentially informing future supervisory expectations, macro-prudential policies, and reporting enhancements without imposing immediate rules.

AI-generated analysis. May contain errors or omissions — verify with the original CBI source before acting. Full disclaimer.

BankAsset ManagerInsurance
🇫🇷 AMF News Urgency: low

More than one million new retail investors have entered equity markets in France over the last 3 years, according to the AMF's dashboard

Long term investment Retail investors Journalists More than one million new retail investors have entered equity markets in France over the last 3 years, according to the AMF's dashboard

Why this matters

This regulatory update discusses the increase in retail investor participation in the French equity markets over the past 3 years, which is relevant for asset managers, broker-dealers, and wealth managers that serve retail clients.

Asset ManagerBroker DealerWealth Manager

The AMF informs about the liquidation of the portfolio asset management company « Nestadio Capital »

Asset management The AMF informs about the liquidation of the portfolio asset management company « Nestadio Capital »

Why this matters

This regulatory update from the AMF (French financial markets authority) is informing about the liquidation of the portfolio asset management company 'Nestadio Capital'.

Asset Manager

Stimulating the diversification of long-term savings: the AMF proposes an educational approach to equity investment

Long term investment Shares Stimulating the diversification of long-term savings: the AMF proposes an educational approach to equity investment

Why this matters

This regulatory update from the AMF focuses on stimulating the diversification of long-term savings through an educational approach to equity investment. It is relevant for investment managers, wealth managers, and banks that offer long-term savings products.

Asset ManagerWealth ManagerBank
🇫🇷 AMF Enforcement Urgency: high Significant

The AMF Enforcement Committee fines an issuer's Chief Financial Officer for insider dealing

Sanctions & settlements Journalists The AMF Enforcement Committee fines an issuer's Chief Financial Officer for insider dealing

AI Analysis

The AMF Enforcement Committee fined an issuer's Chief Financial Officer (CFO) for insider dealing, highlighting the regulator's aggressive enforcement against market abuse by senior executives. This case underscores the personal liability of insiders who trade on privileged information, reinforcing the need for robust internal controls in listed companies. Compliance teams must prioritize insider trading prevention to mitigate similar sanctions risks.

AI-generated analysis. May contain errors or omissions — verify with the original AMF source before acting. Full disclaimer.

All Firms
🇫🇷 AMF News Urgency: medium

The AMF publishes its priorities for 2022, the last year of its five-year strategy

Strategy Supervision Other professionals Executive & other private individuals Fintech Market Infrastructures Post-trade Infrastructures Professional investors Journalists Investment services providers ...

Why this matters

This regulatory update from the AMF covers priorities across investment management, capital markets, and fintech firms. Key topics include technology/cyber, authorization/licensing, and reporting/disclosure requirements. The medium urgency reflects the strategic nature of the update.

Asset ManagerBroker DealerFintech