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FINMA concludes proceedings against Wendelspiess Partners AG and imposes long-term industry bans

Summary

The Swiss Financial Market Supervisory Authority FINMA has concluded enforcement proceedings against Wendelspiess Partners AG in liquidation and two individuals for serious breaches of the rules of conduct governing the provision of financial services. It has imposed long-term industry bans on two responsible individuals.

Relevant Firm Types

Wealth ManagerAsset Manager
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