November 2021 Regulatory Updates

Why this matters

This regulatory update from the AMF applies EBA guidelines on risk factors related to money laundering and terrorist financing, which is relevant for investment managers, banks, and wealth managers.

Why this matters

This is a warning from the AMF against the offerings of UGE Group, which likely targets retail investors. It is a consumer protection issue related to unauthorized or potentially fraudulent investment products.

Why this matters

This regulatory update from the AMF and Banque de France relates to liquidity management tools in French funds, which is relevant for investment management firms, banks, and wealth managers. It covers prudential and capital requirements, consumer protection, and reporting and disclosure topics.