April 2016 Regulatory Updates

April 29th 2016

The Autorité des Marchés Financiers (AMF) issues a general public warning about sites touting the benefits of an algorithm and linking to a trading platform, and a specific warning about Preditrend

Warning Savings protection The Autorité des Marchés Financiers (AMF) issues a general public warning about sites touting the benefits of an algorithm and linking to a trading platform, and a specific warning about Preditrend

Why this matters

The AMF has issued a general public warning about sites promoting the benefits of an algorithm linked to a trading platform, as well as a specific warning about Preditrend.

Sectors:

Topics:

Consumer Protection / Conduct Authorisation & Licensing Market Abuse / Surveillance

Broker DealerWealth ManagerFintech

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🇫🇷 AMF Warning

April 12th 2016

AMF warns investors about MTL Index

Warning Savings protection AMF warns investors about MTL Index

Why this matters

This regulatory update from the AMF warns investors about the MTL Index, which likely has implications for investment firms and banks in terms of consumer protection, prudential requirements, and reporting obligations.

Sectors:

Banking & Credit Investment Management Wealth & Private Banking

Topics:

Consumer Protection / Conduct Prudential / Capital Requirements Reporting & Disclosure

Asset ManagerWealth ManagerBank

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