CFTC Orders UBS Financial Services Inc. to Pay $8 Million for Supervision Failures Impacting Its AML Transaction Monitoring Systems
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CFTC News
Commodity Futures Trading Commission
All news and announcements from the CFTC (United States).
CFTC Orders George Santos to Pay $35,000 for Manipulative Trading of State-of-the-Union Event Contract
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ICYMI: Members of the CFTC’s Agricultural Advisory Committee Join Chairman Selig in Washington at First Meeting of 2026
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CFTC Releases Advisory on Self-Certification of an Event Contract Series
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CFTC Staff Issues No-Action Position on Designated Contract Market Procedures
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Crypto Exchange
Chairman Selig Announces Agenda for July 29 Agricultural Advisory Committee Meeting in Washington
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CFTC Sunsets Routine Large Trader Reporting Requirements for Physical Commodity Swaps
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Chairman Selig Announces CFTC Agricultural Advisory Committee to Meet July 29 in Washington
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CFTC Stays KalshiEX Rule Change and Exercises Emergency Authority to Order Fulfillment of Pending Trades
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Broker DealerCrypto Exchange
CFTC to Stay Self-Certified Contract on 24/7 Trading for Crude Oil Futures
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CFTC Charges North Carolina Commodity Pool Operator and His Company with Fraud
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Asset ManagerHedge Fund
Washington Times Op-Ed | Chicago’s Last Trade
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CFTC Orders Two Foreign Firms to Pay $2.5 Million for Illegal Off-Exchange Transactions with U.S. Customers
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Broker DealerFintech
CFTC, SEC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks
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Broker DealerAsset ManagerHedge Fund
CFTC Seeks Public Comment on the Extension of Standard Futures Contracts to 24/7 Trading and on Perpetual Contracts Referencing Physically Delivered or Storable Energy Commodities
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Broker DealerAll Firms
CFTC, SEC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions
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Broker DealerAsset ManagerAll Firms
CFTC, SEC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets
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Broker DealerAsset Manager
CFTC Resolves Action Against Celsius Founder
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Crypto ExchangeFintech
CFTC Staff Issues No-Action Letter for Swap Post-Trade Risk Reduction Services
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CFTC Issues a Request for Information to Facilitate Innovation and Competition for Fintech Firms
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CFTC Chairman Selig Announces Senior Staff Appointments
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CFTC Issues No-Action Letter for DCMs Converting Existing Perpetual-Style Digital Commodity Futures into True Digital Commodity Perpetual Futures
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CFTC Sues New Mexico as the State Becomes the Latest Attempting to Infringe on Federal Jurisdiction
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Broker DealerCrypto Exchange
Washington Reporter Op-Ed | The CFTC is Modernizing Rule 40.11, Thereby Furthering America’s Leadership in Responsible Financial Innovation
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CFTC Establishes Joint Data Standards as Required Under the Financial Data Transparency Act of 2022
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CFTC Staff Issues No-Action Position Related to Designated Contract Market Procedures
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CFTC Grants Five Whistleblower Awards Totaling Over $8M
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CFTC Chairman Selig Announces Dr. Patrick J. Schorno as Chief Economist
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CoinDesk Op-Ed | What American Crypto Asset Perpetuals Mean for the Future of Crypto
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Commission Staff Confirms the Categorization of Certain Crypto Asset Perpetuals as Foreign Futures and Issues No-Action Letter Regarding FCM Transfers of Customer Crypto Assets to Foreign Brokers as Margin
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CFTC Approves BTCPERP Contract Submitted by KalshiEX, LLC
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Crypto Exchange
CFTC Staff Issues Advisory on 24/7 Trading, Clearing, and Settlement
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Broker DealerCrypto Exchange
CFTC Charges Google Employee with Insider Trading in Search Result-Related Event Contracts
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CFTC Joins Gemini Trust Company LLC in Motion for Relief from Judgment
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Crypto Exchange
CFTC and National Hockey League Sign MOU Related to Integrity in Professional Hockey
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CFTC Sues Minnesota to Block State Law
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CFTC Chairman Selig Announces DJ Hennes as Director of the Market Participants Division
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CFTC Staff Issues No-Action Letter on Data Reporting for Event Contracts
