November 2021 Regulatory Updates | Reg Monitoring

🇫🇷 AMF News medium

November 24th 2021

Money laundering and terrorist financing: the AMF applies EBA guidelines on risk factors

Asset management Anti-money Laundering Money laundering and terrorist financing: the AMF applies EBA guidelines on risk factors

Sectors:

Investment Management Banking & Credit Wealth & Private Banking

Topics:

AML / Financial Crime Prudential / Capital Requirements Operational Resilience / Outsourcing

Asset ManagerBankWealth Manager

🇫🇷 AMF Warning high

November 22nd 2021

The AMF warns the public against the offerings of UGE Group

Warning Savings protection Atypical products Warning The AMF warns the public against the offerings of UGE Group

Sectors:

Banking & Credit Investment Management Wealth & Private Banking

Topics:

Consumer Protection / Conduct Authorisation & Licensing

BankWealth Manager

🇫🇷 AMF News

November 9th 2021

The AMF and the Banque de France publish an update of the inventory of liquidity management tools in French funds

Asset management Prospectus The AMF and the Banque de France publish an update of the inventory of liquidity management tools in French funds

Sectors:

Investment Management Banking & Credit Wealth & Private Banking

Topics:

Prudential / Capital Requirements Consumer Protection / Conduct Reporting & Disclosure

Asset ManagerBankWealth Manager