https://regmonitoring.com AI-powered regulatory intelligence for financial services: the latest updates from financial regulators worldwide. en Wed, 23 Sep 2026 10:35:50 GMT https://regmonitoring.com/updates/fca-building-the-next-generation-of-market-5373ec https://regmonitoring.com/updates/fca-building-the-next-generation-of-market-5373ec Wed, 23 Sep 2026 12:17:00 GMT Speech by Nikhil Rathi, FCA chief executive at TheCityUK dinner, sponsored by Nasdaq. Thank you to TheCityUK and Nasdaq for bringing us together this evening.It’s a fitting venue for us to discuss market transitions: the former HQ of Midland Bank, which of course became part of HSBC.And now HSBC Orion has become the… FCA © FCA. Extract reproduced with attribution; full notice at the source link. FCA speech https://regmonitoring.com/updates/fca-27lytes-new-7b4ad2 https://regmonitoring.com/updates/fca-27lytes-new-7b4ad2 Wed, 23 Sep 2026 11:16:00 GMT UnauthorizedThis firm may be providing or promoting financial services or products without our permission. You should avoid dealing with this firm and beware of scams. Almost all firms and individuals must be authorised or registered by us to carry out or promote financial services in the UK. This firm is not… FCA © FCA. Extract reproduced with attribution; full notice at the source link. FCA warning https://regmonitoring.com/updates/adgm-icapital-expands-middle-east-presence-with-adgm-63d63d https://regmonitoring.com/updates/adgm-icapital-expands-middle-east-presence-with-adgm-63d63d Wed, 23 Sep 2026 10:29:00 GMT Icapital Expands Middle East Presence With Adgm Licence ADGM © ADGM. Extract reproduced with attribution; full notice at the source link. ADGM news https://regmonitoring.com/updates/adgm-eqt-launches-middle-east-platform-and-opens-abu-df9ae6 https://regmonitoring.com/updates/adgm-eqt-launches-middle-east-platform-and-opens-abu-df9ae6 Wed, 23 Sep 2026 10:29:00 GMT Eqt Launches Middle East Platform And Opens Abu Dhabi Office ADGM © ADGM. Extract reproduced with attribution; full notice at the source link. ADGM news https://regmonitoring.com/updates/esma-esas-call-for-vigilance-over-external-1bfbc0 https://regmonitoring.com/updates/esma-esas-call-for-vigilance-over-external-1bfbc0 Wed, 23 Sep 2026 10:22:52 GMT ESAs call for vigilance over external dependencies, cyber threats and private credit risks 23 September 2026 Joint Committee Risk monitoring The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) have identified external dependencies, emerging technologies and private credit as key vulnerabilities for… ESMA © ESMA. Extract reproduced with attribution; full notice at the source link. ESMA news https://regmonitoring.com/updates/fca-firms-crack-down-on-money-mules-but-need-to-do-59e0c6 https://regmonitoring.com/updates/fca-firms-crack-down-on-money-mules-but-need-to-do-59e0c6 Wed, 23 Sep 2026 10:03:00 GMT Financial firms are shutting down hundreds of thousands of suspected money mule accounts, but organised criminal groups are still shifting dirty money through multiple bank accounts before cashing out. An FCA survey found firms have closed an increasing number of suspected mule accounts over the last 3 years: 238,396… FCA © FCA. Extract reproduced with attribution; full notice at the source link. FCA enforcement https://regmonitoring.com/updates/sfc-new-synopsis-by-julia-leung-remarks-at-media-795fcc https://regmonitoring.com/updates/sfc-new-synopsis-by-julia-leung-remarks-at-media-795fcc Wed, 23 Sep 2026 09:56:19 GMT New synopsis by Julia Leung: Remarks at Media Briefing on SFC’s Strategic Action Plan SFC © SFC. Extract reproduced with attribution; full notice at the source link. SFC speech https://regmonitoring.com/updates/eba-esas-call-for-vigilance-over-external-a49ac6 https://regmonitoring.com/updates/eba-esas-call-for-vigilance-over-external-a49ac6 Wed, 23 Sep 2026 09:49:44 GMT The European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) have identified external dependencies, emerging technologies and private credit as key vulnerabilities for the EU financial system in their Autumn 2026 risk update. EBA © EBA. Extract reproduced with attribution; full notice at the source link. EBA news https://regmonitoring.com/updates/sfc-new-synopsis-by-kelvin-wong-opening-remarks-at-503a60 https://regmonitoring.com/updates/sfc-new-synopsis-by-kelvin-wong-opening-remarks-at-503a60 Wed, 23 Sep 2026 09:26:57 GMT New synopsis by Kelvin Wong: Opening Remarks at Media Briefing on SFC’s Strategic Action Plan SFC © SFC. Extract reproduced with attribution; full notice at the source link. SFC speech https://regmonitoring.com/updates/boe-no-bank-too-big-to-fail-and-none-too-small-to-b5d1c7 https://regmonitoring.com/updates/boe-no-bank-too-big-to-fail-and-none-too-small-to-b5d1c7 Wed, 23 Sep 2026 09:00:00 GMT Given at The Florence School of Banking & Finance Resolution Academy, European University Institute BoE © BoE. Extract reproduced with