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The AMF Enforcement Committee fines three individuals a total of €590,000 for price manipulation

AI Analysis

Executive Summary

The AMF Enforcement Committee fined three individuals a total of €590,000 for engaging in price manipulation on French markets, highlighting the regulator's aggressive stance against market abuse. This enforcement action underscores the risks of coordinated trading schemes that distort supply, demand, or prices, serving as a deterrent for market participants. Compliance teams should note it as evidence of heightened AMF scrutiny on manipulative behaviors, even absent full case details. #

What Changed

This is an enforcement decision, not a regulatory change; it reaffirms existing prohibitions under the French Monetary and Financial Code (Article L. 433-1-2) and EU Market Abuse Regulation (MAR, Regulation (EU) No 596/2014) against price manipulation, including fixing prices at artificial levels, disseminating false/misleading signals on supply/demand, or using deceptive orders. No new requirements are introduced, but it signals AMF's interpretation of manipulation in coordinated individual actions, consistent with prior cases. #

What You Need To Do

  • Enhance surveillance

Key Dates

11 December 2024 AMF decision fining entities €4.15M for false info and price manipulation.
24 January 2024 AMF decision fining seven for price manipulation (€400k-€2M); appeals filed, partial stay granted 10 July 2024.
19 July 2024 AMF fines Parrot and directors €420k total for manipulation.
13 December 2024 AMF fines US fund €10M for IPO-related manipulation.
15 September 2025 AMF fines asset managers €1.3M total (future-dated relative to publication patterns).

Compliance Impact

Urgency: High - Matters due to escalating fines (e.g., €590k here, up to €10M in ) and personal liability for individuals, amid AMF's pattern of 2024-2025 actions targeting manipulation across assets. Non-compliance risks reputational damage, trading bans, and appeals (e.g., ongoing in ); firms must act now to fortify defenses against investigations triggered by market data analytics.

Who is Affected

Traders, investment managers, and individuals executing trades on AMF-supervised markets (e.g., Euronext Paris).Broker-dealers, asset managers, and funds involved in equity, derivatives, or bond trading.Corporate issuers and directors whose shares or instruments are traded, due to potential liability for manipulative schemes.All firms under AMF jurisdiction, including foreign entities trading French instruments (e.g., US funds, German traders).

Summary

Sanctions & settlements Journalists The AMF Enforcement Committee fines three individuals a total of €590,000 for price manipulation

Relevant Firm Types

Broker DealerAsset ManagerAll Firms
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