Live Updates
July 2017

July 2017 Regulatory Updates

All financial regulatory updates published in July 2017.

2 Updates
1 Regulators
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🇫🇷 AMF Warning

The Autorité des marchés financiers (AMF) is publishing a list on its website of unauthorized diamond investments platforms

Warning Savings protection The Autorité des marchés financiers (AMF) is publishing a list on its website of unauthorized diamond investments platforms

Why this matters

This regulatory update from the AMF warns about unauthorized diamond investment platforms, which falls under the investment management, wealth management, and capital markets sectors. The key topics are consumer protection and authorization/licensing requirements.

Sectors:
Investment ManagementWealth & Private BankingCapital Markets & Trading
Topics:
Consumer Protection / ConductAuthorisation & Licensing
Asset ManagerWealth ManagerBroker Dealer
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🇫🇷 AMF Warning

The Autorité des marchés financiers (AMF) warns the public against the activities of www.chs-capital.com engaging in unauthorized investment services

Warning Savings protection The Autorité des marchés financiers (AMF) warns the public against the activities of www.chs-capital.com engaging in unauthorized investment services

Why this matters

This warning from the AMF relates to unauthorized investment services, which falls under the investment management, wealth management, and capital markets sectors. The key topics are consumer protection and authorization/licensing, as the firm is operating without proper authorization.

Sectors:
Investment ManagementWealth & Private BankingCapital Markets & Trading
Topics:
Consumer Protection / ConductAuthorisation & Licensing
Asset ManagerWealth ManagerBroker Dealer
View Original