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CFTC Reaffirms Exclusive Jurisdiction Over Prediction Markets in Sixth Circuit Amicus Brief
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CFTC Approves Capital Comparability Determination and Order for Certain Nonbank Swap Dealers Domiciled in the European Union
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CFTC Orders New York Trader to Pay $200,000 for Spoofing
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CFTC Staff Issues Supplemental Letter Regarding No-Action Position on Reporting, Recordkeeping Requirements
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CFTC Secures Judgment Against Michigan Commodity Pool Operator and His Company Engaged in Fraud Scheme
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WSJ Letter to Editor | Prediction Markets Aren’t a New Vegas
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CFTC Staff Issues Supplemental Letter Regarding No-Action Position on Reporting, Recordkeeping Requirements
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CFTC Seeks Public Comment Relating to Commitments of Traders Reports
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CFTC Announces Director of the Whistleblower Office
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CFTC Transitions Its Public Comment Submission Process to Regulations.gov
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CFTC Sues Wisconsin to Reaffirm its Exclusive Jurisdiction Over Prediction Markets
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CFTC Reaffirms Exclusive Jurisdiction Over Prediction Markets in Massachusetts Supreme Judicial Court Filing
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CFTC Sues New York Over Prediction Markets Amid Ongoing Efforts to Preserve Jurisdiction
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CFTC Charges U.S. Service Member with Insider Trading in Nicolás Maduro-Related Event Contracts
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CFTC and SEC Jointly Propose Amendments to Strengthen Disclosure and Reduce Private Fund Reporting Burdens
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CFTC and Kansas State University Announce Return of AgCon Conference
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CFTC Approves Order to Further Strengthen U.S. Treasury Market Liquidity
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CFTC Secures Court Order Requiring Florida Resident to Pay Over $1.3 Million in Disgorgement and Imposes Trading Ban for Commodity Pool Fraud
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CFTC Announces Innovation Task Force Staff
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CFTC Announces Agricultural Advisory Committee Members
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CFTC Chairman Selig Announces Deputy General Counsel Appointments
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CFTC Sues Trio of States to Reaffirm its Exclusive Jurisdiction Over Prediction Markets
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Broker DealerFintech
Federal Court Grants CFTC Motion for Summary Judgment, Orders Former Hedge Fund Manager to Pay $2.2 Million for Swap Valuation Fraud
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CFTC Resolves Action Against Former FTX Head of Engineering
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Restoring American Leadership in Financial Markets: CFTC Chairman Selig’s First 100 Days
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CFTC Staff Amends Brexit-Related No-Action Positions for Additional UK Trading Facilities
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Chairman Selig Announces Formation of New Innovation Task Force
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CFTC and MLB Sign Groundbreaking MOU
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Michael S. Selig, Chairman: 9th Annual DC Blockchain Summit
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BankFintechCrypto Exchange
CFTC Joins SEC to Clarify the Application of Federal Securities Laws to Crypto Assets
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Crypto ExchangeFintech
CFTC Staff Issues No-Action Position to Self-Custodial Crypto Asset Wallet Software Provider
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FintechCrypto Exchange
CFTC Chairman Selig Announces Jessica Harris as Director, Division of Data and Chief Data Officer
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CFTC Staff Issues Prediction Markets Advisory
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CFTC and SEC Announce Historic Memorandum of Understanding Between Agencies
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CFTC Chairman Michael S. Selig, Chairman: FIA Global Cleared Markets Conference
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Broker DealerFintechCrypto Exchange
CFTC Announces Marc H. Sielski as Executive Director
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BankBroker DealerFintech
CFTC Chairman Selig Announces Departure of Senior Advisor Brigitte Weyls
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Broker DealerCrypto Exchange
CFTC Chairman Selig Announces Mel Gunewardena as Director of the Office of International Affairs and Senior Markets Advisor to the Chairman
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CFTC Chairman Selig Announces Alan Brubaker as Director of the Office of Legislative and Intergovernmental Affairs
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BankBroker DealerFintech
CFTC Staff Reissues Staff Letter 25-50 to Add Additional No-Action Position on CPO Delegation Arrangements
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Asset ManagerHedge Fund
CFTC Chairman Selig Announces Senior Staff Appointments
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BankFintechCrypto Exchange
