November 2019 Regulatory Updates

Why this matters

This regulatory update from the Autorité des marchés financiers (AMF) in France warns retail investors about cases of usurpation, which relates to financial crime and consumer protection issues. It is targeted at banks, wealth managers, and fintech firms that serve retail investors.

Why this matters

This warning from the AMF relates to the website www.sogevis.com, which appears to be offering unauthorized financial services. This poses a risk to consumers and requires urgent action from the regulator to protect the public.

Why this matters

This warning from the AMF relates to the website www.holakredit.com, which appears to be offering financial services without proper authorization. This poses a risk to consumers and requires urgent action from the regulator.

Why this matters

This warning from the AMF relates to unauthorized activities involving the sale of shares in La Française des Jeux, which is relevant to investment management, capital markets, and firms that engage in securities trading and wealth management.