Live Updates
June 2018

June 2018 Regulatory Updates

All financial regulatory updates published in June 2018.

3 Updates
1 Regulators
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🇫🇷 AMF Warning

The Autorité des marchés financiers and the Autorité de contrôle prudentiel et de résolution warn the public against the activities of several websites and entities proposing forex investments without being authorised to do so

Warning Savings protection Forex and binary options Warning The Autorité des marchés financiers and the Autorité de contrôle prudentiel et de résolution warn the public against the activities of several websites and entities proposing forex investments without being authorised to do so

Why this matters

This regulatory update warns the public against unauthorized forex investment activities, which poses risks to consumers and requires proper authorization for such firms to operate.

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAuthorisation & Licensing
Broker DealerWealth ManagerFintech
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🇫🇷 AMF Warning

The Autorité des marchés financiers (AMF) is warning the public against several companies proposing atypical investments without being authorized to do so

Warning Savings protection Atypical products Warning The Autorité des marchés financiers (AMF) is warning the public against several companies proposing atypical investments without being authorized to do so

Why this matters

This warning from the AMF is targeted at companies offering atypical investments without proper authorization, which poses risks to consumers and requires urgent attention from relevant financial firms.

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAuthorisation & Licensing
Asset ManagerWealth ManagerFintech
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🇫🇷 AMF Warning

AMF warns the public about aggressive "boiler room" direct marketing

Warning Savings protection Warning AMF warns the public about aggressive "boiler room" direct marketing

Why this matters

This warning from the AMF relates to aggressive 'boiler room' direct marketing tactics, which pose risks to consumers and could involve unauthorized financial activities. It is relevant for asset managers, wealth managers, and banks that need to be aware of these practices and take steps to protect their clients.

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAuthorisation & LicensingMarket Abuse / Surveillance
Asset ManagerWealth ManagerBank
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