CFTC Reaffirms Exclusive Jurisdiction over Prediction Markets in U.S. Circuit Court Filing
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Broker DealerCrypto Exchange
Chairman Selig: Op-Ed | States Encroach on Prediction Markets
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CFTC Announces Innovation Advisory Committee Members
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Crypto ExchangeFintech
CFTC Staff Reissues Letter 25-40 Updating Payment Stablecoin Definition
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BankFintechPayment Provider
Texas Resident to Pay Over $14 million for Misappropriation of Confidential Information, Illegal Kickbacks
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BankBroker DealerHedge Fund
CFTC Designates Xchange Alpha LLC as a Contract Market
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Broker DealerFintech
CFTC Staff Issues Interpretation on Legacy Swap Status
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BankBroker Dealer
CFTC Chairman Lauds Senate Committee Action to Advance Digital Asset Market Structure Legislation
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Crypto ExchangeFintech
CFTC Chair Selig, SEC Chair Atkins: Team Trump readies crypto plan so Americans can count on their future
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Crypto ExchangeFintechAll Firms
CFTC Announces Tyler S. Badgley as General Counsel
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CFTC Staff Issues No-Action Letter, Announces Implementation Updates to 2024 Large Trader Reporting Rule
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CFTC Chairman Selig Announces Alex Titus as Chief Advisor
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Broker DealerFintechCrypto Exchange
CFTC and SEC Reschedule Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
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Crypto ExchangeFintech
Chairman Selig to Sponsor the CFTC’s Agricultural Advisory Committee
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BankBroker DealerFintech
CFTC and SEC to Hold Joint Event on Harmonization, U.S. Financial Leadership in the Crypto Era
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Crypto ExchangeFintech
Chairman Selig: America’s Financial Markets are ready for a Golden Age
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FintechCrypto ExchangeAll Firms
CFTC Chairman Selig Announces Senior Staff Appointments
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Crypto ExchangeFintech
Chairman Selig Launches the CFTC Innovation Advisory Committee
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FintechCrypto Exchange
CFTC Staff Issues No-Action Letter Regarding Event Contracts
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Broker DealerCrypto Exchange
CFTC Chairman Selig Announces Amir Zaidi as Chief of Staff
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BankBroker DealerCrypto Exchange
Michael Selig Sworn In as 16th CFTC Chairman
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BankBroker DealerCrypto Exchange
Acting Chairman Caroline D. Pham Announces Departure from CFTC
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BankBroker DealerCrypto Exchange
Acting Chairman Pham Announces New Member of Global Markets Advisory Committee’s Digital Asset Markets Subcommittee
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Crypto Exchange
Acting Chairman Pham Announces Pilot Program to Unleash American Energy Dominance
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Broker DealerCrypto Exchange
CFTC Staff Issues No-Action Letter Regarding CPO Registration for Certain SEC-Registered Investment Advisers
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Asset ManagerBroker Dealer
Statement by Acting Chairman Caroline D. Pham on IOSCO Pre-Hedging Report
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Broker DealerCrypto Exchange
CFTC Awards Two Whistleblowers More Than $1.8M
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BankBroker DealerCrypto Exchange
CFTC Staff Seek Public Comment on Direct Clearing by Retail Participants
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Broker DealerCrypto Exchange
CFTC Obtains Judgment Against Wisconsin Man for Fraud, Misappropriation Scheme
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BankBroker DealerCrypto Exchange
CFTC Obtains Over $2M Restitution for Victims of Precious Metals, Foreign Currency Pool Fraud
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Broker DealerAsset ManagerBank
CFTC Obtains Order for Over $5.5M Restitution for Victims in Commodity Pool Fraud by Tennessee Couple
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Asset ManagerBroker DealerBank
CFTC Obtains $1.2M for Fraud Victims, $2.8M Overall From Florida Commodity Firm, Owner
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CFTC Obtains $6.9M Restitution Order Against Three Individuals, Three Florida Firms in Metals Fraud Case
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CFTC Obtains Court Order to Return $750,000 to Voyager Victims in Fraud Action
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Crypto ExchangeFintech
Joint Statement from the Chairman of the SEC and Acting Chairman of the CFTC
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Broker DealerCrypto Exchange
Acting Chairman Pham Statement on Spring 2025 Unified Agenda
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BankBroker DealerCrypto Exchange
CFTC-SEC Joint Staff Statement (Project Crypto-Crypto Sprint)
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Crypto ExchangeFintech
Commissioner Kristin Johnson Announces Departure from CFTC
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Broker DealerCrypto Exchange