Live Updates
January 2015

January 2015 Regulatory Updates

All financial regulatory updates published in January 2015.

3 Updates
1 Regulators
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🇫🇷 AMF Warning

The Autorité des Marchés Financiers (AMF) has issued a public warning against the activities of individuals impersonating the delegate of the AMF Ombudsman by making false referrals to FIN-NET, the European Commission body in charge of financial disputes

Warning Warning Financial disclosures & corporate financing The Autorité des Marchés Financiers (AMF) has issued a public warning against the activities of individuals impersonating the delegate of the AMF Ombudsman by making false referrals to FIN-NET, the European Commission body in charge of...

Why this matters

This warning from the AMF is critical for firms in the banking, investment management, and wealth management sectors, as it relates to impersonation of the AMF Ombudsman and false referrals to FIN-NET. This could impact consumer protection, licensing, and reporting requirements for these firms.

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAuthorisation & LicensingReporting & Disclosure
BankWealth Manager
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🇫🇷 AMF Warning

The Autorité des Marchés Financiers issues a public warning against the activities of the group CO&H Ltd

Warning Savings protection Warning The Autorité des Marchés Financiers issues a public warning against the activities of the group CO&H Ltd

Why this matters

This is a public warning from the French financial regulator AMF against the activities of the group CO&H Ltd, which likely indicates concerns around unauthorized or potentially fraudulent investment activities targeting retail consumers.

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAuthorisation & Licensing
BankWealth Manager
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🇫🇷 AMF Warning

The Autorité de Contrôle Prudentiel et de Résolution and The Autorité des Marchés Financiers warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so.

Warning Savings protection Forex and binary options Warning The Autorité de Contrôle Prudentiel et de Résolution and The Autorité des Marchés Financiers warn the public against the activities of several websites and entities proposing Forex investments without being authorised to do so.

Why this matters

This regulatory update warns the public against unauthorized Forex investment activities, which is a critical consumer protection issue for banking, investment management, and wealth management firms.

Sectors:
Banking & CreditInvestment ManagementWealth & Private Banking
Topics:
Consumer Protection / ConductAuthorisation & Licensing
BankBroker DealerWealth Manager
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