Live Updates
November 2019

November 2019 Regulatory Updates

All financial regulatory updates published in November 2019.

4 Updates
1 Regulators
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🇫🇷 AMF Warning high

The Autorité des marchés financiers calls on retail investors to exercise the greatest vigilance in usurpation cases

Warning Savings protection The Autorité des marchés financiers calls on retail investors to exercise the greatest vigilance in usurpation cases

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAML / Financial CrimeAuthorisation & Licensing
BankWealth ManagerFintech
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🇫🇷 AMF Warning high

The Autorité des Marchés Financiers (AMF) warns the public against the activities of certain websites offering to sell shares of La Française des Jeux without authorisation

Warning Warning Savings protection The Autorité des Marchés Financiers (AMF) warns the public against the activities of certain websites offering to sell shares of La Française des Jeux without authorisation

Sectors:
Investment ManagementCapital Markets & Trading
Topics:
Consumer Protection / ConductAuthorisation & Licensing
Asset ManagerBroker DealerWealth Manager
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