attribution; full notice at the source link. BoE speech https://regmonitoring.com/updates/cssf-administrative-sanction-of-6-july-2026-4d6354 https://regmonitoring.com/updates/cssf-administrative-sanction-of-6-july-2026-4d6354 Wed, 23 Sep 2026 08:39:32 GMT Administrative sanction imposed on Opexia PSF S.A. CSSF © CSSF. Extract reproduced with attribution; full notice at the source link. CSSF enforcement https://regmonitoring.com/updates/sfc-sfc-unveils-strategic-action-plan-to-support-hong-e8f923 https://regmonitoring.com/updates/sfc-sfc-unveils-strategic-action-plan-to-support-hong-e8f923 Wed, 23 Sep 2026 08:27:43 GMT SFC unveils Strategic Action Plan to support Hong Kong’s First Five-Year Plan and Policy Address in promoting capital market development SFC © SFC. Extract reproduced with attribution; full notice at the source link. SFC speech https://regmonitoring.com/updates/cssf-communication-on-the-entry-into-application-of-6624f6 https://regmonitoring.com/updates/cssf-communication-on-the-entry-into-application-of-6624f6 Wed, 23 Sep 2026 06:53:17 GMT Communication on the entry into application of the new rules introduced by Directive (EU) 2024/825 as from 27 September 2026 CSSF © CSSF. Extract reproduced with attribution; full notice at the source link. CSSF news https://regmonitoring.com/updates/bis-basel-iii-risk-based-capital-and-leverage-ratios-a57e1a https://regmonitoring.com/updates/bis-basel-iii-risk-based-capital-and-leverage-ratios-a57e1a Wed, 23 Sep 2026 00:00:00 GMT As of the end of 2025, Basel III risk-based capital and leverage ratios remained stable for large internationally active banks compared with June 2025. The average Liquidity Coverage Ratio (LCR) of Group 1 banks improved slightly, while the Net Stable Funding Ratio (NSFR) decreased slightly. The average impact of the… BIS © BIS. Extract reproduced with attribution; full notice at the source link. BIS news https://regmonitoring.com/updates/mas-consumer-price-developments-in-august-2026-23c92a https://regmonitoring.com/updates/mas-consumer-price-developments-in-august-2026-23c92a Wed, 23 Sep 2026 00:00:00 GMT This August 2026 report contains an update of the latest consumer price developments in Singapore, prepared by MAS and the Ministry of Trade and Industry. 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Uyeda SEC © SEC. Extract reproduced with attribution; full notice at the source link. SEC speech https://regmonitoring.com/updates/cftc-cftc-releases-staff-advisory-on-mention-markets-4b5673 https://regmonitoring.com/updates/cftc-cftc-releases-staff-advisory-on-mention-markets-4b5673 Tue, 22 Sep 2026 20:38:00 GMT CFTC Releases Staff Advisory on Mention Markets CFTC © CFTC. Extract reproduced with attribution; full notice at the source link. CFTC news https://regmonitoring.com/updates/fed-federal-reserve-board-announces-approval-of-78fa60 https://regmonitoring.com/updates/fed-federal-reserve-board-announces-approval-of-78fa60 Tue, 22 Sep 2026 20:30:00 GMT Federal Reserve Board announces approval of application by BancFirst Corporation Federal Reserve © Federal Reserve. Extract reproduced with attribution; full notice at the source link. 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CFTC speech https://regmonitoring.com/updates/sec-nihat-cardak-90c638 https://regmonitoring.com/updates/sec-nihat-cardak-90c638 Tue, 22 Sep 2026 16:41:59 GMT Nihat Cardak SEC © SEC. Extract reproduced with attribution; full notice at the source link. SEC news https://regmonitoring.com/updates/sec-sec-censures-otc-link-llc-for-repeated-compliance-0090ce https://regmonitoring.com/updates/sec-sec-censures-otc-link-llc-for-repeated-compliance-0090ce Tue, 22 Sep 2026 16:41:11 GMT The Securities and Exchange Commission today censured New York-based broker dealer OTC Link LLC and ordered it to pay a $575,000 civil penalty for longstanding violations of Regulation Systems Compliance and Integrity (SCI).According to the SEC’s settled… SEC © SEC. Extract reproduced with attribution; full notice at the source link. 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Federal Reserve speech https://regmonitoring.com/updates/ecb-pedro-machado-from-going-concern-to-gone-concern-c2799f https://regmonitoring.com/updates/ecb-pedro-machado-from-going-concern-to-gone-concern-c2799f Tue, 22 Sep 2026 14:15:00 GMT Pedro Machado: From going concern to gone concern: The supervision-resolution continuum after a decade of the Single Resolution Mechanism ECB © ECB. Extract reproduced with attribution; full notice at the source link. ECB news https://regmonitoring.com/updates/ecb-claudia-buch-digital-innovation-hindrance-or-09354e https://regmonitoring.com/updates/ecb-claudia-buch-digital-innovation-hindrance-or-09354e Tue, 22 Sep 2026 14:15:00 GMT Claudia Buch: Digital innovation: hindrance or booster for banks’ business models? ECB © ECB. Extract reproduced with attribution; full notice at the source link. ECB news